| Name |
Ticker |
Asset Class |
Sector |
Industry |
Flags |
| BrightSphere Investment Group Inc |
BSIG |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Safehold Inc. |
SAFE |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Metlife Inc |
MET |
Large Cap Stock |
Finance and Insurance |
Direct Life Insurance Carriers |
|
| CME Group Inc |
CME |
Large Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Houlihan Lokey Inc |
HLI |
Mid Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Bogota Financial Corp |
BSBK |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| Stellar Bancorp Inc |
STEL |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Mid Penn Bancorp, Inc. |
MPB |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Bank Of America Corp. |
MER-K |
|
Finance and Insurance |
Commercial Banking |
|
| Everi Holdings Inc |
EVRI |
Small Cap Stock |
Finance and Insurance |
Other Activities Related to Credit Intermediation |
|
| Meridian Corp |
MRBK |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Mid-Southern Bancorp Inc |
MSVB |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| WisdomTree Trust |
WDNA |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Eagle Point Income Company Inc |
EICA |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Mill City Ventures III Ltd |
MCVT |
Small Cap Stock |
Finance and Insurance |
International Trade Financing |
|
| New York Mortgage Trust Inc |
NYMTL |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Bank of Montreal |
FLYU |
|
Finance and Insurance |
Commercial Banking |
|
| American Coastal Insurance Corp |
UIHC |
Small Cap Stock |
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| DigitalBridge Group Inc |
DBRG |
Mid Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Berkshire Hathaway Inc. |
BRK.B |
Large Cap Stock |
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| Barclays Bank PLC |
JJS |
Commodities |
Finance and Insurance |
Commercial Banking |
|
| Banco Latinoamericano De Comercio Exterior SA |
BLX |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Netcapital Inc |
NCPLW |
Warrant |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| LM Funding America Inc |
LMFA |
Small Cap Stock |
Finance and Insurance |
International Trade Financing |
|
| S & T Bancorp, Inc. |
STBA |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| OFS Capital Corp |
OFS |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| WisdomTree Trust |
SHAG |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Barclays Bank PLC |
JJP |
Commodities |
Finance and Insurance |
Commercial Banking |
|
| Monroe Capital Corp |
MRCC |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Bridge Investment Group Holdings Inc |
BRDG |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Pimco California Municipal Income Fund II |
PCK |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Eagle Bancorp Montana Inc |
EBMT |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| Ellington Residential Mortgage REIT |
EARN |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Sprott Focus Trust Inc |
FUND |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| 1st Constitution Bancorp |
FCCY |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| Bank of the James Financial Group Inc. |
BOTJ |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Putnam Managed Municipal Income Trust. |
PMM |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| W.R. Berkley Corp. |
WRB-E |
|
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| Lazard Global Total Return and Income Fund Inc |
LGI |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Western Asset Municipal High Income Fund Inc |
MHF |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Dynex Capital, Inc. |
DX-C |
|
Finance and Insurance |
Other Financial Vehicles |
|
| CNFinance Holdings Ltd |
CNF |
|
Finance and Insurance |
Savings Institutions |
|
| Southern Calif Bancorp |
BCAL |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| WisdomTree Trust |
DEW |
Large Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Rexford Industrial Realty Inc |
REXR |
Large Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| PJT Partners Inc |
PJT |
Mid Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| WisdomTree Trust |
MTGP |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Japan Smaller Capitalization Fund Inc. |
JOF |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| LTC Properties, Inc. |
LTC |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Upstart Holdings Inc |
UPST |
Mid Cap Stock |
Finance and Insurance |
Credit Card Issuing |
|
| Old Republic International Corp. |
ORI |
Mid Cap Stock |
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| Lazard Inc. |
LAZ |
Mid Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Eagle Point Credit Company Inc |
ECCX |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Angel Oak Financial Strategies Income Term Trust |
FINS |
Small Cap Stock |
Finance and Insurance |
All Other Insurance Related Activities |
|
| MGIC Investment Corp |
MTG |
Mid Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| Runway Growth Finance Corp |
RWAYZ |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Nuveen Ohio Quality Municipal Income Fund |
