| Name |
Ticker |
Asset Class |
Sector |
Industry |
Flags |
| Bright Health Group Inc |
BHG |
Small Cap Stock |
Finance and Insurance |
Direct Life Insurance Carriers |
|
| Special Opportunities Fund Inc |
SPE-C |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| M & T Bank Corp |
MTB-H |
|
Finance and Insurance |
Commercial Banking |
|
| First Trust Mortgage Income Fund |
FMY |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| AtlasClear Holdings Inc |
ATCH |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Portman Ridge Finance Corp |
PTMN |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Unitedhealth Group Inc |
UNH |
Large Cap Stock |
Finance and Insurance |
Direct Health and Medical Insurance Carriers |
|
| Third Coast Bancshares Inc |
TCBX |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| IF Bancorp Inc |
IROQ |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| Top KingWin Ltd |
TCJH |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Federated Hermes Inc |
FHI |
Mid Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Hippo Holdings Inc |
HIPO+ |
Warrant |
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| Investar Holding Corp |
ISTR |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| India Fund Inc |
IFN |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Runway Growth Finance Corp |
RWAY |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Fundamental Global Inc. |
FGFPP |
|
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| RiverNorth/DoubleLine Strategic opportunity fund Inc |
OPP |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Pacific Premier Bancorp, Inc. |
PPBI |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| BlackRock Innovation and Growth Term Trust |
BIGZ |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Eagle Point Income Company Inc |
EIC |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Barclays Bank PLC |
ATMP |
Multi Cap |
Finance and Insurance |
Commercial Banking |
|
| ICC Holdings Inc |
ICCH |
Small Cap Stock |
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| First Western Financial Inc |
MYFW |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Synovus Financial Corp. |
SNV-E |
|
Finance and Insurance |
Commercial Banking |
|
| MidWestOne Financial Group Inc |
MOFG |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| One Liberty Properties, Inc. |
OLP |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Provident Financial Holdings, Inc. |
PROV |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| GraniteShares Gold Trust |
BAR |
Commodities |
Finance and Insurance |
Commodity Contracts Dealing |
|
| BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund Inc |
DCF |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Qifu Technology Inc. |
QFIN |
|
Finance and Insurance |
Credit Card Issuing |
|
| Reliance Global Group Inc |
RELIW |
Warrant |
Finance and Insurance |
Insurance Agencies and Brokerages |
|
| Apollo Investment Corporation |
AINV |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Brighthouse Financial Inc |
BHFAL |
|
Finance and Insurance |
Direct Life Insurance Carriers |
|
| RLI Corp. |
RLI |
Mid Cap Stock |
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| Primerica Inc |
PRI |
Mid Cap Stock |
Finance and Insurance |
Direct Life Insurance Carriers |
|
| USCB Financial Holdings Inc |
USCB |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Western Asset Global High Income Fund Inc |
EHI |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Nuveen Churchill Direct Lending Corp |
NCDL |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| abrdn Australia Equity Fund Inc |
IAF |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Fanhua Inc |
FANH |
Small Cap Stock |
Finance and Insurance |
Insurance Agencies and Brokerages |
|
| Ecofin Sustainable and Social Impact Term Fund |
TEAF |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Optimumbank Holdings Inc. |
OPHC |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Globe Life Inc |
GL-D |
|
Finance and Insurance |
Direct Life Insurance Carriers |
|
| WisdomTree Trust |
RESD |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Life Storage Inc |
LSI |
Large Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| BlackRock Enhanced International Dividend Trust |
BGY |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| RBB Bancorp |
RBB |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| PGIM High Yield Bond Fund Inc |
ISD |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Oxford Lane Capital Corp |
OXLCN |
|
Finance and Insurance |
Other Financial Vehicles |
|
| BlackRock MuniHoldings Investment Quality Fund |
MFL |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Ready Capital Corp |
RC |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| WisdomTree Trust |
RESE |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Wells Fargo & Co. |
WFC-C |
|
Finance and Insurance |
Commercial Banking |
|
| General American Investors Co., Inc. |
GAM-B |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| abrdn Global Income Fund Inc |
FCO |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Atlantic Union Bankshares Corp |
AUB |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Bank Of America Corp. |
BAC-K |
|
Finance and Insurance |
Commercial Banking |
|
| Humana Inc. |
HUM |
Large Cap Stock |
Finance and Insurance |
Direct Health and Medical Insurance Carriers |
|
| Truist Financial Corporation |
TFC-I |
|
Finance and Insurance |
Commercial Banking |
|
| Bank Of America Corp. |
BAC-S |
|
Finance and Insurance |
Commercial Banking |
|
| Hallmark Financial Services, Inc |
HALL |
Small Cap Stock |
Finance and Insurance |
Other Direct Insurance (except Life, Health, and Medical) Carriers |
|
| InvenTrust Properties Corp |
