| Name |
Ticker |
Asset Class |
Sector |
Industry |
Flags |
| Senior Housing Properties Trust |
SNHNL |
|
Finance |
Real Estate Investment Trusts |
|
| Government Properties Income Trust 5.875% Senior Notes due 2046 |
GOVNI |
|
|
|
|
| RAIT Financial Trust 7.625% Senior Notes due 2024 |
RFT |
|
|
|
|
| RAIT Financial Trust 7.125% Senior Notes due 2019 |
RFTA |
|
|
|
|
| Equity Commonwealth 5.75% Senior Notes due 2042 |
EQCO |
Real Estate |
Real Estate |
REITs |
|
| Senior Housing Properties Trust |
SNHNI |
Real Estate |
Finance |
Real Estate Investment Trusts |
|
| Global Indemnity Group LLC |
GBLIL |
|
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| Arbor Realty Trust 7.375% Senior Notes due 2021 |
ABRN |
Real Estate |
|
|
|
| Nuveen New York Select Tax-Free Income Portfolio |
NXN |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| DoubleLine Opportunistic Credit Fund |
DBL |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Pimco Municipal Income Fund II |
PML |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Western Asset High Income Opportunity Fund Inc |
HIO |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Nuveen New York AMT-Free Quality Municipal Income Fund |
NRK |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| MultiMetaVerse Holdings Limited |
MMV |
Small Cap Stock |
|
|
|
| Pioneer Municipal High Income Advantage Fund Inc |
MAV |
Small Cap Stock |
|
|
|
| Tortoise Power and Energy Infrastructure Fund, Inc. |
TPZ |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Nuveen All Cap Energy MLP Opportunities Fund |
JMLP |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| NexPoint Strategic Opportunities Fund |
NHF |
Small Cap Stock |
|
|
|
| Nuveen Missouri Quality Municipal Income Fund |
NOM |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Delaware Investments Dividend and Income Fund, Inc. |
DDF |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| MFS Municipal Income Trust |
MFM |
Small Cap Stock |
Finance and Insurance |
All Other Insurance Related Activities |
|
| Brookfield Dtla Fund Office Trust Investor Inc |
DTLA- |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Royce Micro-Cap Trust Inc |
RMT |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| abrdn Healthcare Opportunities Fund |
THQ |
Small Cap Stock |
|
|
|
| Tortoise Energy Independence Fund Inc |
NDP |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Principal Real Estate Income Fund |
PGZ |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| BlackRock Enhanced Equity Dividend Trust |
BDJ |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Central Securities Corp |
CET |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Allspring Utilities and High Income Fund |
ERH |
Small Cap Stock |
Finance and Insurance |
International Trade Financing |
|
| Western Asset Managed Municipals Fund Inc |
MMU |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Eaton Vance 2021 Target Term Trust |
EHT |
Small Cap Stock |
|
|
|
| First Trust Enhanced Equity Income Fund |
FFA |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Nuveen Select Tax-Free Income Portfolio 2 |
NXQ |
Small Cap Stock |
|
|
|
| Boulder Growth & Income Fund Inc |
BIF |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| abrdn Global Dynamic Dividend Fund |
AGD |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| BlackRock Massachusetts Tax-Exempt Trust |
MHE |
Small Cap Stock |
|
|
|
| Gabelli Equity Trust, Inc. |
GAB-D |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Gladstone Capital Corp. |
GLAD |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| BlackRock Maryland Municipal Bond Trust |
BZM |
Small Cap Stock |
|
|
|
| Legg Mason, Inc. |
LM |
Mid Cap Stock |
Finance |
Investment Managers |
|
| Nuveen Energy MLP Total Return Fund |
JMF |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Invesco CurrencyShares Singapore Dollar Trust |
FXSG |
Currency |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| OFS Capital Corp. |
OFSSZ |
|
Finance |
Investment Managers |
|
| Macquarie-First Tr. Global Inf. Utilities Div. & Income Fund |
MFD |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| BlackRock MuniYield California Quality Fund Inc |
MCA |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Nuveen Minnesota Quality Municipal Income Fund |
NMS |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Putnam Municipal Opportunities Trust |
PMO |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Swiss Helvetia Fund Inc |
SWZ |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Delaware Enhanced Global Dividend & Income Fund |
DEX |
Small Cap Stock |
|
|
|
| RiverNorth Opportunities Fund Inc |
RIV |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| BlackRock Science and Technology Trust |
BST |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Credit Suisse High Yield Bond Fund |
DHY |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Allspring Income Opportunities Fund |
EAD |
Small Cap Stock |
Finance and Insurance |
International Trade Financing |
|
| Neuberger Berman Real Estate Securities Income Fund Inc |
NRO |
Small Cap Stock |
|
|
|
| Nuveen Real Estate Income Fund. |
JRS |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| BlackRock Resources & Commodities Strategy Trust |
BCX |
Small Cap Stock |
Mining, Quarrying, and Oil and Gas Extraction |
Crushed and Broken Limestone Mining and Quarrying |
|
| Doubleline Income Solutions Fund |
DSL |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Virtus Equity & Convertible Income Fund |
NIE |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Western Asset Municipal High Income Fund Inc |
MHF |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| DTF Tax-Free Income 2028 Term Fund Inc |
DTF |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| abrdn Asia-Pacific Income Fund Inc |