NUO |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Pebblebrook Hotel Trust |
PEB-F |
|
Finance and Insurance |
Other Financial Vehicles |
|
| SLM Corp. |
SLMBP |
|
Finance and Insurance |
Credit Card Issuing |
|
| Northern Star Investment Corp II |
NSTB= |
Unit |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Cheche Group Inc |
CCGWW |
Warrant |
Finance and Insurance |
Insurance Agencies and Brokerages |
|
| NXG Cushing Midstream Energy Fund |
SRV |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| First Trust Senior Floting Rate Income Fund II |
FCT |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Apollo Asset Management Inc |
AAM-B |
|
Finance and Insurance |
Investment Advice |
|
| Ally Financial Inc |
ALLY |
Large Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| SuRo Capital Corp |
SSSS |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Dynex Capital, Inc. |
DX |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| WisdomTree Trust |
WTBN |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| WisdomTree Trust |
DXJ |
Large Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| WisdomTree Trust |
DGS |
Mid Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Kite Realty Group Trust |
KRG |
Mid Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| National Bankshares Inc. |
NKSH |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Empire State Realty Trust Inc |
ESRT |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Oportun Financial Corp |
OPRT |
Small Cap Stock |
Finance and Insurance |
Credit Card Issuing |
|
| PIMCO Dynamic Income Strategy Fund |
PDX |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Virtus Total Return Fund Inc. |
ZTR |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Western Asset Investment Grade Income Fund Inc |
PAI |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Morgan Stanley China A Share Fund Inc |
CAF |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Coastal Financial Corp |
CCB |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Truist Financial Corporation |
TFC |
Large Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Trinity Capital Inc |
TRIN |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| SOS Limited |
SOS |
|
Finance and Insurance |
All Other Nondepository Credit Intermediation |
|
| ACRES Commercial Realty Corp |
ACR-C |
|
Finance and Insurance |
Other Financial Vehicles |
|
| KKR & Co. Inc |
KKR |
Large Cap Stock |
Finance and Insurance |
Investment Advice |
|
| Barclays Bank PLC |
JJM |
Commodities |
Finance and Insurance |
Commercial Banking |
|
| Ashford Hospitality Trust Inc |
AHT-D |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Invesco DB Multi-Sector Commodity Trust |
DBE |
Commodities |
Finance and Insurance |
Commodity Contracts Dealing |
|
| Plumas Bancorp. |
PLBC |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Great Southern Bancorp, Inc. |
GSBC |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Farmland Partners Inc |
FPI |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Invesco Advantage Municipal Income Trust II |
VKI |
Small Cap Stock |
Finance and Insurance |
All Other Insurance Related Activities |
|
| Stewart Information Services Corp. |
STC |
Small Cap Stock |
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| Apollo Commercial Real Estate Finance Inc |
ARI |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Cherry Hill Mortgage Investment Corporation |
CHMI-B |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Allstate Corp (The) |
ALL-B |
|
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| Beneficient |
BENFW |
Warrant |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| StoneX Group Inc |
SNEX |
Mid Cap Stock |
Finance and Insurance |
Commodity Contracts Brokerage |
|
| Bridgewater Bancshares Inc |
BWB |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| Calamos Convertible and High Income Fund |
CHY |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Sachem Capital Corp |
SACC |
|
Finance and Insurance |
Savings Institutions |
|
| Globe Life Inc |
GL |
Large Cap Stock |
Finance and Insurance |
Direct Life Insurance Carriers |
|
| Ashford Hospitality Trust Inc |
AHT-F |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Eagle Point Credit Company Inc |
ECCC |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Sunlight Financial Holdings Inc |
SUNL |
Small Cap Stock |
Finance and Insurance |
Credit Card Issuing |
|
| Equitable Holdings Inc |
EQH-C |
|
Finance and Insurance |
Insurance Agencies and Brokerages |
|
| Bancroft Fund Ltd |
BCV |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Ashford Hospitality Trust Inc |
AHT-H |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Great Elm Capital Corp |
GECCL |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Silvercrest Asset Management Group Inc |
SAMG |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Bank Of America Corp. |
BAC-S |
|
Finance and Insurance |
Commercial Banking |
|
| LXP Industrial Trust |
LXP-C |
Real Estate |
Finance and Insurance |
Other Financial Vehicles |
|
| Bank of Montreal |
DULL |
|
Finance and Insurance |
Commercial Banking |
|
| Enact Holdings Inc |
ACT |
Mid Cap Stock |
