| Name |
Ticker |
Asset Class |
Sector |
Industry |
Flags |
| Roper Technologies Inc |
ROP |
Large Cap Stock |
Manufacturing |
Instruments and Related Products Manufacturing for Measuring, Displaying, and Controlling Industrial Process Variables |
|
| Focus Universal Inc |
FCUV |
Small Cap Stock |
Manufacturing |
Instruments and Related Products Manufacturing for Measuring, Displaying, and Controlling Industrial Process Variables |
|
| Schmitt Industries Inc |
SMIT |
Small Cap Stock |
Manufacturing |
Instruments and Related Products Manufacturing for Measuring, Displaying, and Controlling Industrial Process Variables |
|
| Danaher Corp. |
DHR-B |
|
Manufacturing |
Instruments and Related Products Manufacturing for Measuring, Displaying, and Controlling Industrial Process Variables |
|
| Aegon NV 8.00% Non-Cumulative Subordinated Notes due 2042 |
AEK |
Small Cap Stock |
Financial Services |
Insurance |
|
| AEGON N.V. Perp. Cap. Securities (Netherlands) |
AED |
Small Cap Stock |
Financial Services |
Insurance |
|
| Huize Holding Ltd |
HUIZ |
|
Finance and Insurance |
Insurance Agencies and Brokerages |
|
| Enact Holdings Inc |
ACT |
Mid Cap Stock |
Finance and Insurance |
Insurance Agencies and Brokerages |
|
| Arthur J. Gallagher & Co. |
AJG |
Large Cap Stock |
Finance and Insurance |
Insurance Agencies and Brokerages |
|
| Marsh & McLennan Cos., Inc. |
MMC |
Large Cap Stock |
Finance and Insurance |
Insurance Agencies and Brokerages |
|
| eHealth Inc |
EHTH |
Small Cap Stock |
Finance and Insurance |
Insurance Agencies and Brokerages |
|
| Equitable Holdings Inc |
EQH-A |
|
Finance and Insurance |
Insurance Agencies and Brokerages |
|
| Abacus Life Inc |
ABLLL |
|
Finance and Insurance |
Insurance Agencies and Brokerages |
|
| Brown & Brown, Inc. |
BRO |
Large Cap Stock |
Finance and Insurance |
Insurance Agencies and Brokerages |
|
| Cheche Group Inc |
CCG |
Small Cap Stock |
Finance and Insurance |
Insurance Agencies and Brokerages |
|
| Fanhua Inc |
FANH |
Small Cap Stock |
Finance and Insurance |
Insurance Agencies and Brokerages |
|
| Crawford & Co. |
CRD.A |
Small Cap Stock |
Finance and Insurance |
Insurance Agencies and Brokerages |
|
| Willis Towers Watson Public Limited Co |
WLTW |
Large Cap Stock |
Finance and Insurance |
Insurance Agencies and Brokerages |
|
| SelectQuote Inc |
SLQT |
Small Cap Stock |
Finance and Insurance |
Insurance Agencies and Brokerages |
|
| Marpai Inc |
MRAI |
Small Cap Stock |
Finance and Insurance |
Insurance Agencies and Brokerages |
|
| Cheche Group Inc |
CCGWW |
Warrant |
Finance and Insurance |
Insurance Agencies and Brokerages |
|
| Ryan Specialty Holdings Inc |
RYAN |
Mid Cap Stock |
Finance and Insurance |
Insurance Agencies and Brokerages |
|
| Erie Indemnity Co. |
ERIE |
Large Cap Stock |
Finance and Insurance |
Insurance Agencies and Brokerages |
|
| Crawford & Co. |
CRD.B |
Small Cap Stock |
Finance and Insurance |
Insurance Agencies and Brokerages |
|
| Tian Ruixiang Holdings Ltd |
TIRX |
Small Cap Stock |
Finance and Insurance |
Insurance Agencies and Brokerages |
|
| Abacus Life Inc |
ABLLW |
Warrant |
Finance and Insurance |
Insurance Agencies and Brokerages |
|
| Equitable Holdings Inc |
EQH |
Large Cap Stock |
Finance and Insurance |
Insurance Agencies and Brokerages |
|
| Reliance Global Group Inc |
RELIW |
Warrant |
Finance and Insurance |
Insurance Agencies and Brokerages |
|
| Waterdrop Inc |
WDH |
|
Finance and Insurance |
Insurance Agencies and Brokerages |
|
| Equitable Holdings Inc |
EQH-C |
|
Finance and Insurance |
Insurance Agencies and Brokerages |
|
| Goosehead Insurance Inc |
GSHD |
Mid Cap Stock |
Finance and Insurance |
Insurance Agencies and Brokerages |
|
| GoHealth Inc |
GOCO |
Small Cap Stock |
Finance and Insurance |
Insurance Agencies and Brokerages |
|
| Aon plc. |
AON |
Large Cap Stock |
Finance and Insurance |
Insurance Agencies and Brokerages |
|
| Abacus Life Inc |
ABL |
Small Cap Stock |
Finance and Insurance |
Insurance Agencies and Brokerages |
|
| BRP Group Inc |
BRP |
Small Cap Stock |
Finance and Insurance |
Insurance Agencies and Brokerages |
|
| Willis Towers Watson Public Limited Co |
WTW |
Large Cap Stock |
Finance and Insurance |
Insurance Agencies and Brokerages |
|
| Reliance Global Group Inc |
RELI |
Small Cap Stock |
Finance and Insurance |
Insurance Agencies and Brokerages |
|
| Health Insurance Innovations, Inc. |
HIIQ |
Small Cap Stock |
Finance |
Insurance Brokers/Services |
|
| Majesco |
MJCO |
Small Cap Stock |
Finance |
Insurance Brokers/Services |
|
| Benefytt Technologies, Inc. |
BFYT |
Small Cap Stock |
Finance |
Insurance Brokers/Services |
|
| Torchmark Corporation |
TMK |
Large Cap Stock |
Financial Services |
Insurance - Life |
|
| Prudential Financial Inflation-Linked Retail Medium Linked Retail Medium-Term Notes due April 10 2018 |
PFK |
|
Financial Services |
Insurance - Life |
|
| Argo Group International Holdings Ltd. |
AGII |
Small Cap Stock |
Financial Services |
Insurance - Property & Casualty |
|
| Baldwin & Lyons Inc. Class A (voting) Common Stock |
BWINA |
Small Cap Stock |
Financial Services |
Insurance - Property & Casualty |
|
| Baldwin & Lyons Inc. Class B (nonvoting) Common Stock |
BWINB |
Small Cap Stock |
Financial Services |
Insurance - Property & Casualty |
|
| Argo Group International Holdings Ltd. 6.5% Senior Notes Due 2042 |
AGIIL |
Small Cap Stock |
Financial Services |
Insurance - Property & Casualty |
|
| Selective Insurance Group Inc. 5.875% Senior Notes due 2043 |
SGZA |
Small Cap Stock |
Financial Services |
Insurance - Property & Casualty |
|
| AmTrust Financial Services Inc. |
AFSI |
Small Cap Stock |
Financial Services |
Insurance - Property & Casualty |
|
| XL Group Ltd. |
XL |
Mid Cap Stock |
Financial Services |
Insurance - Property & Casualty |
|
| Infinity Property and Casualty Corporation |
IPCC |
Small Cap Stock |
Financial Services |
Insurance - Property & Casualty |
|
| EMC Insurance Group Inc. |
EMCI |
Small Cap Stock |
Financial Services |
Insurance - Property & Casualty |
|
| The Navigators Group Inc. |
NAVG |
Small Cap Stock |
Financial Services |
Insurance - Property & Casualty |
|
| First Acceptance Corporation |
FAC |
Small Cap Stock |
Financial Services |
Insurance - Specialty |
|
| WMIH Corp. |
WMIH |
Small Cap Stock |
Financial Services |
Insurance - Specialty |
|
| Aspen Insurance Holdings Limited |
AHL |
Mid Cap Stock |
Financial Services |
Insurance - Specialty |
|