FAX |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Columbia Seligman Premium Technology Growth Fund Inc |
STK |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Sandridge Mississippian Trust I |
SDT |
Small Cap Stock |
Energy Minerals |
Oil & Gas Production |
|
| BlackRock MuniHoldings Fund Inc |
MHD |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| WhiteHorse Finance Inc. 6.50% Senior Notes due 2020 |
WHFBL |
|
Financial Services |
Asset Management |
|
| Eaton Vance Floating-Rate Income Trust |
EFT |
Small Cap Stock |
|
|
|
| Eaton Vance New York Municipal Income Trust |
EVY |
Small Cap Stock |
|
|
|
| Virtus Glovista Emerging Markets ETF |
EMEM |
Large Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Eaton Vance Pennsylvania Municipal Income Trust Shares of Beneficial Interest |
EVP |
|
Financial Services |
Asset Management |
|
| RMR Real Estate Income Fund |
RIF |
Real Estate |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| QuantX Risk Managed Multi-Asset Total Return |
QXTR |
|
|
|
|
| Lazard World Dividend & Income Fund, Inc. |
LOR |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| The Gabelli Multimedia Trust, Inc. |
GGT-B |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| BlackRock MuniYield Investment Quality Fund |
MFT |
Small Cap Stock |
|
|
|
| BlackRock MuniHoldings Quality Fund Inc |
MUS |
Small Cap Stock |
|
|
|
| Franklin Limited Duration Income Trust |
FTF |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Great Elm Capital Corp |
GECC |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| China Fund Inc |
CHN |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Medley Capital Corp. |
MCX |
Small Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| WBI Investments Inc |
WBII |
|
|
|
|
| Delaware Investments Minnesota Municipal Income Fund II Inc |
VMM |
Small Cap Stock |
|
|
|
| Eaton Vance Floating-Rate Income Plus Fund |
EFF |
Small Cap Stock |
|
|
|
| Nuveen Floating Rate Income Fund |
JFR |
Small Cap Stock |
|
|
|
| The Gabelli Dividend & Income Trust |
GDV-A |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Cushing NextGen Infrastructure Income Fund |
SZC |
Small Cap Stock |
|
|
|
| Duff & Phelps Utility and Infrastructure Fund Inc |
DPG |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Voya International High Dividend Equity Income Fund |
IID |
Small Cap Stock |
|
|
|
| Legg Mason, Inc. |
LMHB |
Small Cap Stock |
Finance |
Investment Managers |
|
| MFS Charter Income Trust |
MCR |
Small Cap Stock |
Finance and Insurance |
All Other Insurance Related Activities |
|
| Blackstone Long-Short Credit Income Fund |
BGX |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| BlackRock MuniYield Fund Inc |
MYD |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Nuveen S&P 500 Buy-Write Income Fund |
BXMX |
Small Cap Stock |
|
|
|
| First Trust Senior Floating Rate 2022 Target Term Fund |
FIV |
Small Cap Stock |
|
|
|
| BlackRock 2022 Global Income Opportunity Trust |
BGIO |
Small Cap Stock |
|
|
|
| PIMCO Corporate & Income Strategy Fund |
PCN |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Pimco Municipal Income Fund |
PMF |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Virtus Stone Harbor Emerging Markets Income Fund |
EDF |
Small Cap Stock |
Finance and Insurance |
All Other Insurance Related Activities |
|
| Eaton Vance Municipal Income 2028 Term Trust |
ETX |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| BlackRock MuniYield New Jersey Fund Inc |
MYJ |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Liberty All-Star Equity Fund |
USA |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| PIMCO Corporate & Income Opportunity Fund |
PTY |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| CBRE Global Real Estate Income Fund |
IGR |
Small Cap Stock |
|
|
|
| Stellus Capital Investment Corp |
SCM |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| General American Investors Co., Inc. |
GAM |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Templeton Global Income Fund Inc |
GIM |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| BNY Mellon High Yield Strategies Fund |
DHF |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| BlackRock Enhanced Government Fund Inc |
EGF |
Small Cap Stock |
|
|
|
| Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund |
ETW |
Small Cap Stock |
|
|
|
| Franklin Universal Trust |
FT |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Putnam Managed Municipal Income Trust. |
PMM |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| PGIM High Yield Bond Fund Inc |
ISD |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Nuveen Multi-Market Income Fund |
JMM |
Small Cap Stock |
|
|
|
| Eaton Vance Municipal Bond Fund |
EIM |
Small Cap Stock |
|
|
|
| Ares Capital Corp |
ARCC |
Large Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Invesco Trust For Investment Grade New York Municipals |
VTN |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| BlackRock MuniHoldings Quality Fund II Inc |
MUE |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Clough Global Equity Fund |
GLQ |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Sprott Physical Gold and Silver Trust |
CEF |
Unit |
|
|
|
| Nuveen Municipal Credit Income Fund |
NZF |
Mid Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| PIMCO Dynamic Income Fund |
PDI |
Mid Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Miller/Howard High Income Equity Fund |
HIE |
Small Cap Stock |
Finance and Insurance |
Credit Card Issuing |
|
| BlackRock Municipal 2030 Target Term Trust |
BTT |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Eaton Vance Short Duration Diversified Income Fund |
EVG |
Small Cap Stock |
|
|
|
| Allspring Multi-Sector Income Fund |
ERC |
Small Cap Stock |
Finance and Insurance |