IVT |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| BNY Mellon High Yield Strategies Fund |
DHF |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Bank of Montreal |
BNKU |
Large Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| BlackRock MuniYield New York Quality Fund Inc |
MYN |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Credit Suisse High Yield Bond Fund |
DHY |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| SITE Centers Corp |
SITC |
Mid Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Clough Global Equity Fund |
GLQ |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| First Eagle Alternative Capital BDC Inc |
FCRD |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Bank Of America Corp. |
BAC-E |
|
Finance and Insurance |
Commercial Banking |
|
| WisdomTree Trust |
DRW |
Real Estate |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Bank Of America Corp. |
BAC-M |
|
Finance and Insurance |
Commercial Banking |
|
| Barings Participation Investors |
MPV |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Bank Of America Corp. |
BML-H |
|
Finance and Insurance |
Commercial Banking |
|
| Old National Bancorp |
ONBPO |
|
Finance and Insurance |
Commercial Banking |
|
| Nuveen Municipal Credit Income Fund |
NZF |
Mid Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Bank of Montreal |
SHNY |
|
Finance and Insurance |
Commercial Banking |
|
| Regions Financial Corp. |
RF-B |
|
Finance and Insurance |
Commercial Banking |
|
| U.S. Bancorp. |
USB-Q |
|
Finance and Insurance |
Commercial Banking |
|
| Regions Financial Corp. |
RF-E |
|
Finance and Insurance |
Commercial Banking |
|
| Selective Insurance Group Inc. |
SIGIP |
|
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| Invesco DB US Dollar Index Trust |
UUP |
Currency |
Finance and Insurance |
Commodity Contracts Dealing |
|
| Tiptree Inc |
TIPT |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| B. Riley Financial Inc |
RILYG |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Western Asset Mortgage Opportunity Fund Inc |
DMO |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Banco Macro S.A. |
BMA |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| F.N.B. Corp. |
FNB |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| CatchMark Timber Trust Inc |
CTT |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Nomura Holdings Inc. |
NMR |
Large Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Sachem Capital Corp |
SCCD |
|
Finance and Insurance |
Savings Institutions |
|
| Siebert Financial Corp. |
SIEB |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Old National Bancorp |
ONB |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Rithm Capital Corporation |
RITM-A |
|
Finance and Insurance |
Other Financial Vehicles |
|
| ECB Bancorp Inc |
ECBK |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| Ellington Financial Inc |
EFC-A |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Finance of America Companies Inc |
FOA+ |
Warrant |
Finance and Insurance |
Savings Institutions |
|
| Nelnet Inc |
NNI |
Mid Cap Stock |
Finance and Insurance |
Credit Card Issuing |
|
| Perella Weinberg Partners |
PWP |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| A-Mark Precious Metals Inc |
AMRK |
Small Cap Stock |
Finance and Insurance |
International Trade Financing |
|
| Northrim Bancorp, Inc. |
NRIM |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| Grupo Financiero Galicia |
GGAL |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| MainStreet Bancshares Inc |
MNSB |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| National Storage Affiliates Trust |
NSA |
Mid Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| BBVA Argentina |
BBAR |
|
Finance and Insurance |
Commercial Banking |
|
| MFS Government Markets Income Trust |
MGF |
Small Cap Stock |
Finance and Insurance |
All Other Insurance Related Activities |
|
| Atlanticus Holdings Corp |
ATLCP |
|
Finance and Insurance |
Credit Card Issuing |
|
| WisdomTree Trust |
HYZD |
Short Term Bond |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Bank of Montreal |
JETU |
|
Finance and Insurance |
Commercial Banking |
|
| Raymond James Financial, Inc. |
RJF |
Large Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Ares Capital Corp |
ARCC |
Large Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Diversified Healthcare Trust |
DHCNI |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Gamco Investors Inc |
GBL |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Goldman Sachs Group, Inc. |
GS-K |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Credicorp Ltd |
BAP |
Large Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Chatham Lodging Trust |
CLDT |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Drive Shack Inc |
DS-D |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Virtus Equity & Convertible Income Fund |
NIE |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Investors Title Co. |
ITIC |
Small Cap Stock |
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| Eastgroup Properties, Inc. |
EGP |
Mid Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Eaton Vance Municipal Income 2028 Term Trust |
ETX |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Enterprise Financial Services Corp. |
EFSCP |
|
Finance and Insurance |
Commercial Banking |
|
| Arch Capital Group Ltd |
ACGLO |
|
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| Robinhood Markets Inc |
HOOD |
Large Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Heritage Commerce Corp. |
HTBK |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| WhiteHorse Finance Inc |
WHF |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Wheeler Real Estate Investment Trust Inc |
WHLR |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Union Bankshares, Inc. |