Finance and Insurance |
Insurance Agencies and Brokerages |
|
| BNY Mellon Strategic Municipals Inc |
LEO |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Ashford Inc |
AINC |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| WisdomTree Trust |
DNL |
Large Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Sandy Spring Bancorp |
SASR |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| AG Mortgage Investment Trust Inc |
MITT-B |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Farmers National Banc Corp. |
FMNB |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Cullen Frost Bankers Inc. |
CFR-B |
|
Finance and Insurance |
Commercial Banking |
|
| ServisFirst Bancshares Inc |
SFBS |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Bank of Hawaii Corp. |
BOH |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Goldman Sachs Group, Inc. |
GS-D |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Selective Insurance Group Inc. |
SIGI |
Mid Cap Stock |
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| Origin Bancorp Inc |
OBK |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Stifel Financial Corp. |
SFB |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| First Mid Bancshares Inc. |
FMBH |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Jiayin Group Inc |
JFIN |
|
Finance and Insurance |
Credit Card Issuing |
|
| Morgan Stanley |
MS-O |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| B. Riley Financial Inc |
RILYT |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| First Horizon Corporation |
FHN-B |
|
Finance and Insurance |
Commercial Banking |
|
| Pimco Municipal Income Fund II |
PML |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Finance of America Companies Inc |
FOA+ |
Warrant |
Finance and Insurance |
Savings Institutions |
|
| Nu Holdings Ltd |
NU |
Large Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Atlanticus Holdings Corp |
ATLCP |
|
Finance and Insurance |
Credit Card Issuing |
|
| WisdomTree Trust |
IXSE |
Large Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Charles Schwab Corp. |
SCHW-J |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Altisource Portfolio Solutions S.A. |
ASPS |
Small Cap Stock |
Finance and Insurance |
Real Estate Credit |
|
| Chimera Investment Corp |
CIM-A |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Nuveen New York Select Tax-Free Income Portfolio |
NXN |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Business First Bancshares Inc. |
BFST |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Rand Capital Corp. |
RAND |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Everest Group Ltd |
EG |
Large Cap Stock |
Finance and Insurance |
Reinsurance Carriers |
|
| Cohen & Steers Select Preferred and Income Fund Inc |
PSF |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Elevate Credit Inc |
ELVT |
Small Cap Stock |
Finance and Insurance |
All Other Nondepository Credit Intermediation |
|
| Bankwell Financial Group Inc |
BWFG |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| First Financial Northwest Inc |
FFNW |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| Plymouth Industrial Reit Inc |
PLYM-A |
|
Finance and Insurance |
Other Financial Vehicles |
|
| UMH Properties Inc |
UMH |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| SRH Total Return Fund Inc |
STEW |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Fundamental Global Inc. |
FGF |
Small Cap Stock |
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| TOP Financial Group Limited |
TOP |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| New York Mortgage Trust Inc |
NYMTN |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Virtus Global Multi-Sector Income Fund |
VGI |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Alerus Financial Corp |
ALRS |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Atlantic Union Bankshares Corp |
AUBAP |
|
Finance and Insurance |
Commercial Banking |
|
| First Guaranty Bancshares Inc |
FGBIP |
|
Finance and Insurance |
Savings Institutions |
|
| Brighthouse Financial Inc |
BHFAM |
|
Finance and Insurance |
Direct Life Insurance Carriers |
|
| Allspring Global Dividend Opportunity Fund |
EOD |
Small Cap Stock |
Finance and Insurance |
International Trade Financing |
|
| Brighthouse Financial Inc |
BHFAO |
|
Finance and Insurance |
Direct Life Insurance Carriers |
|
| Old National Bancorp |
ONB |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| San Juan Basin Royalty Trust |
SJT |
Unit |
Finance and Insurance |
Miscellaneous Intermediation |
|
| Western Asset Managed Municipals Fund Inc |
MMU |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| World Gold Trust |
GLDM |
Commodities |
Finance and Insurance |
Commodity Contracts Dealing |
|
| Bank OZK |
OZK |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Lion Group Holding Ltd |
LGHL |
|
Finance and Insurance |
Securities Brokerage |
|
| SL Green Realty Corp. |
SLG |
Mid Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Realty Income Corp. |
O |
Large Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Kingsway Financial Services Inc. |
KFS |
Small Cap Stock |
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| Kingstone Cos. Inc |