International Trade Financing |
|
| Nuveen California Municipal Value Fund. |
NCA |
Small Cap Stock |
|
|
|
| BlackRock Enhanced Capital and Income Fund Inc |
CII |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Eaton Vance Massachusetts Municipal Bond Fund of Beneficial Interest $.01 par value |
MAB |
|
Financial Services |
Asset Management |
|
| QuantX Risk Managed Multi-Asset Income |
QXMI |
|
|
|
|
| IndexIQ ETF Trust |
QED |
Alternatives |
|
|
|
| Kayne Anderson Energy Development Company |
KED |
|
Financial Services |
Asset Management |
|
| Thai Fund Inc. (The) |
TTF |
|
Financial Services |
Asset Management |
|
| BlackRock Debt Strategies Fund, Inc. |
DSU |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Ellsworth Growth and Income Fund Ltd |
ECF |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| WBI Investments Inc |
WBIE |
Multi Cap |
|
|
|
| BlackRock Munienhanced Fund Inc |
MEN |
Small Cap Stock |
|
|
|
| Virtus Investment Partners, Inc. |
VRTSP |
|
Finance |
Investment Managers |
|
| Cohen & Steers Closed-End Opportunity Fund Inc. |
FOF |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| The Gabelli Dividend & Income Trust |
GDV-D |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Apollo Investment Corporation 6.875% Senior Notes due 2043 |
AIY |
|
Financial Services |
Asset Management |
|
| Eaton Vance California Municipal Bond Fund II of Beneficial Interest $.01 par value |
EIA |
|
Financial Services |
Asset Management |
|
| Eaton Vance Michigan Municipal Income Trust Shares of Beneficial Interest |
EMI |
|
Financial Services |
Asset Management |
|
| BlackRock MuniYield Michigan Quality Fund Inc |
MIY |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Nuveen Mortgage Opportunity Term Fund 2 |
JMT |
Real Estate |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| ECA Marcellus Trust I |
ECT |
Small Cap Stock |
Energy Minerals |
Oil & Gas Production |
|
| Deutsche Strategic Income Trust Shares of Beneficial Interest |
KST |
|
Financial Services |
Asset Management |
|
| Fidus Investment Corp |
FDUS |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Aberdeen Indonesia Fund Inc. (Common Stock |
IF |
|
Financial Services |
Asset Management |
|
| Nuveen High Income December 2018 Target Term Fund |
JHA |
|
Financial Services |
Asset Management |
|
| First Trust Energy Infrastructure Fund |
FIF |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Guggenheim Enhanced Equity Income Fund |
GPM |
Small Cap Stock |
|
|
|
| Federated Hermes Premier Municipal Income Fund |
FMN |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| IQ Leaders GTAA Tracker ETF |
QGTA |
Multi-Asset |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| First Trust High Income Long Short Fund |
FSD |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Exchange Traded Concepts Trust |
VMIN |
|
|
|
|
| THL Credit, Inc. |
TCRD |
Small Cap Stock |
Finance |
Investment Managers |
|
| Gabelli Dividend & Income Trust |
GDV |
Mid Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| New Germany Fund Inc |
GF |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| GAMCO Global Gold Natural Resources & Income Trust |
GGN |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Nuveen Intermediate Duration Quality Municipal Term Fund |
NIQ |
Small Cap Stock |
|
|
|
| The Gabelli Healthcare & WellnessRx Trust |
GRX-A |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Compass Diversified Holdings |
CODI |
Small Cap Stock |
Manufacturing |
Upholstered Household Furniture Manufacturing |
|
| Western Asset Premier Bond Fund |
WEA |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Virtus Total Return Fund, Inc. |
ZF |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| John Hancock Tax-Advantaged Global Shareholder Yield Fund |
HTY |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Morgan Stanley India Investment Fund Inc |
IIF |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Alcentra Capital Corp. |
ABDC |
Small Cap Stock |
Finance |
Investment Managers |
|
| BlackRock Municipal Income Investment Trust |
BBF |
Small Cap Stock |
|
|
|
| Priority Income Fund Inc |
PRIF-B |
|
|
|
|
| Nuveen Mortgage and Income Fund |
JLS |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Brookfield Global Listed Infrastructure Income Fund, Inc. |
INF |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Western Asset Variable Rate Strategic Fund, Inc. |
GFY |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Eaton Vance Tax-Managed Global Diversified Equity Income Fund |
EXG |
Mid Cap Stock |
|
|
|
| DWS Municipal Income Trust |
KTF |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Salient Midstream & MLP Fund |
SMM |
Small Cap Stock |
|
|
|
| Western Asset Municipal Defined Opportunity Trust |
MTT |
Small Cap Stock |
|
|
|
| BlackRock MuniYield Arizona Fund Inc |
MZA |
Small Cap Stock |
|
|
|
| Nuveen Municipal 2021 Target Term Fund |
NHA |
Small Cap Stock |
|
|
|
| Legg Mason, Inc. |
LMHA |
Small Cap Stock |
Finance |
Investment Managers |
|
| PGIM Global High Yield Fund Inc |
GHY |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Barings Corporate Investors |
MCI |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| GAMCO Natural Resources, Gold & Income Trust |
GNT |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| BlackRock California Municipal Income Trust |
BFZ |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Kimbell Royalty Partners LP |
KRP |
Unit |
Mining, Quarrying, and Oil and Gas Extraction |
Crude Petroleum and Natural Gas Extraction |
|
| BlackRock MuniYield Quality Fund III Inc |
MYI |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| John Hancock Hedged equity & Income Fund |
HEQ |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Nuveen Emerging Markets Debt 2022 Target Term Fund |