UNB |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Eagle Point Credit Company Inc |
ECCW |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| High Income Securities Fund |
PCF |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Sunlight Financial Holdings Inc |
SUNL |
Small Cap Stock |
Finance and Insurance |
Credit Card Issuing |
|
| Horizon Bancorp Inc (IN) |
HBNC |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Bancroft Fund Ltd |
BCV |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| BlackRock MuniHoldings New York Quality Fund Inc |
MHN |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| AGBA Group Holding Limited |
AGBAW |
Warrant |
Finance and Insurance |
All Other Insurance Related Activities |
|
| American Homes 4 Rent |
AMH-F |
|
Finance and Insurance |
Other Financial Vehicles |
|
| American Tower Corp. |
AMT |
Large Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Bank of Montreal |
DULL |
|
Finance and Insurance |
Commercial Banking |
|
| Valley National Bancorp |
VLYPP |
|
Finance and Insurance |
Commercial Banking |
|
| RiverNorth Opportunities Fund Inc |
RIV-A |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Sabine Royalty Trust |
SBR |
Unit |
Finance and Insurance |
Miscellaneous Intermediation |
|
| Nuveen AMT-Free Municipal Value Fund |
NUW |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| HV Bancorp Inc |
HVBC |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| Emclaire Financial Corp. |
EMCF |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Western Asset Inflation-Linked Opportunities & Income Fund |
WIW |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Global Net Lease Inc |
GNL-B |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Barclays Bank PLC |
BCM |
Commodities |
Finance and Insurance |
Commercial Banking |
|
| Sachem Capital Corp |
SCCC |
|
Finance and Insurance |
Savings Institutions |
|
| Gabelli Multimedia Trust Inc |
GGT-E |
|
Finance and Insurance |
International Trade Financing |
|
| FFBW Inc. |
FFBW |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| American Equity Investment Life Holding Co |
AEL-B |
|
Finance and Insurance |
Direct Life Insurance Carriers |
|
| Bank Of America Corp. |
BAC-N |
|
Finance and Insurance |
Commercial Banking |
|
| Sterling Bancorp Inc |
SBT |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| Magyar Bancorp Inc. |
MGYR |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| WisdomTree Trust |
DWMF |
Large Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Western Asset High Yield Defined Opportunity Fund Inc |
HYI |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Generation Income Properties Inc |
GIPR |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Carlyle Group Inc (The) |
CG |
Large Cap Stock |
Finance and Insurance |
Portfolio Management |
|
| CFSB Bancorp Inc |
CFSB |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| CBTX Inc |
CBTX |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| FNCB Bancorp Inc |
FNCB |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Urstadt Biddle Properties, Inc. |
UBP-H |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Atlantic American Corp. |
AAME |
Small Cap Stock |
Finance and Insurance |
Third Party Administration of Insurance and Pension Funds |
|
| Business First Bancshares Inc. |
BFST |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Everest Group Ltd |
EG |
Large Cap Stock |
Finance and Insurance |
Reinsurance Carriers |
|
| Goldman Sachs Group, Inc. |
GS-J |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| John Hancock Income Securities Trust |
JHS |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Pimco Income Strategy Fund |
PFL |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Reinsurance Group Of America, Inc. |
RZC |
|
Finance and Insurance |
Reinsurance Carriers |
|
| JPMorgan Chase & Co. |
AMJB |
|
Finance and Insurance |
Commercial Banking |
|
| First Northwest Bancorp |
FNWB |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| Sachem Capital Corp |
SACH-A |
|
Finance and Insurance |
Savings Institutions |
|
| World Gold Trust |
GLDM |
Commodities |
Finance and Insurance |
Commodity Contracts Dealing |
|
| First Interstate BancSystem Inc. |
FIBK |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Brighthouse Financial Inc |
BHFAM |
|
Finance and Insurance |
Direct Life Insurance Carriers |
|
| AGNC Investment Corp |
AGNCP |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Brighthouse Financial Inc |
BHFAO |
|
Finance and Insurance |
Direct Life Insurance Carriers |
|
| Farmers & Merchants Bancorp Inc. |
FMAO |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| Credit Acceptance Corp. |
CACC |
Mid Cap Stock |
Finance and Insurance |
Credit Card Issuing |
|
| CNA Financial Corp. |
CNA |
Large Cap Stock |
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| Sachem Capital Corp |
SACC |
|
Finance and Insurance |
Savings Institutions |
|
| DoubleLine Yield Opportunities Fund |
DLY |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Ashford Hospitality Trust Inc |
AHT-F |
|
Finance and Insurance |
Other Financial Vehicles |
|
| BlackRock Multi-Sector Income Trust |
BIT |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Medallion Financial Corp. |
MFIN |
Small Cap Stock |
Finance and Insurance |
All Other Nondepository Credit Intermediation |
|
| GAMCO Natural Resources, Gold & Income Trust |
GNT |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Allstate Corp (The) |
ALL-I |
|
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| American International Group Inc |
AIG-A |
|
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| Ashford Hospitality Trust Inc |
AHT-H |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Western Alliance Bancorp |