| Roan Resources, Inc. |
ROAN |
Small Cap Stock |
Energy Minerals |
Integrated Oil |
|
| A-Mark Precious Metals Inc |
AMRK |
Small Cap Stock |
Finance and Insurance |
International Trade Financing |
|
| Invesco Municipal Income Opportunities Trust |
OIA |
Small Cap Stock |
Finance and Insurance |
International Trade Financing |
|
| Marlin Business Services Corp |
MRLN |
Small Cap Stock |
Finance and Insurance |
International Trade Financing |
|
| Gabelli Multimedia Trust Inc |
GGT-G |
|
Finance and Insurance |
International Trade Financing |
|
| Fusion Acquisition Corp II |
FSNB+ |
Warrant |
Finance and Insurance |
International Trade Financing |
|
| Fusion Acquisition Corp II |
FSNB= |
Unit |
Finance and Insurance |
International Trade Financing |
|
| Mill City Ventures III Ltd |
MCVT |
Small Cap Stock |
Finance and Insurance |
International Trade Financing |
|
| SHF Holdings Inc |
SHFSW |
Warrant |
Finance and Insurance |
International Trade Financing |
|
| GWG Holdings Inc |
GWGH |
Small Cap Stock |
Finance and Insurance |
International Trade Financing |
|
| Gabelli Multimedia Trust Inc |
GGT-E |
|
Finance and Insurance |
International Trade Financing |
|
| SHF Holdings Inc |
SHFS |
Small Cap Stock |
Finance and Insurance |
International Trade Financing |
|
| Invesco Senior Income Trust |
VVR |
Small Cap Stock |
Finance and Insurance |
International Trade Financing |
|
| LM Funding America Inc |
LMFA |
Small Cap Stock |
Finance and Insurance |
International Trade Financing |
|
| Gabelli Multimedia Trust Inc |
GGT |
Small Cap Stock |
Finance and Insurance |
International Trade Financing |
|
| Swk Holdings Corp |
SWKH |
Small Cap Stock |
Finance and Insurance |
International Trade Financing |
|
| Allspring Utilities and High Income Fund |
ERH |
Small Cap Stock |
Finance and Insurance |
International Trade Financing |
|
| Swk Holdings Corp |
SWKHL |
|
Finance and Insurance |
International Trade Financing |
|
| National Rural Utilities Coop Finance Corp |
NRUC |
|
Finance and Insurance |
International Trade Financing |
|
| Allspring Income Opportunities Fund |
EAD |
Small Cap Stock |
Finance and Insurance |
International Trade Financing |
|
| Allspring Global Dividend Opportunity Fund |
EOD |
Small Cap Stock |
Finance and Insurance |
International Trade Financing |
|
| Allspring Multi-Sector Income Fund |
ERC |
Small Cap Stock |
Finance and Insurance |
International Trade Financing |
|
| Yelp Inc |
YELP |
Mid Cap Stock |
Information |
Internet Publishing and Broadcasting and Web Search Portals |
|
| News Corp |
NWSA |
Large Cap Stock |
Information |
Internet Publishing and Broadcasting and Web Search Portals |
|
| Enthusiast Gaming Holdings Inc. |
EGLX |
Small Cap Stock |
Information |
Internet Publishing and Broadcasting and Web Search Portals |
|
| Netflix Inc. |
NFLX |
Large Cap Stock |
Information |
Internet Publishing and Broadcasting and Web Search Portals |
|
| News Corp |
NWS |
Large Cap Stock |
Information |
Internet Publishing and Broadcasting and Web Search Portals |
|
| CarGurus Inc |
CARG |
Mid Cap Stock |
Information |
Internet Publishing and Broadcasting and Web Search Portals |
|
| Qurate Retail, Inc. |
QRTEV |
|
Retail Trade |
Internet Retail |
|
| Jumei International Holding Ltd. |
JMEI |
Small Cap Stock |
Retail Trade |
Internet Retail |
|
| Youngevity International, Inc. |
YGYI |
Small Cap Stock |
Retail Trade |
Internet Retail |
|
| Youngevity International, Inc. |
YGYIP |
|
Retail Trade |
Internet Retail |
|
| BroadVision, Inc. |
BVSN |
Small Cap Stock |
Technology Services |
Internet Software/Services |
|
| 58.com Inc. |
WUBA |
Large Cap Stock |
Technology Services |
Internet Software/Services |
|
| SITO Mobile Ltd. |
SITO |
Small Cap Stock |
Technology Services |
Internet Software/Services |
|
| Care.com, Inc. |
CRCM |
Small Cap Stock |
Technology Services |
Internet Software/Services |
|
| Bitauto Holdings Ltd. |
BITA |
Mid Cap Stock |
Technology Services |
Internet Software/Services |
|
| China Rapid Finance Ltd. |
XRF |
Small Cap Stock |
Technology Services |
Internet Software/Services |
|
| LogMeIn, Inc. |
LOGM |
Mid Cap Stock |
Technology Services |
Internet Software/Services |
|
| Internap Corp. |
INAP |
Small Cap Stock |
Technology Services |
Internet Software/Services |
|
| Changyou.com Ltd. |
CYOU |
Small Cap Stock |
Technology Services |
Internet Software/Services |
|
| The Meet Group, Inc. |
MEET |
Small Cap Stock |
Technology Services |
Internet Software/Services |
|
| Guardforce AI Co Ltd |
GFAI |
Small Cap Stock |
Administrative and Support and Waste Management and Remediation Services |
Investigation Services |
|
| Knightscope Inc |
KSCP |
Small Cap Stock |
Administrative and Support and Waste Management and Remediation Services |
Investigation Services |
|
| ADT Inc |
ADT |
Mid Cap Stock |
Administrative and Support and Waste Management and Remediation Services |
Investigation Services |
|
| Guardforce AI Co Ltd |
GFAIW |
Warrant |
Administrative and Support and Waste Management and Remediation Services |
Investigation Services |
|
| SU Group Holdings Ltd. |
SUGP |
Small Cap Stock |
Administrative and Support and Waste Management and Remediation Services |
Investigation Services |
|
| Brink`s Co. |
BCO |
Mid Cap Stock |
Administrative and Support and Waste Management and Remediation Services |
Investigation Services |
|
| KKR & Co. Inc |
KKR |
Large Cap Stock |
Finance and Insurance |
Investment Advice |
|
| Columbia Financial, Inc |
CLBK |
Small Cap Stock |
Finance and Insurance |
Investment Advice |
|
| Bain Capital Specialty Finance Inc |
BCSF |
Small Cap Stock |
Finance and Insurance |
Investment Advice |
|
| Patria Investments Ltd |
PAX |
Small Cap Stock |
Finance and Insurance |
Investment Advice |
|
| Broadstone Net Lease Inc |
BNL |
Mid Cap Stock |
Finance and Insurance |
Investment Advice |
|
| Morningstar Inc |
MORN |
Large Cap Stock |
Finance and Insurance |
Investment Advice |
|
| Apollo Global Management Inc |
APO-A |
|
Finance and Insurance |
Investment Advice |
|
| GCM Grosvenor Inc |
GCMG |
Small Cap Stock |
Finance and Insurance |
Investment Advice |
|
| Hywin Holdings Ltd |
HYW |
|
Finance and Insurance |
Investment Advice |
|
| KKR & Co. Inc |
KKR-C |
|
Finance and Insurance |
Investment Advice |
|
| Sculptor Capital Management Inc |
SCU |
Small Cap Stock |
Finance and Insurance |
Investment Advice |
|
| Maxeon Solar Technologies Ltd |
MAXN |
Small Cap Stock |