JEMD |
Small Cap Stock |
|
|
|
| Nuveen California Quality Municipal Income Fund |
NAC |
Small Cap Stock |
|
|
|
| Nuveen New York Quality Municipal Income Fund |
NAN |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Nuveen Select Maturities Municipal Fund |
NIM |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| MFS Intermediate High Income Fund |
CIF |
Small Cap Stock |
Finance and Insurance |
All Other Insurance Related Activities |
|
| Cohen & Steers Infrastructure Fund Inc |
UTF |
Mid Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| PCM Fund Inc |
PCM |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| John Hancock Premium Dividend Fund |
PDT |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| VOC Energy Trust |
VOC |
Unit |
Mining, Quarrying, and Oil and Gas Extraction |
Crude Petroleum and Natural Gas Extraction |
|
| Pimco Municipal Income Fund III |
PMX |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Gabelli Go Anywhere Trust |
GGO |
Small Cap Stock |
|
|
|
| BlackRock MuniHoldings Investment Quality Fund |
MFL |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Eaton Vance Tax-Managed Buy-Write Opportunities Fund |
ETV |
Small Cap Stock |
|
|
|
| Nuveen AMT-Free Municipal Value Fund |
NUW |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Allspring Global Dividend Opportunity Fund |
EOD |
Small Cap Stock |
Finance and Insurance |
International Trade Financing |
|
| Tortoise Pipeline & Energy Fund Inc |
TTP |
Small Cap Stock |
Transportation and Warehousing |
Pipeline Transportation of Crude Oil |
|
| Nuveen Ohio Quality Municipal Income Fund |
NUO |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Nuveen Enhanced Municipal Value Fund |
NEV |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| abrdn Global Premier Properties Fund |
AWP |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Pimco New York Municipal Income Fund III |
PYN |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Taiwan Fund Inc |
TWN |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| TCW Strategic Income Fund Inc |
TSI |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Voya Asia Pacific High Dividend Equity Income Fund |
IAE |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Calamos Convertible Opportunities and Income Fund |
CHI |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Clough Global Opportunities Fund. |
GLO |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Nuveen Georgia Quality Municipal Income Fund |
NKG |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Calamos Strategic Total Return Fund |
CSQ |
Mid Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Delaware Ivy High Income Opportunities Fund |
IVH |
Small Cap Stock |
|
|
|
| Nuveen Quality Municipal Income Fund |
NAD |
Mid Cap Stock |
|
|
|
| Sprott Physical Silver Trust |
PSLV |
Unit |
|
|
|
| Firsthand Technology Value Fund Inc |
SVVC |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| ArrowMark Financial Corp |
BANX |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| BlackRock Health Sciences Trust |
BME |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| First Trust Senior Floting Rate Income Fund II |
FCT |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Eaton Vance Municipal Income Trust |
EVN |
Small Cap Stock |
|
|
|
| Gabelli Convertible and Income Securities Fund Inc |
GCV |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Sprott Focus Trust Inc |
FUND |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| American Capital Senior Floating Ltd. |
ACSF |
|
Financial Services |
Asset Management |
|
| Insight Select Income Fund |
INSI |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| John Hancock Income Securities Trust |
JHS |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| DNP Select Income Fund Inc. |
DNP |
Mid Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| LMP Capital and Income Fund Inc |
SCD |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Nuveen Credit Strategies Income Fund |
JQC |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| RiverNorth Opportunistic Municipal Income Fund Inc |
RMI |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Invesco High Income 2023 Target Term Fund |
IHIT |
Small Cap Stock |
|
|
|
| BlackRock Floating Rate Income Trust |
BGT |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| First Trust Mortgage Income Fund |
FMY |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| BlackRock MuniYield Quality Fund II Inc |
MQT |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| BlackRock MuniHoldings California Quality Fund Inc |
MUC |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Nuveen Arizona Quality Municipal Income Fund |
NAZ |
Small Cap Stock |
|
|
|
| RiverNorth/DoubleLine Strategic opportunity fund Inc |
OPP |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Nuveen Municipal Income Fund |
NMI |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Nuveen New York Municipal Value Fund |
NNY |
Small Cap Stock |
|
|
|
| North European Oil Royalty Trust |
NRT |
Unit |
Finance and Insurance |
Miscellaneous Intermediation |
|
| Nuveen California Select Tax-Free Income Portfolio |
NXC |
Small Cap Stock |
|
|
|
| MFS Government Markets Income Trust |
MGF |
Small Cap Stock |
Finance and Insurance |
All Other Insurance Related Activities |
|
| abrdn Total Dynamic Dividend Fund |
AOD |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| First Trust Dynamic Europe Equity Income Fund |
FDEU |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| BNY Mellon Strategic Municipal Bond Fund Inc |
DSM |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Morgan Stanley Emerging Markets Domestic Debt Fund Inc |
EDD |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| WhiteHorse Finance Inc |