WAL-A |
|
Finance and Insurance |
Commercial Banking |
|
| Silvercrest Asset Management Group Inc |
SAMG |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Invesco Trust For Investment Grade New York Municipals |
VTN |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Medallion Bank |
MBNKP |
|
Finance and Insurance |
Commercial Banking |
|
| Realty Income Corp. |
O |
Large Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Pimco Municipal Income Fund II |
PML |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Riverview Bancorp, Inc. |
RVSB |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| Ashford Inc |
AINC |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Bank First Corp |
BFC |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Sandy Spring Bancorp |
SASR |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| WaFd Inc |
WAFDP |
|
Finance and Insurance |
Savings Institutions |
|
| Trustmark Corp. |
TRMK |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Bank of Montreal |
FLYD |
|
Finance and Insurance |
Commercial Banking |
|
| Barclays Bank PLC |
VXX |
Volatility Product |
Finance and Insurance |
Commercial Banking |
|
| DNP Select Income Fund Inc. |
DNP |
Mid Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Eaton Vance National Municipal Opportunities Trust |
EOT |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| GAMCO Global Gold Natural Resources & Income Trust |
GGN-B |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| CF Bankshares Inc |
CFBK |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| WisdomTree Trust |
EPI |
Large Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| First Mid Bancshares Inc. |
FMBH |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Blue Owl Capital Corp |
OBDC |
Mid Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Aspen Insurance Holdings Ltd. |
AHL-E |
|
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| Gabelli Global Small and Mid Cap Value Trust |
GGZ |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Gabelli Multimedia Trust Inc |
GGT |
Small Cap Stock |
Finance and Insurance |
International Trade Financing |
|
| Assurant Inc |
AIZ |
Mid Cap Stock |
Finance and Insurance |
Other Direct Insurance (except Life, Health, and Medical) Carriers |
|
| Bank of Hawaii Corp. |
BOH-A |
|
Finance and Insurance |
Commercial Banking |
|
| Bank of N T Butterfield & Son Ltd. |
NTB |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| ArrowMark Financial Corp |
BANX |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Citizens, Inc. |
CIA |
Small Cap Stock |
Finance and Insurance |
Direct Life Insurance Carriers |
|
| SB Financial Group Inc |
SBFG |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| First Trust-abrdn Emerging Opportunity Fund |
FEO |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Redwood Trust Inc. |
RWT-A |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Live Oak Bancshares Inc |
LOB |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Equity Commonwealth |
EQC-D |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Saratoga Investment Corp |
SAJ |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Houlihan Lokey Inc |
HLI |
Mid Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Morningstar Inc |
MORN |
Large Cap Stock |
Finance and Insurance |
Investment Advice |
|
| Townebank Portsmouth VA |
TOWN |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Prospect Capital Corp |
PBB |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Retail Opportunity Investments Corp |
ROIC |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Goldman Sachs Group, Inc. |
GS-D |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Allspring Utilities and High Income Fund |
ERH |
Small Cap Stock |
Finance and Insurance |
International Trade Financing |
|
| Mid-Southern Bancorp Inc |
MSVB |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| Arlington Asset Investment Corp |
AIC |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| WisdomTree Trust |
WDNA |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| BlackRock Health Sciences Trust |
BME |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Sabra Healthcare REIT Inc |
SBRA |
Mid Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| TPG Inc |
TPG |
Mid Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| JPMorgan Chase & Co. |
JPM-M |
|
Finance and Insurance |
Commercial Banking |
|
| Huntington Bancshares, Inc. |
HBANP |
|
Finance and Insurance |
Commercial Banking |
|
| Oxford Lane Capital Corp |
OXLCP |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Central Securities Corp |
CET |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Columbia Seligman Premium Technology Growth Fund Inc |
STK |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| WisdomTree Trust |
AIVL |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| BlackRock Virginia Municipal Bond Trust. |
BHV |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Maiden Holdings Ltd |
MHLD |
Small Cap Stock |
Finance and Insurance |
Reinsurance Carriers |
|
| Bank OZK |
OZK |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| GDL Fund |
GDL-C |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Regency Centers Corporation |
REG |
Large Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Veritex Holdings Inc |
VBTX |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| OFS Credit Company Inc |
OCCIN |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Carver Bancorp Inc. |
CARV |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| BlackRock Enhanced Capital and Income Fund Inc |
CII |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| East West Bancorp, Inc. |
EWBC |
Large Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Nuveen Real Estate Income Fund. |