Finance and Insurance |
Investment Advice |
|
| Apollo Global Management Inc |
APOS |
|
Finance and Insurance |
Investment Advice |
|
| Apollo Global Management Inc |
APO |
Large Cap Stock |
Finance and Insurance |
Investment Advice |
|
| Vinci Partners Investments Ltd |
VINP |
Small Cap Stock |
Finance and Insurance |
Investment Advice |
|
| LPL Financial Holdings Inc |
LPLA |
Large Cap Stock |
Finance and Insurance |
Investment Advice |
|
| Apollo Asset Management Inc |
AAM-A |
|
Finance and Insurance |
Investment Advice |
|
| Focus Financial Partners Inc |
FOCS |
Mid Cap Stock |
Finance and Insurance |
Investment Advice |
|
| GCM Grosvenor Inc |
GCMGW |
Warrant |
Finance and Insurance |
Investment Advice |
|
| Apollo Global Management Inc |
APO-B |
|
Finance and Insurance |
Investment Advice |
|
| Franklin Resources, Inc. |
BEN |
Large Cap Stock |
Finance and Insurance |
Investment Advice |
|
| Altimar Acquisition Corp |
ATAC+ |
Warrant |
Finance and Insurance |
Investment Advice |
|
| S&P Global Inc |
SPGI |
Large Cap Stock |
Finance and Insurance |
Investment Advice |
|
| Ares Management Corp |
ARES-A |
|
Finance and Insurance |
Investment Advice |
|
| Apollo Asset Management Inc |
AAM-B |
|
Finance and Insurance |
Investment Advice |
|
| Ares Management Corp |
ARES |
Large Cap Stock |
Finance and Insurance |
Investment Advice |
|
| T. Rowe Price Group Inc. |
TROW |
Large Cap Stock |
Finance and Insurance |
Investment Advice |
|
| PureTech Health Plc |
PRTC |
|
Finance and Insurance |
Investment Advice |
|
| Blue Owl Capital Inc |
OWL |
Mid Cap Stock |
Finance and Insurance |
Investment Advice |
|
| Ameriprise Financial Inc |
AMP |
Large Cap Stock |
Finance and Insurance |
Investment Advice |
|
| Amtd International Inc |
HKIB |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Cornerstone Total Return Fund |
CRF |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Tradeweb Markets Inc |
TW |
Large Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Greenhill & Co Inc |
GHL |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Nuveen Preferred & Income Securities Fund |
JPS |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| B. Riley Financial Inc |
RILYH |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Medicus Sciences Acquisition Corp |
MSAC |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| TH International Ltd. |
THCHW |
Warrant |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| SEI Investments Co. |
SEIC |
Mid Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| BlackRock Debt Strategies Fund, Inc. |
DSU |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| AMTD IDEA Group |
AMTD |
Large Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Freight Technologies Inc |
FRGT |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| GAMCO Natural Resources, Gold & Income Trust |
GNT-A |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Guggenheim Strategic Opportunities Fund |
GOF |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Tortoise Midstream Energy Fund Inc |
NTG |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Stifel Financial Corp. |
SF |
Mid Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| BNY Mellon Municipal Income Inc |
DMF |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| BNY Mellon Municipal Bond Infrastructure Fund Inc |
DMB |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Cowen Inc |
COWNZ |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| PGIM Short Duration High Yield Opportunities Fund |
SDHY |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Eagle Capital Growth Fund Inc |
GRF |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| First Reserve Sustainable Growth Corp |
FRSG |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Garden Stage Ltd |
GSIW |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Nuveen Dow 30SM Dynamic Overwrite Fund |
DIAX |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Goldman Sachs Group, Inc. |
GS-N |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Charles Schwab Corp. |
SCHW-J |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Raymond James Financial, Inc. |
RJF-A |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Piper Sandler Co`s |
PIPR |
Mid Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| National Holdings Corporation |
NHLDW |
Warrant |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| XP Inc |
XP |
Large Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Morgan Stanley |
MLPY |
Multi Cap |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Credit Suisse Group AG |
CS |
Large Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Morgan Stanley India Investment Fund Inc |
IIF |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Magic Empire Global Ltd |
MEGL |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| First Reserve Sustainable Growth Corp |
FRSGW |
Warrant |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| AtlasClear Holdings Inc |
ATCH |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Top KingWin Ltd |
TCJH |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Calamos Long/Short Equity & Dynamic Income Trust |
CPZ |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Medicus Sciences Acquisition Corp |
MSACW |
Warrant |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| First Reserve Sustainable Growth Corp |
FRSGU |
Unit |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Charles Schwab Corp. |
SCHW-C |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Nuveen Select Maturities Municipal Fund |
NIM |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| B. Riley Financial Inc |
RILYN |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| B. Riley Financial Inc |
RILYM |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| BlackRock Utility Infrastructure & Power Opportunities Trust |
BUI |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Stifel Financial Corp. |
SF-A |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| JMP Group LLC |
JMPNZ |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| JMP Group LLC |
JMP |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| BNY Mellon High Yield Strategies Fund |
DHF |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Cowen Inc |
COWN |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| abrdn Japan Equity Fund Inc |
JEQ |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| BNY Mellon Strategic Municipals Inc |