KINS |
Small Cap Stock |
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| Manhattan Bridge Capital Inc |
LOAN |
Small Cap Stock |
Finance and Insurance |
Sales Financing |
|
| Fidelity D&D Bancorp, Inc. |
FDBC |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| BlackRock MuniYield New Jersey Fund Inc |
MYJ |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Sun Life Financial, Inc. |
SLF |
Large Cap Stock |
Finance and Insurance |
Direct Life Insurance Carriers |
|
| Cohen & Steers Limited Duration Preferred and Income Fund Inc |
LDP |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| WisdomTree Trust |
DTH |
Large Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| New York Community Bancorp Inc. |
NYCB-A |
|
Finance and Insurance |
Savings Institutions |
|
| CubeSmart |
CUBE |
Mid Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Community West Bancshares |
CWBC |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| BNY Mellon Municipal Income Inc |
DMF |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Stifel Financial Corp. |
SF |
Mid Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Invesco Trust For Investment Grade New York Municipals |
VTN |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Gladstone Land Corp |
LANDM |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Medallion Bank |
MBNKP |
|
Finance and Insurance |
Commercial Banking |
|
| Argo Group US Inc |
ARGD |
|
Finance and Insurance |
Direct Title Insurance Carriers |
|
| Simmons First National Corp. |
SFNC |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| JPMorgan Chase & Co. |
AMJ |
Multi Cap |
Finance and Insurance |
Commercial Banking |
|
| Assetmark Financial Holdings Inc |
AMK |
Mid Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| F.N.B. Corp. |
FNB |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Ameriprise Financial Inc |
AMP |
Large Cap Stock |
Finance and Insurance |
Investment Advice |
|
| WisdomTree Trust |
WCBR |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Affiliated Managers Group Inc. |
AMG |
Mid Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Columbia Seligman Premium Technology Growth Fund Inc |
STK |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| W.R. Berkley Corp. |
WRB-G |
|
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| Hingham Institution For Savings |
HIFS |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| Senmiao Technology Ltd |
AIHS |
Small Cap Stock |
Finance and Insurance |
Credit Card Issuing |
|
| Bank of Montreal |
FNGZ |
Multi Cap |
Finance and Insurance |
Commercial Banking |
|
| Transcontinental Realty Investors, Inc. |
TCI |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| AMTD IDEA Group |
AMTD |
Large Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| German American Bancorp Inc |
GABC |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Forge Global Holdings Inc |
FRGE |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Virtus Equity & Convertible Income Fund |
NIE |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| NSTS Bancorp Inc |
NSTS |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| First Capital Inc. |
FCAP |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| Invesco Quality Municipal Income Trust |
IQI |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| SelectQuote Inc |
SLQT |
Small Cap Stock |
Finance and Insurance |
Insurance Agencies and Brokerages |
|
| Morningstar Inc |
MORN |
Large Cap Stock |
Finance and Insurance |
Investment Advice |
|
| Banco Santander Chile SA |
BSAC |
Large Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| 180 Degree Capital Corp |
TURN |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Voya Global Equity Dividend and Premium Opportunity Fund |
IGD |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| ClearBridge Energy Midstream Opportunity Fund Inc |
EMO |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| United Community Banks Inc |
UCBIO |
|
Finance and Insurance |
Commercial Banking |
|
| SoFi Technologies Inc |
SOFI |
Mid Cap Stock |
Finance and Insurance |
Financial Transactions Processing, Reserve, and Clearinghouse Activities |
|
| WisdomTree Trust |
WTAI |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Luther Burbank Corp |
LBC |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| U.S. Bancorp. |
USB-H |
|
Finance and Insurance |
Commercial Banking |
|
| MainStay MacKay DefinedTerm Municipal Opportunities Fund |
MMD |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| WisdomTree Trust |
NTSE |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Sachem Capital Corp |
SCCD |
|
Finance and Insurance |
Savings Institutions |
|
| Urstadt Biddle Properties, Inc. |
UBP |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Sachem Capital Corp |
SCCE |
|
Finance and Insurance |
Savings Institutions |
|
| Bank of Montreal |
GDXD |
|
Finance and Insurance |
Commercial Banking |
|
| Gabelli Utility Trust |
GUT-C |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Virtus Convertible & Income Fund |
NCV |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Dime Community Bancshares Inc |
DCOMP |
|
Finance and Insurance |
Commercial Banking |
|
| Barclays Bank PLC |
JJU |