JRS |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| WisdomTree Trust |
IQDG |
Large Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Nuveen Pennsylvania Quality Municipal Income Fund |
NQP |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Neuberger Berman High Yield Strategies Fund |
NHS |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| MFA Financial Inc |
MFA |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| PGIM Short Duration High Yield Opportunities Fund |
SDHY |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| UWM Holdings Corporation |
UWMC+ |
Warrant |
Finance and Insurance |
Other Activities Related to Credit Intermediation |
|
| BlackRock Enhanced Equity Dividend Trust |
BDJ |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Barings Global Short Duration High Yield Fund |
BGH |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Virginia National Bankshares Corp |
VABK |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| BlackRock MuniYield Quality Fund II Inc |
MQT |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| BNY Mellon Municipal Income Inc |
DMF |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Stifel Financial Corp. |
SF |
Mid Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Gladstone Land Corp |
LANDM |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Essent Group Ltd |
ESNT |
Mid Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| Chimera Investment Corp |
CIM-B |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Simmons First National Corp. |
SFNC |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| JPMorgan Chase & Co. |
AMJ |
Multi Cap |
Finance and Insurance |
Commercial Banking |
|
| Assetmark Financial Holdings Inc |
AMK |
Mid Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| SouthState Corporation |
SSB |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Allspring Multi-Sector Income Fund |
ERC |
Small Cap Stock |
Finance and Insurance |
International Trade Financing |
|
| Seacoast Banking Corp. Of Florida |
SBCF |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Ameriprise Financial Inc |
AMP |
Large Cap Stock |
Finance and Insurance |
Investment Advice |
|
| Abacus Life Inc |
ABL |
Small Cap Stock |
Finance and Insurance |
Insurance Agencies and Brokerages |
|
| Unico American Corp. |
UNAM |
Small Cap Stock |
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| Prudential Bancorp Inc |
PBIP |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| Metropolitan Bank Holding Corp |
MCB |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| COPT Defense Properties |
CDP |
Mid Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Prospect Capital Corp |
PBY |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| SL Green Realty Corp. |
SLG-I |
|
Finance and Insurance |
Other Financial Vehicles |
|
| GCM Grosvenor Inc |
GCMGW |
Warrant |
Finance and Insurance |
Investment Advice |
|
| AMTD IDEA Group |
AMTD |
Large Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| German American Bancorp Inc |
GABC |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Citizens Holding Co |
CIZN |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| TD Holdings Inc |
GLG |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Impac Mortgage Holdings, Inc. |
IMH |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Cullman Bancorp Inc. |
CULL |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| Brookfield Asset Management Ltd |
BAM |
Large Cap Stock |
Finance and Insurance |
Portfolio Management |
|
| Generations Bancorp NY Inc |
GBNY |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| Vornado Realty Trust |
VNO |
Mid Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Lument Finance Trust Inc |
LFT-A |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Morgan Stanley |
MS |
Large Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Morgan Stanley |
MS-E |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Valley National Bancorp |
VLYPO |
|
Finance and Insurance |
Commercial Banking |
|
| Huntington Bancshares, Inc. |
HBAN |
Large Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| MidCap Financial Investment Corporation |
MFIC |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| OceanFirst Financial Corp. |
OCFCP |
|
Finance and Insurance |
Savings Institutions |
|
| WisdomTree Trust |
WTBN |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Partners Bancorp |
PTRS |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| 180 Degree Capital Corp |
TURN |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| National Bankshares Inc. |
NKSH |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Regency Centers Corporation |
REGCP |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Greene County Bancorp Inc |
GCBC |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| Wells Fargo & Co. |
WFC-R |
|
Finance and Insurance |
Commercial Banking |
|
| Global Indemnity Group LLC |
GBLI |
Small Cap Stock |
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| First Trust Senior Floting Rate Income Fund II |
FCT |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| WisdomTree Trust |
PUTW |
Multi-Asset |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Barclays Bank PLC |
GRN |
Commodities |
Finance and Insurance |
Commercial Banking |
|
| Finward Bancorp |
FNWD |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| AG Mortgage Investment Trust Inc |
MITT-A |
|
Finance and Insurance |
Other Financial Vehicles |
|
| UDR Inc |
UDR |
Large Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Hersha Hospitality Trust |
HT-D |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Guggenheim Taxbl Muni Bnd & Invtmnt Grd Debt Trst Com Shrs Of benf Int |
GBAB |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| WisdomTree Trust |