LEO |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Morgan Stanley |
MS-A |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Solowin Holdings |
SWIN |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Nuveen Intermediate Duration Municipal Term Fund |
NID |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| B. Riley Financial Inc |
RILYI |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Evercore Inc |
EVR |
Mid Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Hudson Capital Inc |
HUSN |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Interactive Brokers Group Inc |
IBKR |
Large Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Cowen Inc |
COWNL |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| RENN Fund Inc |
RCG |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Blackrock Inc. |
BLK |
Large Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Freedom Holding Corp |
FRHC |
Mid Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Morgan Stanley |
MS-F |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Kayne Anderson NextGen Energy & Infrastructure Inc |
KMF |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Morgan Stanley |
MS-L |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Franklin Limited Duration Income Trust |
FTF |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| BNY Mellon Strategic Municipal Bond Fund Inc |
DSM |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Nuveen Virginia Quality Municipal Income Fund |
NPV |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| General American Investors Co., Inc. |
GAM |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Highland Opportunities and Income Fund |
HFRO-A |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Raymond James Financial, Inc. |
RJF |
Large Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| B. Riley Financial Inc |
RILYL |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| B. Riley Financial Inc |
RILYP |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Morgan Stanley |
MS-E |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| BlackRock Science and Technology Trust |
BST |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Morgan Stanley |
MS-I |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Houlihan Lokey Inc |
HLI |
Mid Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| B. Riley Financial Inc |
RILYZ |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Stifel Financial Corp. |
SF-B |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| B. Riley Financial Inc |
RILY |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| GAMCO Natural Resources, Gold & Income Trust |
GNT |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Oppenheimer Holdings Inc |
OPY |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| First Trust New Opportunities MLP & Energy Fund |
FPL |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Nuveen Select Tax-Free Income Portfolio |
NXP |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Blackstone Long-Short Credit Income Fund |
BGX |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Clough Global Dividend and Income Fund |
GLV |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Morgan Stanley |
MS |
Large Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| UP Fintech Holding Ltd |
TIGR |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Nomura Holdings Inc. |
NMR |
Large Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Charles Schwab Corp. |
SCHW |
Large Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Clough Global Opportunities Fund. |
GLO |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Western Asset Intermediate Muni Fund Inc |
SBI |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| BlackRock Municipal 2030 Target Term Trust |
BTT |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| BlackRock Municipal Income Trust II |
BLE |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Highland Opportunities and Income Fund |
HFRO |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| PJT Partners Inc |
PJT |
Mid Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Northern Star Investment Corp II |
NSTB= |
Unit |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| BlackRock MuniVest Fund, Inc |
MVF |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Moelis & Co |
MC |
Mid Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| B. Riley Financial Inc |
RILYG |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Nuveen Corporate Income 2023 Target Term Fund |
JHAA |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Perella Weinberg Partners |
PWP |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Siebert Financial Corp. |
SIEB |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Robinhood Markets Inc |
HOOD |
Large Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| BlackRock Virginia Municipal Bond Trust. |
BHV |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Goldman Sachs Group, Inc. |
GS |
Large Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Nuveen NASDAQ 100 Dynamic Overwrite Fund |
QQQX |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| General American Investors Co., Inc. |
GAM-B |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Charles Schwab Corp. |
SCHW-D |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| John Hancock Hedged equity & Income Fund |
HEQ |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Eaton Vance Municipal Income 2028 Term Trust |
ETX |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| MDB Capital Holdings LLC |
MDBH |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Morgan Stanley |
MS-P |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Morgan Stanley |
MS-O |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| TOP Financial Group Limited |
TOP |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| BGC Group Inc |
BGC |
Mid Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Goldman Sachs Group, Inc. |
GS-J |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| National Holdings Corporation |
NHLD |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| TH International Ltd. |
THCH |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Cornerstone Strategic Value Fund |
CLM |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Goldman Sachs Group, Inc. |
GS-A |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| NXG NextGen Infrastructure Income Fund |