WHF |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| First Trust Specialty Finance & Financial Opportunities Fund |
FGB |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Eaton Vance Enhanced Equity Income Fund II |
EOS |
Small Cap Stock |
|
|
|
| Cushing Energy Income Fund |
SRF |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Corporate Capital Trust Inc. |
CCT |
|
Financial Services |
Asset Management |
|
| GDL Fund |
GDL |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Brookfield Finance I (UK) plc |
BNJ |
|
|
|
|
| Eaton Vance Tax-Managed Buy-Write Strategy Fund |
EXD |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Nuveen Pennsylvania Quality Municipal Income Fund |
NQP |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| BNY Mellon Municipal Bond Infrastructure Fund Inc |
DMB |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| BlackRock Municipal Bond Trust |
BBK |
Small Cap Stock |
|
|
|
| REX Gold Hedged S&P 500 ETF |
GHS |
Commodities |
|
|
|
| KCAP Financial Inc. 7.375% Senior Notes due 2019 |
KAP |
|
Financial Services |
Asset Management |
|
| Nuveen High Income December 2019 Target Term Fund |
JHD |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Cornerstone Total Return Fund |
CRF |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Nuveen Corporate Income November 2021 Target Term Fund |
JHB |
Small Cap Stock |
|
|
|
| Eaton Vance Michigan Municipal Bond Fund of Beneficial Interest $.01 par value |
MIW |
|
Financial Services |
Asset Management |
|
| Enduro Royalty Trust Trust Units representing beneficial interest in the trust |
NDRO |
|
Energy |
Oil & Gas - E&P |
|
| THL Credit, Inc. |
TCRZ |
Small Cap Stock |
Finance |
Investment Managers |
|
| Medley Capital Corp |
MCC |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Kayne Anderson Energy Infrastructure Fund Inc |
KYN |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| THL Credit Senior Loan Fund |
TSLF |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Nuveen North Carolina Quality Municipal Income Fund |
NNC |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Cohen & Steers Quality Income Realty Fund, Inc. |
RQI |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Voya Prime Rate Trust |
PPR |
Small Cap Stock |
|
|
|
| CM Finance Inc |
CMFN |
|
Financial Services |
Asset Management |
|
| Nuveen Dow 30SM Dynamic Overwrite Fund |
DIAX |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Ares Dynamic Credit Allocation Fund Inc |
ARDC |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Voya Natural Resources Equity Income Fund |
IRR |
Small Cap Stock |
|
|
|
| Aberdeen Singapore Fund Inc. |
SGF |
|
Financial Services |
Asset Management |
|
| MS Income Securities Inc. |
ICB |
|
Financial Services |
Asset Management |
|
| WGL Holdings IncCommon Stock |
WGL |
|
Utilities |
Utilities - Regulated |
|
| Nuveen Diversified Dividend and Income Fund |
JDD |
Small Cap Stock |
|
|
|
| Alliance California Municipal Income Fund Inc |
AKP |
|
Financial Services |
Asset Management |
|
| Eaton Vance Pennsylvania Municipal Bond Fund of Befeficial Interest $.01 par value |
EIP |
|
Financial Services |
Asset Management |
|
| Nuveen Tax-Advantaged Dividend Growth Fund |
JTD |
Small Cap Stock |
|
|
|
| Blackrock New Jersey Municipal Bond Trust |
BLJ |
|
Financial Services |
Asset Management |
|
| Deutsche Multi-Market Income Trust Common Sshares of Beneficial Interest |
KMM |
|
Financial Services |
Asset Management |
|
| Eaton Vance New Jersey Municipal Bond Fund Common Shres of Beneficial Interest $.01 par value |
EMJ |
|
Financial Services |
Asset Management |
|
| Nuveen Connecticut Quality Municipal Income Fund |
NTC |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Advent/Claymore Enhanced Growth & Income Fund of Beneficial Interest |
LCM |
|
Financial Services |
Asset Management |
|
| Vivaldi Opportunities Fund |
VAM |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Calamos Dynamic Convertible and Income Fund |
CCD |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Kayne Anderson MLP/Midstream Investment Co. |
KYN-F |
|
Finance |
Investment Managers |
|
| Eaton Vance Risk-Managed Diversified Equity Income Fund |
ETJ |
Small Cap Stock |
|
|
|
| Garrison Capital, Inc. |
GARS |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| First Trust-abrdn Global Opportunity Income Fund |
FAM |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Deutsche High Income Opportunities Fund Inc |
DHG |
|
Financial Services |
Asset Management |
|
| Eaton Vance Municipal Bond Fund II of Beneficial Interest $.01 Par Value |
EIV |
|
Financial Services |
Asset Management |
|
| Aberdeen Greater China Fund Inc. |
GCH |
|
Financial Services |
Asset Management |
|
| Asia Tigers Fund Inc. (The) |
GRR |
|
Financial Services |
Asset Management |
|
| Columbia Beyond BRICs ETF |
BBRC |
|
|
|
|
| Mesa Royalty Trust |
MTR |
Small Cap Stock |
Mining, Quarrying, and Oil and Gas Extraction |
Crude Petroleum and Natural Gas Extraction |
|
| Aberdeen Emerging Markets Company Oppotunities Fund Inc. |
ABE |
|
Financial Services |
Asset Management |
|
| TICC Capital Corp. |
TICC |
|
Financial Services |
Asset Management |
|
| StrongVest ETF Trust |
CWAI |
|
|
|
|
| Blackrock California Municipal 2018 Term Trust |
BJZ |
|
Financial Services |
Asset Management |
|
| Nuveen Select Tax-Free Income Portfolio 3 |
NXR |
Small Cap Stock |
|
|
|
| Guggenheim International Multi-Asset Income Index ETF |
HGI |
|
|
|
|
| Advent Convertible and Income Fund |
AVK |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| WBI Tactical High Income Shares |
WBIH |
|
|
|
|
| PIMCO Dynamic Credit and Mortgage Income Fund |
PCI |
Mid Cap Stock |
|
|
|
| Morgan Stanley Asia-Pacific Fund Inc. |
APF |
|
Financial Services |
Asset Management |
|
| Eagle Point Credit Co., Inc. |