CEW |
Currency |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| First Financial Bankshares, Inc. |
FFIN |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| KB Financial Group Inc |
KB |
Large Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Arlington Asset Investment Corp |
AAIC-C |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Glacier Bancorp, Inc. |
GBCI |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Cohen & Steers REIT & Preferred Income Fund, Inc. |
RNP |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Gladstone Investment Corporation |
GAINN |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Fifth Third Bancorp |
FITBP |
|
Finance and Insurance |
Commercial Banking |
|
| Cigna Group (The) |
CI |
Large Cap Stock |
Finance and Insurance |
Direct Health and Medical Insurance Carriers |
|
| Invesco California Value Municipal Income Trust |
VCV |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| STAG Industrial Inc |
STAG |
Mid Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| PhenixFIN Corp |
PFX |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Home Bancorp Inc |
HBCP |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| Invesco Advantage Municipal Income Trust II |
VKI |
Small Cap Stock |
Finance and Insurance |
All Other Insurance Related Activities |
|
| CBL& Associates Properties, Inc. |
CBL |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Aon plc. |
AON |
Large Cap Stock |
Finance and Insurance |
Insurance Agencies and Brokerages |
|
| Corebridge Financial Inc. |
CRBG |
Large Cap Stock |
Finance and Insurance |
Direct Life Insurance Carriers |
|
| Sprott Inc |
SII |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Rithm Capital Corporation |
RITM |
Mid Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| StoneX Group Inc |
SNEX |
Mid Cap Stock |
Finance and Insurance |
Commodity Contracts Brokerage |
|
| Virtus Convertible & Income Fund |
NCV |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Chubb Limited |
CB |
Large Cap Stock |
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| Allstate Corp (The) |
ALL-H |
|
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| Bank of Montreal |
GDXD |
|
Finance and Insurance |
Commercial Banking |
|
| Regions Financial Corp. |
RF |
Large Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| B. Riley Financial Inc |
RILYZ |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| B. Riley Financial Inc |
RILY |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| First Commonwealth Financial Corp. |
FCF |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Blackstone Strategic Credit 2027 Term Fund |
BGB |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Independence Realty Trust Inc |
IRT |
Mid Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| SILO Pharma Inc |
SILO |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| OppFi Inc |
OPFI+ |
Warrant |
Finance and Insurance |
Credit Card Issuing |
|
| Eaton Vance Tax-Managed Buy-Write Strategy Fund |
EXD |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Keycorp |
KEY-J |
|
Finance and Insurance |
Commercial Banking |
|
| Vornado Realty Trust |
VNO-N |
|
Finance and Insurance |
Other Financial Vehicles |
|
| LMP Capital and Income Fund Inc |
SCD |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Guild Holdings Co |
GHLD |
Small Cap Stock |
Finance and Insurance |
Other Activities Related to Credit Intermediation |
|
| Brookfield Real Assets Income Fund Inc |
RA |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Better Home & Finance Holding Co. |
BETRW |
Warrant |
Finance and Insurance |
Mortgage and Nonmortgage Loan Brokers |
|
| Macquarie Global Infrastructure Total Return Fund Inc |
MGU |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Invesco DB Multi-Sector Commodity Trust |
DBO |
Commodities |
Finance and Insurance |
Commodity Contracts Dealing |
|
| Trean Insurance Group Inc |
TIG |
Small Cap Stock |
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| Westamerica Bancorporation |
WABC |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| HomeTrust Bancshares Inc |
HTBI |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| Pebblebrook Hotel Trust |
PEB-D |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Deutsche Bank AG |
DB |
Large Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Midland States Bancorp Inc |
MSBI |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Southside Bancshares Inc |
SBSI |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Triumph Financial Inc |
TFINP |
|
Finance and Insurance |
Commercial Banking |
|
| Mercury General Corp. |
MCY |
Mid Cap Stock |
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| Pennsylvania Real Estate Investment Trust |
PEI-B |
|
Finance and Insurance |
Other Financial Vehicles |
|
| UMH Properties Inc |
UMH |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Gabelli Equity Trust Inc. |
GAB |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Barclays Bank PLC |
JJC |
Commodities |
Finance and Insurance |
Commercial Banking |
|
| Ready Capital Corp |
RC-E |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Pennsylvania Real Estate Investment Trust |
PEI-C |
|
Finance and Insurance |
Other Financial Vehicles |
|
| First Community Corp. |
FCCO |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Virtus Global Multi-Sector Income Fund |
VGI |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| PIMCO Dynamic Income Opportunities Fund |
PDO |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| American Express Co. |
AXP |
Large Cap Stock |
Finance and Insurance |
Other Activities Related to Credit Intermediation |
|
| Pennsylvania Real Estate Investment Trust |
PEI-D |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Cohen & Steers Total Return Realty Fund Inc |