NXG |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Nuveen Senior Income Fund |
NSL |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Northern Star Investment Corp II |
NSTB+ |
Warrant |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Lazard Inc. |
LAZ |
Mid Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| B. Riley Financial Inc |
RILYT |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Virtu Financial Inc |
VIRT |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| B. Riley Financial Inc |
RILYO |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Morgan Stanley |
MS-K |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Goldman Sachs Group, Inc. |
GS-C |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Doubleline Income Solutions Fund |
DSL |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| First Trust Dynamic Europe Equity Income Fund |
FDEU |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Raymond James Financial, Inc. |
RJF-B |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Morgan Stanley Emerging Markets Domestic Debt Fund Inc |
EDD |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Goldman Sachs Group, Inc. |
GS-K |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Goldman Sachs Group, Inc. |
GS-D |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Brookfield Real Assets Income Fund Inc |
RA |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Stifel Financial Corp. |
SFB |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Stifel Financial Corp. |
SF-C |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Stifel Financial Corp. |
SF-D |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| PGIM Global High Yield Fund Inc |
GHY |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Pure Acquisition Corp. |
PACQ |
Small Cap Stock |
Finance |
Investment Banks/Brokers |
|
| Pure Acquisition Corp. |
PACQU |
Unit |
Finance |
Investment Banks/Brokers |
|
| Ladenburg Thalmann Financial Services, Inc. |
LTSL |
Small Cap Stock |
Finance |
Investment Banks/Brokers |
|
| Ladenburg Thalmann Financial Services, Inc. |
LTS |
Small Cap Stock |
Finance |
Investment Banks/Brokers |
|
| Ladenburg Thalmann Financial Services, Inc. |
LTSF |
|
Finance |
Investment Banks/Brokers |
|
| Pure Acquisition Corp. |
PACQW |
Warrant |
Finance |
Investment Banks/Brokers |
|
| Ladenburg Thalmann Financial Services, Inc. |
LTSH |
|
Finance |
Investment Banks/Brokers |
|
| E*TRADE Financial Corp. |
ETFC |
Large Cap Stock |
Finance |
Investment Banks/Brokers |
|
| JMP Group LLC |
JMPE |
|
Finance |
Investment Banks/Brokers |
|
| Piper Jaffray Cos. |
PJC |
Small Cap Stock |
Finance |
Investment Banks/Brokers |
|
| Yintech Investment Holdings Ltd. |
YIN |
Small Cap Stock |
Finance |
Investment Banks/Brokers |
|
| Morgan Stanley |
MS-G |
|
Finance |
Investment Banks/Brokers |
|
| GAIN Capital Holdings, Inc. |
GCAP |
Small Cap Stock |
Finance |
Investment Banks/Brokers |
|
| Ladenburg Thalmann Financial Services, Inc. |
LTS-A |
|
Finance |
Investment Banks/Brokers |
|
| JMP Group, Inc. |
JMPD |
Small Cap Stock |
Finance |
Investment Banks/Brokers |
|
| Ladenburg Thalmann Financial Services, Inc. |
LTSK |
|
Finance |
Investment Banks/Brokers |
|
| Gladstone Capital Corp. |
GLADD |
|
Finance |
Investment Managers |
|
| OHA Investment Corp. |
OHAI |
Small Cap Stock |
Finance |
Investment Managers |
|
| THL Credit, Inc. |
TCRZ |
Small Cap Stock |
Finance |
Investment Managers |
|
| Fidus Investment Corp. |
FDUSL |
|
Finance |
Investment Managers |
|
| Saratoga Investment Corp. |
SAB |
|
Finance |
Investment Managers |
|
| PennantPark Investment Corp. |
PNNTG |
|
Finance |
Investment Managers |
|
| THL Credit, Inc. |
TCRW |
|
Finance |
Investment Managers |
|
| Alcentra Capital Corp. |
ABDC |
Small Cap Stock |
Finance |
Investment Managers |
|
| Virtus Investment Partners, Inc. |
VRTSP |
|
Finance |
Investment Managers |
|
| Oaktree Specialty Lending Corp. |
OSLE |
Small Cap Stock |
Finance |
Investment Managers |
|
| Legg Mason, Inc. |
LM |
Mid Cap Stock |
Finance |
Investment Managers |
|
| First Eagle Alternative Capital BDC, Inc. |
FCRW |
|
Finance |
Investment Managers |
|
| Kayne Anderson MLP/Midstream Investment Co. |
KYN-F |
|
Finance |
Investment Managers |
|
| Oaktree Specialty Lending Corp. |
OCSLL |
Small Cap Stock |
Finance |
Investment Managers |
|
| Federated Investors, Inc. |
FII |
Mid Cap Stock |
Finance |
Investment Managers |
|
| THL Credit, Inc. |
TCRD |
Small Cap Stock |
Finance |
Investment Managers |
|
| New Mountain Finance Corp. |
NMFX |
|
Finance |
Investment Managers |
|
| Prospect Capital Corp. |
PBC |
|
Finance |
Investment Managers |
|
| Legg Mason, Inc. |
LMHA |
Small Cap Stock |
Finance |
Investment Managers |
|
| Legg Mason, Inc. |
LMHB |
Small Cap Stock |
Finance |
Investment Managers |
|
| OFS Capital Corp. |
OFSSZ |
|
Finance |
Investment Managers |
|
| Invesco Emerging Markets Debt Defensive ETF |
IEMD |
Short Term Bond |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| iShares Europe Development Real Estate ETF |
IFEU |
Real Estate |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Eagle Point Credit Co., Inc. |
ECCY |
Small Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Market Vectors-Indian Rupee/USD ETN |
INR |
Currency |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Nationwide Maximum Diversification Emerging Mkts Core Eq |
MXDE |
Large Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Direxion Daily Consumer Staples Bull 3x Shares |
NEED |
Large Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Invesco LadderRite 0-5 Year Corporate Bond ETF |
LDRI |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| JPMorgan Diversified Alternatives ETF |
JPHF |
Alternatives |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Nuveen High Income 2020 Target Term Fund |
JHY |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| JPMorgan Event Driven ETF |
JPED |
Alternatives |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| JPMorgan Diversified Return Europe Equity ETF |
JPEU |
Large Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| JPMorgan Diversified Return Global Equity ETF |
JPGE |
Large Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| iShares Currency Hedged MSCI South Korea ETF |
HEWY |
Large Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Direxion Daily Consumer Discretionary Bear 3X Shares |
PASS |