ECCA |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Blackrock New York Municipal 2018 Term Trust |
BLH |
|
Financial Services |
Asset Management |
|
| Altaba Inc. |
AABA |
|
Financial Services |
Asset Management |
|
| THL Credit, Inc. |
TCRW |
|
Finance |
Investment Managers |
|
| Special Opportunities Fund Inc |
SPE |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| AllianceBernstein Global High Income Fund Inc |
AWF |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Latin American Discovery Fund Inc. (The) |
LDF |
|
Financial Services |
Asset Management |
|
| Arrow QVM Equity Factor ETF |
QVM |
Large Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Voya Infrastructure, Industrials and Materials Fund |
IDE |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| BlackRock New York Municipal Bond Trust |
BQH |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| BlackRock New York Municipal Income Trust II |
BFY |
Small Cap Stock |
|
|
|
| Priority Income Fund Inc |
PRIF-E |
|
|
|
|
| Nuveen Pennsylvania Municipal Value Fund |
NPN |
Small Cap Stock |
|
|
|
| Nuveen Michigan Quality Municipal Income Fund |
NUM |
Small Cap Stock |
|
|
|
| IndexIQ ETF Trust |
QLS |
Alternatives |
|
|
|
| Eagle Capital Growth Fund Inc |
GRF |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| MVC Capital Inc |
MVC |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Gabelli Utility Trust |
GUT |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Goldman Sachs MLP Income Opportunities Fund |
GMZ |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Western Asset Corporate Loan Fund, Inc. |
TLI |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Sit Rising Rate ETF |
RISE |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Virtus Stone Harbor Emerging Markets Total Income Fund |
EDI |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| WBI Tactical SMQ Shares |
WBID |
|
|
|
|
| Western Asset Municipal Partners Fund Inc |
MNP |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| BlackRock Taxable Municipal Bond Trust |
BBN |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Capitala Finance Corp |
CPTA |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| WBI Tactical SMY Shares |
WBIC |
|
|
|
|
| Eaton Vance Ohio Municipal Bond Fundd of Befeficial Interest $.01 par value |
EIO |
|
Financial Services |
Asset Management |
|
| BlackRock New York Municipal Income Quality Trust |
BSE |
Small Cap Stock |
|
|
|
| European Equity Fund Inc |
EEA |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Nuveen Global High Income Fund |
JGH |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Medley Capital Corp |
MCV |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Pacific Coast Oil Trust |
ROYT |
Small Cap Stock |
Energy Minerals |
Oil & Gas Production |
|
| Dividend & Income Fund |
DNI |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| QuantX Risk Managed Real Return |
QXRR |
|
|
|
|
| Eaton Vance Tax Advantaged Dividend Income Fund |
EVT |
Small Cap Stock |
|
|
|
| Managed Duration Investment Grade Municipal Fund |
MZF |
|
Financial Services |
Asset Management |
|
| Innovator Lunt Low Vol/High Beta Tactical ETF |
LVHB |
Multi Cap |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Eaton Vance New York Municipal Bond Fund II of Beneficial Interest $.01 par value |
NYH |
|
Financial Services |
Asset Management |
|
| BlackRock Muni New York Intermediate Duration Fund, Inc. |
MNE |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| BlackRock MuniHoldings Fund II Inc |
MUH |
Small Cap Stock |
|
|
|
| BlackRock Municipal Income Trust |
BFK |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| BlackRock Core Bond Trust |
BHK |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Harvest Capital Credit Corp |
HCAP |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| BlackRock MuniYield Investment Fund |
MYF |
Small Cap Stock |
|
|
|
| Blackrock Energy & Resources Trust |
BGR |
Small Cap Stock |
Finance and Insurance |
Credit Card Issuing |
|
| Cohen & Steers Global Income Builder, Inc. |
INB |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Nuveen High Income 2020 Target Term Fund |
JHY |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Golub Capital BDC Inc |
GBDC |
Mid Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Nuveen New Jersey Municipal Value Fund |
NJV |
Small Cap Stock |
|
|
|
| Eaton Vance New Jersey Municipal Income Trust Shares of Beneficial Interest |
EVJ |
|
Financial Services |
Asset Management |
|
| SandRidge Permian Trust |
PER |
Small Cap Stock |
Energy Minerals |
Oil & Gas Production |
|
| Pimco Income Opportunity Fund |
PKO |
Small Cap Stock |
|
|
|
| Priority Income Fund Inc |
PRIF-A |
|
|
|
|
| Fiduciary/Claymore Energy Infrastructure Fund |
FMO |
Small Cap Stock |
|
|
|
| Grab Holdings Limited |
AGC |
Small Cap Stock |
|
|
|
| First Trust International Multi-Asset Diversified Income Index |
YDIV |
|
|
|
|
| BlackRock Municipal 2020 Term Trust |
BKK |
Small Cap Stock |
|
|
|
| Columbia Sustainable Global Equity Income ETF |
ESGW |
Multi Cap |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| The Gabelli Convertible & Income Securities Fund, Inc. |
GCV-B |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Amplify ETF Trust |
YESR |
|
|
|
|
| BlackRock Municipal Income Fund Inc |
MUI |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Nuveen Tax-Advantaged Total Return Strategy Fund |
JTA |
Small Cap Stock |
|
|
|
| BlackRock Limited Duration Income Trust |
BLW |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| First Eagle Alternative Capital BDC, Inc. |
FCRW |
|
Finance |
Investment Managers |
|
| BlackRock MuniYield Pennsylvania Quality Fund |
MPA |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| ClearBridge American Energy MLP Fund Inc. |
CBA |
|
Financial Services |
Asset Management |
|