RFI |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Choiceone Financial Services, Inc. |
COFS |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Axis Capital Holdings Ltd |
AXS-E |
|
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| BRT Apartments Corp |
BRT |
Small Cap Stock |
Finance and Insurance |
Trusts, Estates, and Agency Accounts |
|
| Oxford Lane Capital Corp |
OXLCZ |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Main Street Capital Corporation |
MAIN |
Mid Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Affiliated Managers Group Inc. |
MGRD |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| First Horizon Corporation |
FHN-E |
|
Finance and Insurance |
Commercial Banking |
|
| Lion Group Holding Ltd |
LGHLW |
Warrant |
Finance and Insurance |
Securities Brokerage |
|
| Extra Space Storage Inc. |
EXR |
Large Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Pimco New York Municipal Income Fund II |
PNI |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Invesco High Income Trust II |
VLT |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Presidio Property Trust Inc |
SQFTP |
|
Finance and Insurance |
Other Financial Vehicles |
|
| GDL Fund |
GDL |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Interactive Brokers Group Inc |
IBKR |
Large Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Jefferies Financial Group Inc |
JEF |
Mid Cap Stock |
Finance and Insurance |
Securities Brokerage |
|
| Taiwan Fund Inc |
TWN |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Twin Ridge Capital Acquisition Corp |
TRCA |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Alignment Healthcare Inc |
ALHC |
Small Cap Stock |
Finance and Insurance |
Direct Health and Medical Insurance Carriers |
|
| BlackRock MuniHoldings California Quality Fund Inc |
MUC |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Morgan Stanley Emerging Markets Domestic Debt Fund Inc |
EDD |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Central Pacific Financial Corp. |
CPF |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Miller/Howard High Income Equity Fund |
HIE |
Small Cap Stock |
Finance and Insurance |
Credit Card Issuing |
|
| Pennymac Mortgage Investment Trust |
PMTU |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Pennymac Mortgage Investment Trust |
PMT |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| WisdomTree Trust |
GDMN |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Carlyle Credit Income Fund |
CCIF |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| BlackRock MuniHoldings Quality Fund II Inc |
MUE |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Ellington Financial Inc |
EFC-D |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Goldman Sachs Group, Inc. |
GS |
Large Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Associated Banc-Corp. |
ASB |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| RPT Realty |
RPT-D |
|
Finance and Insurance |
Other Financial Vehicles |
|
| HBT Financial Inc |
HBT |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Bank of Montreal |
OILU |
Commodities |
Finance and Insurance |
Commercial Banking |
|
| GCM Grosvenor Inc |
GCMG |
Small Cap Stock |
Finance and Insurance |
Investment Advice |
|
| Outfront Media Inc |
OUT |
Mid Cap Stock |
Finance and Insurance |
Trust, Fiduciary, and Custody Activities |
|
| Itau Unibanco Holding S.A. |
ITUB |
|
Finance and Insurance |
Commercial Banking |
|
| Innsuites Hospitality Trust |
IHT |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Korea Fund Inc |
KF |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| OFS Capital Corp |
OFSSH |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Oak Valley Bancorp |
OVLY |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| BlackRock MuniYield Quality Fund Inc |
MQY |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| First Of Long Island Corp. |
FLIC |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Oxford Lane Capital Corp |
OXLC |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Bancroft Fund Ltd |
BCV-A |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| abrdn Total Dynamic Dividend Fund |
AOD |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| First Financial Corp. - Indiana |
THFF |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Franklin Financial Services Corp. |
FRAF |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Morgan Stanley |
MS-O |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| W.R. Berkley Corp. |
WRB-H |
|
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| Cohen & Steers Inc. |
CNS |
Mid Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Altisource Portfolio Solutions S.A. |
ASPS |
Small Cap Stock |
Finance and Insurance |
Real Estate Credit |
|
| Upstart Holdings Inc |
UPST |
Mid Cap Stock |
Finance and Insurance |
Credit Card Issuing |
|
| CaliberCos Inc |
CWD |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Eagle Point Credit Company Inc |
ECC-D |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Invesco Pennsylvania Value Municipal Income Trust |
VPV |
Small Cap Stock |
Finance and Insurance |
All Other Insurance Related Activities |
|
| MFS Intermediate Income Trust |
MIN |
Small Cap Stock |
Finance and Insurance |
All Other Insurance Related Activities |
|
| RLJ Lodging Trust |
RLJ |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| MVB Financial Corp. |
MVBF |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| WisdomTree Trust |
EES |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| BlackRock MuniYield Fund Inc |
MYD |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Wells Fargo & Co. |
WFC-Y |
|
Finance and Insurance |
Commercial Banking |
|
| Runway Growth Finance Corp |