Large Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Xtrackers MSCI Latin America Pacific Alliance ETF |
PACA |
Multi Cap |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| iShares Currency Hedged MSCI Italy ETF |
HEWI |
Large Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| BlackRock Muni New York Intermediate Duration Fund, Inc. |
MNE |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Strategy Shares EcoLogical Strategy ETF |
HECO |
Multi Cap |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| E-TRACS Monthly Pay 2xLeveraged Wells Fargo MLP Ex-Energy ETN |
LMLP |
Multi Cap |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| ETRACS 2xLeveraged Long Wells Fargo Business Development Co |
LBDC |
Small Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| ETRACS Monthly Pay 2xLeveraged US High Dividend Low Vol ETN |
HDLV |
Multi Cap |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Pacific Global International Equity Income ETF |
IDY |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| IQ 50 Percent Hedged FTSE Japan ETF |
HFXJ |
Large Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| iShares iBonds Mar 2020 Term Corporate ex-Financials ETF |
IBCD |
Short Term Bond |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Credit Suisse X-Links Monthly Pay 2xLeveraged Alerian MLP ETN |
AMJL |
Multi Cap |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Nuveen Energy MLP Total Return Fund |
JMF |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Direxion MSCI Developed Over Emerging Markets ETF |
RWDE |
Large Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| IQ Enhanced Core Bond U.S. ETF |
AGGE |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| VelocityShares Daily 4X Long USD vs. CHF Index ETN |
DCHF |
Currency |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Dividend & Income Fund |
DNI |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Lazard World Dividend & Income Fund, Inc. |
LOR |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| WisdomTree Dynamic Bearish U.S. Equity Fund |
DYB |
Multi-Asset |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| JPMorgan Long/Short ETF |
JPLS |
Alternatives |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Invesco Russell 1000 Low Volatility Factor ETF |
OVOL |
Large Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| C-Tracks ETN Miller/Howard Strategic Dividend Reinvestor |
DIVC |
Multi Cap |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| First Trust Hong Kong AlphaDEX Fund |
FHK |
Multi Cap |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| ETRACS Alerian Natural Gas MLP Index |
MLPG |
Multi Cap |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| First Trust Australia AlphaDEX Fund |
FAUS |
Multi Cap |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Western Asset Variable Rate Strategic Fund, Inc. |
GFY |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Nuveen Connecticut Quality Municipal Income Fund |
NTC |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Invesco S&P Financials Revenue ETF |
RWW |
Large Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| ETRACS Monthly Pay 2xLeveraged Dow Jones Select Dividend |
DVYL |
Multi Cap |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Nuveen North Carolina Quality Municipal Income Fund |
NNC |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Global X Scientific Beta Europe ETF |
SCID |
Multi Cap |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Global X S&P 500 Covered Call ETF |
HSPX |
Multi-Asset |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN |
CEFZ |
Multi-Asset |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| THL Credit Senior Loan Fund |
TSLF |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Xtrackers Barclays International Treasury Bond Hedged ETF |
IGVT |
Medium Term Bond |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Global X Scientific Beta Japan ETF |
SCIJ |
Large Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Direxion Daily Developed Markets Bear 3x Shares |
DPK |
Large Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| RMR Real Estate Income Fund |
RIF |
Real Estate |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Invesco Russell 1000 Size Factor ETF |
OSIZ |
Mid Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Aberdeen Standard BBG Energy Commodity Strategy K-1 Free ETF |
AOIL |
Commodities |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| WisdomTree Dynamic Currency Hedged Japan Equity Fund |
JNMF |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Invesco Corporate Income Defensive ETF |
IHYD |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Amplify EASI Tactical Growth ETF |
EASI |
Multi-Asset |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| VelocityShares 3x Inverse Natural Gas ETN |
DGAZ |
Commodities |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Invesco Russell 1000 Value Factor ETF |
OVLU |
Large Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| VelocityShares 3x Inverse Crude Oil ETN |
DWT |
Commodities |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| ETRACS 2xLeveraged Long Wells Fargo Business Development Co |
BDCL |
Small Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| USCF SummerHaven SHPEI Index Fund |
BUY |
Small Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| iPath US Treasury 2-Year Bull ETN |
DTUL |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Direxion Daily Regional Banks Bear 3X Shares |
WDRW |
Multi Cap |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| InvescoDWA Tactical Multi-Asset Income ETF |
DWIN |
Multi-Asset |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Invesco DWA NASDAQ Momentum ETF |
DWAQ |
Multi Cap |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Direxion Daily Natural Gas Related Bear 3x Shares |
GASX |
Multi Cap |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Claymore CEF Index-Linked GS ConnectSM ETN |
GCE |
Multi-Asset |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| ETRACS Monthly Pay 2x Leveraged Diversified High Income ETN |
DVHL |
Multi-Asset |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Invesco Emerging Markets Revenue ETF |
REEM |
Large Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| IQ Global Agribusiness Small Cap ETF |
CROP |
Multi Cap |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Global X Fertilizers/Potash ETF |
SOIL |