| BlackRock Munivest Fund II Inc |
MVT |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Nuveen Credit Opportunities 2022 Target Term Fund |
JCO |
Small Cap Stock |
|
|
|
| Kayne Anderson Total Energy Return Fund Inc. |
KYE |
|
Financial Services |
Asset Management |
|
| BlackRock MuniYield California Fund Inc |
MYC |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| New Ireland Fund Inc |
IRL |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| First Trust Strategic High Income Fund II of Beneficial Interest |
FHY |
|
Financial Services |
Asset Management |
|
| Eaton Vance Floating-Rate 2022 Target Term Trust |
EFL |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| KCAP Financial Inc. |
KCAP |
|
Financial Services |
Asset Management |
|
| Aberdeen Israel Fund Inc. (The) |
ISL |
|
Financial Services |
Asset Management |
|
| Kayne Anderson NextGen Energy & Infrastructure Inc |
KMF |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Eagle Point Credit Co., Inc. |
ECCY |
Small Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Duff & Phelps Utility & Corporate Bond Trust |
DUC |
Small Cap Stock |
|
|
|
| Allied Capital Corp. |
AFC |
|
|
|
|
| Adams Natural Resources Fund Inc |
PEO |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Pimco High Income Fund |
PHK |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Aberdeen Latin America Equity Fund Inc. |
LAQ |
|
Financial Services |
Asset Management |
|
| RENN Fund Inc |
RCG |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| abrdn Emerging Markets Equity Income Fund Inc |
AEF |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Mesabi Trust |
MSB |
Small Cap Stock |
Finance and Insurance |
Trusts, Estates, and Agency Accounts |
|
| Pimco California Municipal Income Fund III |
PZC |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Apollo Investment Corporation |
AINV |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Eaton Vance Tax-Managed Buy-Write Income Fund |
ETB |
Small Cap Stock |
|
|
|
| Blackrock Municipal 2018 Term Trust |
BPK |
|
Financial Services |
Asset Management |
|
| MFS California Municipal Fund of Beneficial Interest |
CCA |
|
Financial Services |
Asset Management |
|
| Priority Income Fund Inc |
PRIF-F |
|
|
|
|
| Priority Income Fund Inc |
PRIF-C |
|
|
|
|
| Herzfeld Caribbean Basin Fund Inc |
CUBA |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| WBI Tactical SMGD Shares |
WBIA |
|
|
|
|
| BNY Mellon Municipal Income Inc |
DMF |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Macquarie Global Infrastructure Total Return Fund Inc |
MGU |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Nuveen S&P 500 Dynamic Overwrite Fund |
SPXX |
Small Cap Stock |
|
|
|
| Priority Income Fund Inc |
PRIF-D |
|
|
|
|
| abrdn National Municipal Income Fund |
VFL |
Small Cap Stock |
|
|
|
| Delaware Investments Colorado Insured Municipal Income Fund Inc |
VCF |
Small Cap Stock |
|
|
|
| Reaves Utility Income Fund |
UTG |
Mid Cap Stock |
Finance and Insurance |
All Other Insurance Related Activities |
|
| Sandridge Mississippian Trust II |
SDR |
|
Energy Minerals |
Oil & Gas Production |
|
| AllianceBernstein National Municipal Income Fund Inc |
AFB |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Invesco High Income Trust II |
VLT |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Templeton Dragon Fund Inc |
TDF |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Neuberger Berman California Municipal Fund Inc |
NBW |
Small Cap Stock |
|
|
|
| RiverNorth/DoubleLine Strategic opportunity fund Inc |
OPP-A |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| John Hancock Financial Opportunities Fund |
BTO |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| BlackRock Strategic Municipal Trust |
BSD |
Small Cap Stock |
|
|
|
| Central and Eastern Europe Fund Inc (The) |
CEE |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| abrdn Income Credit Strategies Fund |
ACP |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Virtus Investment Partners Inc |
VRTS |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Credit Suisse Asset Management Income Fund Inc. |
CIK |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Datto Holding Corp |
MSP |
Mid Cap Stock |
|
|
|
| Apollo Senior Floating Rate Fund Inc |
AFT |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| DWS Strategic Municipal Income Trust |
KSM |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| TriplePoint Venture Growth BDC Corp |
TPVG |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Guggenheim Strategic Opportunities Fund |
GOF |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Pioneer Floating Rate Fund Inc |
PHD |
Small Cap Stock |
|
|
|
| Pioneer High Income Fund Inc |
PHT |
Small Cap Stock |
|
|
|
| BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund Inc |
DCF |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| GSV Capital Corp |
GSVC |
|
Financial Services |
Asset Management |
|
| Western Asset Mortgage Opportunity Fund Inc |
DMO |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Guggenheim U.S. Large Cap Optimized Volatility ETF |
OVLC |
|
|
|
|
| Bancroft Fund Ltd |
BCV |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Neuberger Berman New York Municipal Fund Inc |
NBO |
Small Cap Stock |
|
|
|
| Eaton Vance National Municipal Opportunities Trust |
EOT |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| First Trust-abrdn Emerging Opportunity Fund |
FEO |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| MainStay MacKay DefinedTerm Municipal Opportunities Fund |
MMD |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Aberdeen Chile Fund Inc. (The) |
CH |
|
Financial Services |
Asset Management |
|
| Flaherty & Crumrine Total Return Fund Inc |
FLC |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Morgan Stanley China A Share Fund Inc |