RWAYL |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Penns Woods Bancorp, Inc. |
PWOD |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Pinnacle Financial Partners Inc. |
PNFP |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Apollo Global Management Inc |
APO-A |
|
Finance and Insurance |
Investment Advice |
|
| OneMain Holdings Inc |
OMF |
Mid Cap Stock |
Finance and Insurance |
Credit Card Issuing |
|
| Summit State Bank |
SSBI |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| SLM Corp. |
SLMBP |
|
Finance and Insurance |
Credit Card Issuing |
|
| Virtus Convertible & Income Fund II |
NCZ |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Angel Oak Financial Strategies Income Term Trust |
FINS |
Small Cap Stock |
Finance and Insurance |
All Other Insurance Related Activities |
|
| Brighthouse Financial Inc |
BHFAP |
|
Finance and Insurance |
Direct Life Insurance Carriers |
|
| Banco Bilbao Vizcaya Argentaria. |
BBVA |
Large Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Bar Harbor Bankshares Inc |
BHB |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Gladstone Land Corp |
LAND |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Cheche Group Inc |
CCGWW |
Warrant |
Finance and Insurance |
Insurance Agencies and Brokerages |
|
| WisdomTree Trust |
DFJ |
Mid Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Palmer Square Capital BDC Inc. |
PSBD |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| First Savings Financial Group Inc |
FSFG |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| Nuveen Credit Strategies Income Fund |
JQC |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Loews Corp. |
L |
Large Cap Stock |
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| Goldman Sachs BDC Inc |
GSBD |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Oxford Square Capital Corp |
OXSQZ |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Eagle Point Credit Company Inc |
ECCC |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Nuveen Preferred & Income Securities Fund |
JPS |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| LendingClub Corp |
LC |
Small Cap Stock |
Finance and Insurance |
Credit Card Issuing |
|
| Westwood Holdings Group Inc |
WHG |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| WisdomTree Trust |
DNL |
Large Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Maiden Holdings Ltd |
MHLA |
Small Cap Stock |
Finance and Insurance |
Reinsurance Carriers |
|
| CNFinance Holdings Ltd |
CNF |
|
Finance and Insurance |
Savings Institutions |
|
| Crown Castle Inc |
CCI |
Large Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Barclays Bank PLC |
JJS |
Commodities |
Finance and Insurance |
Commercial Banking |
|
| Bank of Hawaii Corp. |
BOH |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Empire State Realty Trust Inc |
ESRT |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| B. Riley Financial Inc |
RILYP |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| BlackRock Muniassets Fund Inc |
MUA |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Coastal Financial Corp |
CCB |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Ameriserv Financial Inc |
ASRV |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Spirit Realty Capital Inc |
SRC |
Mid Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Pebblebrook Hotel Trust |
PEB-F |
|
Finance and Insurance |
Other Financial Vehicles |
|
| SOS Limited |
SOS |
|
Finance and Insurance |
All Other Nondepository Credit Intermediation |
|
| Plumas Bancorp. |
PLBC |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Cherry Hill Mortgage Investment Corporation |
CHMI-B |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Western Asset High Income Opportunity Fund Inc |
HIO |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Crawford & Co. |
CRD.A |
Small Cap Stock |
Finance and Insurance |
Insurance Agencies and Brokerages |
|
| Brookfield Reinsurance Ltd |
BNRE |
Small Cap Stock |
Finance and Insurance |
Other Direct Insurance (except Life, Health, and Medical) Carriers |
|
| DoubleLine Opportunistic Credit Fund |
DBL |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Mill City Ventures III Ltd |
MCVT |
Small Cap Stock |
Finance and Insurance |
International Trade Financing |
|
| Allstate Corp (The) |
ALL-B |
|
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| Nuveen Senior Income Fund |
NSL |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| American Coastal Insurance Corp |
UIHC |
Small Cap Stock |
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| Nuveen New York AMT-Free Quality Municipal Income Fund |
NRK |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Atlanticus Holdings Corp |
ATLC |
Small Cap Stock |
Finance and Insurance |
Credit Card Issuing |
|
| Banco Latinoamericano De Comercio Exterior SA |
BLX |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Globe Life Inc |
GL |
Large Cap Stock |
Finance and Insurance |
Direct Life Insurance Carriers |
|
| Bank of Montreal |
NRGU |
Large Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Power REIT |
PW |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| SiriusPoint Ltd |
SPNT-B |
|
Finance and Insurance |
Reinsurance Carriers |
|
| NexPoint Real Estate Finance Inc |
NREF |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| John Hancock Preferred Income Fund |
HPI |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Owl Rock Capital Corp |
ORCC |
Mid Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Pimco New York Municipal Income Fund |
PNF |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Synchrony Financial |
SYF |
Large Cap Stock |
Finance and Insurance |
All Other Nondepository Credit Intermediation |
|
| North European Oil Royalty Trust |
NRT |
Unit |
Finance and Insurance |
Miscellaneous Intermediation |
|