Multi Cap |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Direxion MSCI Cyclicals Over Defensives ETF |
RWCD |
Large Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Invesco Russell 1000 Yield Factor ETF |
OYLD |
Large Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| The Gabelli Multimedia Trust, Inc. |
GGT-B |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Direxion MSCI Defensives Over Cyclicals ETF |
RWDC |
Large Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Invesco BLDRS Europe Select ADR Index Fund |
ADRU |
Large Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| SPDR S&P Technology Hardware ETF |
XTH |
Multi Cap |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Cohen & Steers Global Income Builder, Inc. |
INB |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Franklin Liberty International Opportunities ETF |
FLIO |
Multi Cap |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Invesco Emerging Markets Ultra Dividend Revenue ETF |
REDV |
Multi Cap |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Gadsden Dynamic Growth ETF |
GDG |
Multi-Asset |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Portfolio+ S&P Mid Cap ETF |
PPMC |
Small Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| VelocityShares Daily 4X Long USD vs. AUD Index ETN |
DAUD |
Currency |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| ProShares UltraPro Nasdaq Biotechnology |
UBIO |
Multi Cap |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Sit Rising Rate ETF |
RISE |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Eagle Growth & Income Opportunities Fund |
EGIF |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Direxion Daily Communication Services Index Bear 3X Shares |
MUTE |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Goldman Sachs Motif Finance Reimagined ETF |
GFIN |
Multi Cap |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Direxion Daily Japan Bull 3X Shares |
JPNL |
Large Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Gabelli Equity Trust, Inc. |
GAB-D |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| United States 3x Oil Fund |
USOU |
Commodities |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| iPath US Treasury Steepener ETN |
STPP |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| First Trust Canada AlphaDex Fund |
FCAN |
Mid Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| WisdomTree Balanced Income Fund |
WBAL |
Multi-Asset |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| VanEck Vectors India Small-Cap Index ETF |
SCIF |
Small Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| UP Fintech China-U.S. Internet Titans ETF |
TTTN |
Large Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Brookfield Global Listed Infrastructure Income Fund, Inc. |
INF |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| VelocityShares 3x Long Silver ETN |
USLV |
Commodities |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| VelocityShares 1x Daily Inverse VSTOXX Futures ETN |
EXIV |
Volatility Product |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| WisdomTree BofA Merrill Lynch High Yield Bd. Negative Dur Fd |
HYND |
Short Term Bond |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Arrow QVM Equity Factor ETF |
QVM |
Large Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Invesco Multi-Factor Income ETF |
IMFI |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| The Gabelli Dividend & Income Trust |
GDV-D |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Virtus Glovista Emerging Markets ETF |
EMEM |
Large Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| ProShares UltraPro Communication Services Select Sector |
UCOM |
Large Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| ETRACS Wells Fargo Business Development Co. Index |
BDCS |
Small Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Cushing Energy Income Fund |
SRF |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| ProShares UltraPro Financials |
FINU |
Large Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Invesco Multi-Factor Core Fixed Income ETF |
IMFC |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| The Gabelli Dividend & Income Trust |
GDV-A |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| WisdomTree Dynamic Currency Hedged Intl Quality Div Growth |
DHDG |
Large Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| WisdomTree Dynamic Long/Short U.S. Equity Fund |
DYLS |
Alternatives |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Barclays ETN+S&P Dynamic VEQTOR ETN |
VQT |
Large Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| VelocityShares Daily 4X Long AUD vs. USD Index ETN |
UAUD |
Currency |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Hartford Multifactor REIT ETF |
RORE |
Real Estate |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Direxion Daily Communication Services Index Bull 3X Shares |
TAWK |
Large Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN |
MRRL |
Real Estate |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| iShares iBonds Dec 2019 Term Corporate ETF |
IBDK |
Short Term Bond |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| JPMorgan Managed Futures Strategy ETF |
JPMF |
Alternatives |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Invesco CurrencyShares Chinese Renminbi Trust |
FXCH |
Currency |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| US Equity Rotation Strategy ETF |
HUSE |
Multi Cap |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| VelocityShares 3x Long Crude Oil ETN |
UWT |
Commodities |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| VelocityShares Short LIBOR ETN |
DLBR |
Alternatives |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| WisdomTree Asia Pacific ex-Japan Fund |
AXJL |
Large Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Invesco CurrencyShares Singapore Dollar Trust |
FXSG |
Currency |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| WisdomTree ICBCCS S&P China 500 Fund |
WCHN |
Large Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Invesco DWA Tactical Sector Rotation ETF |
DWTR |
Multi-Asset |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| WisdomTree CBOE Russell 2000 PutWrite Strategy Fund |
RPUT |
Alternatives |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Market Vectors-Double Short Euro ETN |
DRR |
Currency |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Direxion Daily Consumer Staples Bear 3x Shares |
LACK |