CAF |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Invesco Advantage Municipal Income Trust II |
VKI |
Small Cap Stock |
Finance and Insurance |
All Other Insurance Related Activities |
|
| Neuberger Berman Municipal Fund Inc |
NBH |
Small Cap Stock |
|
|
|
| Apollo Tactical Income Fund Inc |
AIF |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Clough Global Dividend and Income Fund |
GLV |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Mexico Fund Inc |
MXF |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Morgan Stanley Emerging Markets Fund Inc. |
MSF |
|
Financial Services |
Asset Management |
|
| New America High Income Fund Inc |
HYB |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| RiverNorth Managed Duration Municipal Income Fund Inc |
RMM |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Invesco Value Municipal Income Trust |
IIM |
Small Cap Stock |
Finance and Insurance |
All Other Insurance Related Activities |
|
| Nuveen Core Equity Alpha Fund |
JCE |
Small Cap Stock |
|
|
|
| Western Asset High Yield Defined Opportunity Fund Inc |
HYI |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Nuveen Intermediate Duration Municipal Term Fund |
NID |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Virtus Convertible & Income 2024 Target Term Fund |
CBH |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Marine Petroleum Trust |
MARPS |
Unit |
Mining, Quarrying, and Oil and Gas Extraction |
Crude Petroleum and Natural Gas Extraction |
|
| Nuveen Texas Quality Municipal Income Fund |
NTX |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| KKR Income Opportunities Fund |
KIO |
Small Cap Stock |
|
|
|
| Korea Fund Inc |
KF |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| BNY Mellon Strategic Municipals Inc |
LEO |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| ClearBridge Energy Midstream Opportunity Fund Inc |
EMO |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Nuveen New York Municipal Value Fund 2 |
NYV |
Small Cap Stock |
|
|
|
| India Fund Inc |
IFN |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Eagle Growth & Income Opportunities Fund |
EGIF |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| RiverNorth Flexible Municipal Income Fund Inc |
RFM |
Small Cap Stock |
|
|
|
| MFS Intermediate Income Trust |
MIN |
Small Cap Stock |
Finance and Insurance |
All Other Insurance Related Activities |
|
| Cornerstone Strategic Value Fund |
CLM |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Morningstar Inc |
MORN |
Large Cap Stock |
Finance and Insurance |
Investment Advice |
|
| Calamos Global Total Return Fund |
CGO |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Blackrock Floating Rate Income Strategies Fund Inc |
FRA |
Small Cap Stock |
|
|
|
| Japan Smaller Capitalization Fund Inc. |
JOF |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| abrdn Japan Equity Fund Inc |
JEQ |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Blackstone Senior Floating Rate 2027 Term Fund |
BSL |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| BrandywineGLOBAL - Global Income Opportunities Fund Inc |
BWG |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Western Asset Intermediate Muni Fund Inc |
SBI |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Neuberger Berman High Yield Strategies Fund |
NHS |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Nuveen California AMT-Free Quality Municipal Income Fund |
NKX |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Nuveen AMT-Free Municipal Credit Income Fund |
NVG |
Mid Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Pimco Income Strategy Fund II |
PFN |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Nuveen Build America Bond Opportunity Fund of Beneficial Interest |
NBD |
|
Financial Services |
Asset Management |
|
| Asia Pacific Fund Inc. (The) |
APB |
|
Financial Services |
Asset Management |
|
| Calamos Global Dynamic Income Fund |
CHW |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Goldman Sachs BDC Inc |
GSBD |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Blackstone Strategic Credit 2027 Term Fund |
BGB |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Nuveen Municipal Value Fund Inc. |
NUV |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| BlackRock MuniYield Quality Fund Inc |
MQY |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Oxford Lane Capital Corp |
OXLC |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Pimco Global StocksPLUS & Income Fund |
PGP |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Putnam Master Intermediate Income Trust |
PIM |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Pimco New York Municipal Income Fund |
PNF |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Sprott Physical Gold Trust |
PHYS |
Unit |
|
|
|
| OHA Investment Corp. |
OHAI |
Small Cap Stock |
Finance |
Investment Managers |
|
| Invesco Dynamic Credit Opportunities Fund |
VTA |
Small Cap Stock |
|
|
|
| PIMCO Strategic Income Fund Inc |
RCS |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Eaton Vance Tax-Advantaged Global Dividend Income Fund |
ETG |
Small Cap Stock |
|
|
|
| Calamos Convertible and High Income Fund |
CHY |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Eaton Vance Senior Income Trust |
EVF |
Small Cap Stock |
|
|
|
| Western Asset Investment Grade Defined Opportunity Trust Inc |
IGI |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| MFS Investment Grade Municipal Trust |
CXH |
Small Cap Stock |
Finance and Insurance |
All Other Insurance Related Activities |
|
| MFS High Yield Municipal Trust |
CMU |
Small Cap Stock |
Finance and Insurance |
All Other Insurance Related Activities |
|
| Barings Participation Investors |
MPV |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|