Large Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Invesco S&P High Income Infrastructure ETF |
GHII |
Multi Cap |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| iPath US Treasury 2-Year Bear ETN |
DTUS |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Goldman Sachs Motif Manufacturing Revolution ETF |
GMAN |
Multi Cap |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Brand Value ETF |
BVAL |
Large Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Direxion Daily Small Cap Bull 2x Shares |
SMLL |
Multi Cap |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Select Asset, Inc. |
JBR |
Small Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| WisdomTree Europe Multifactor Fund |
EUMF |
Multi Cap |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Direxion Daily European Financials Bull 2X Shares |
EUFL |
Large Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| VelocityShares Daily 4X Long GBP vs. USD Index ETN |
UGBP |
Currency |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Vivaldi Opportunities Fund |
VAM |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Columbia Sustainable Global Equity Income ETF |
ESGW |
Multi Cap |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| VanEck Vectors High Income MLP ETF |
YMLP |
Small Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Invesco Frontier Markets ETF |
FRN |
Large Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| ETRACS S&P GSCI Crude Oil Total Return Index ETN |
OILX |
Commodities |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| BlackRock New York Municipal Bond Trust |
BQH |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Invesco Emerging Markets Debt Value ETF |
IEMV |
Medium Term Bond |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| ETRACS Monthly Reset 2xLeveraged ISE Exclusively Homebuilders |
HOML |
Multi Cap |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| ETFMG Drone Economy Strategy ETF |
IFLY |
Multi Cap |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| VelocityShares Long LIBOR ETN |
ULBR |
Alternatives |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Validea Market Legends ETF |
VALX |
Multi Cap |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Invesco Russell 1000 Momentum Factor ETF |
OMOM |
Large Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Defiance Future Tech ETF |
VIDG |
Multi Cap |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Garrison Capital, Inc. |
GARS |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| iPath US Treasury Long Bond Bear ETN |
DLBS |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Principal Sustainable Momentum Index ETF |
PMOM |
Multi Cap |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Direxion Zacks MLP High Income Shares |
ZMLP |
Multi Cap |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| VelocityShares Daily 4X Long USD vs. JPY Index ETN |
DJPY |
Currency |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Eagle Point Credit Co., Inc. |
ECCA |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Virtus WMC Global Factor Opportunities ETF |
VGFO |
Large Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Invesco Insider Sentiment ETF |
NFO |
Multi Cap |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| WisdomTree Emerging Markets Dividend Fund |
DVEM |
Large Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Xtrackers High Yield Corporate Bond Interest Rate Hedged ETF |
HYIH |
Short Term Bond |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Portfolio+ Developed Markets ETF |
PPDM |
Large Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| GraniteShares S&P GSCI Commodity Broad Strategy No K-1 ETF |
COMG |
Commodities |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| VelocityShares 3x Inverse Gold ETN |
DGLD |
Commodities |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Direxion Daily Small Cap Bull 1.25X Shares |
PPSC |
Small Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| ETRACS Monthly Pay 2xLeveraged US Small Cap High Dividend ETN |
SMHD |
Multi Cap |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| ETRACS Monthly Pay 2xLeveraged MSCI REIT US INDEX ETN |
LRET |
Real Estate |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| The Organics ETF |
ORG |
Multi Cap |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Xtrackers MSCI Emerging Markets Bond - Interest Rate Hedged |
EMIH |
Short Term Bond |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Invesco Corporate Income Value ETF |
IHYV |
Medium Term Bond |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Western Asset Corporate Loan Fund, Inc. |
TLI |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Reality Shares DIVCON Dividend Guard ETF |
GARD |
Alternatives |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Innovation Alpha Global ETF |
INAG |
Multi Cap |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Innovation Alpha United States ETF |
INAU |
Large Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Direxion Russell Large Over Small Cap ETF |
RWLS |
Large Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| VelocityShares Daily 4X Long EUR vs. USD Index ETN |
UEUR |
Currency |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| VelocityShares 3x Long Natural Gas ETN |
UGAZ |
Commodities |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| AGFiQ US Market Neutral Size Fund |
SIZ |
Alternatives |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| iShares Currency Hedged MSCI Australia ETF |
HAUD |
Large Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Tactical Income ETF |
TBND |
Multi-Asset |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Invesco CurrencyShares Swedish Krona Trust |
FXS |
Currency |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| IQ 50 PERCENT HEDGED FTSE EUROPE ETF |
HFXE |
Large Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Direxion MSCI Emerging Over Developed Markets ETF |
RWED |
Large Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Market Vectors Chinese Renminbi (USD) ETN |
CNY |
Currency |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Direxion Daily Developed Markets Bull 3x Shares |
DZK |
Large Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| JPMorgan Global Bond Opportunities ETF |
JPGB |
|
Miscellaneous |
Investment Trusts/Mutual Funds |
|
| Innovation Alpha Trade War ETF |
TWAR |
Large Cap Stock |
Miscellaneous |
Investment Trusts/Mutual Funds |
|