Commodities |
Finance and Insurance |
Commercial Banking |
|
| Old National Bancorp |
ONBPO |
|
Finance and Insurance |
Commercial Banking |
|
| SILO Pharma Inc |
SILO |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| BlackRock MuniYield Quality Fund II Inc |
MQT |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Valley National Bancorp |
VLYPP |
|
Finance and Insurance |
Commercial Banking |
|
| Maiden Holdings Ltd |
MHLD |
Small Cap Stock |
Finance and Insurance |
Reinsurance Carriers |
|
| First Trust Specialty Finance & Financial Opportunities Fund |
FGB |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Central Securities Corp |
CET |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Allspring Income Opportunities Fund |
EAD |
Small Cap Stock |
Finance and Insurance |
International Trade Financing |
|
| Citizens Holding Co |
CIZN |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Lincoln National Corp. |
LNC-D |
|
Finance and Insurance |
Direct Life Insurance Carriers |
|
| Level One Bancorp Inc |
LEVLP |
|
Finance and Insurance |
Commercial Banking |
|
| BlackRock Enhanced Capital and Income Fund Inc |
CII |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Morgan Stanley |
MS |
Large Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Morgan Stanley |
MS-E |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Morgan Stanley Emerging Markets Debt Fund Inc |
MSD |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| East West Bancorp, Inc. |
EWBC |
Large Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Invesco DB Multi-Sector Commodity Trust |
DBA |
Commodities |
Finance and Insurance |
Commodity Contracts Dealing |
|
| CURO Group Holdings Corp |
CURO |
Small Cap Stock |
Finance and Insurance |
All Other Nondepository Credit Intermediation |
|
| Wells Fargo & Co. |
WFC-Y |
|
Finance and Insurance |
Commercial Banking |
|
| PIMCO Dynamic Income Fund |
PDI |
Mid Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| WisdomTree Trust |
IQDG |
Large Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Choiceone Financial Services, Inc. |
COFS |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Netcapital Inc |
NCPL |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Synovus Financial Corp. |
SNV-D |
|
Finance and Insurance |
Commercial Banking |
|
| Ponce Financial Group Inc |
PDLB |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| Putnam Master Intermediate Income Trust |
PIM |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| UDR Inc |
UDR |
Large Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| American Financial Group Inc |
AFGB |
|
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| Palmer Square Capital BDC Inc. |
PSBD |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Summit Hotel Properties Inc |
INN-E |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Axis Capital Holdings Ltd |
AXS-E |
|
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| OneMain Holdings Inc |
OMF |
Mid Cap Stock |
Finance and Insurance |
Credit Card Issuing |
|
| Extra Space Storage Inc. |
EXR |
Large Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Pimco New York Municipal Income Fund II |
PNI |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Enstar Group Limited |
ESGRO |
|
Finance and Insurance |
Reinsurance Carriers |
|
| Bank of Montreal |
FNGO |
Large Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| First Internet Bancorp |
INBKZ |
|
Finance and Insurance |
Commercial Banking |
|
| MBIA Inc. |
MBI |
Small Cap Stock |
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| Pennymac Mortgage Investment Trust |
PMTU |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Citigroup Inc |
C |
Large Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Mitsubishi UFJ Financial Group, Inc. |
MUFG |
|
Finance and Insurance |
Commercial Banking |
|
| Midland States Bancorp Inc |
MSBI |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Raymond James Financial, Inc. |
RJF-B |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Peoples Financial Services Corp |
PFIS |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| RiverNorth Opportunistic Municipal Income Fund Inc |
RMI |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| First Republic Bank |
FRC-N |
|
Finance and Insurance |
Commercial Banking |
|
| Goldman Sachs Group, Inc. |
GS |
Large Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Sotherly Hotels Inc |
SOHO |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| New York Mortgage Trust Inc |
NYMTM |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Sotherly Hotels Inc |
SOHOO |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Nuveen Pennsylvania Quality Municipal Income Fund |
NQP |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Nicolet Bankshares Inc. |
NCBS |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Arrow Financial Corp. |
AROW |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Voya Financial Inc |
VOYA-B |
|
Finance and Insurance |
All Other Insurance Related Activities |
|
| ARMOUR Residential REIT Inc |
ARR |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| MFA Financial Inc |
MFA |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Nuveen High Income December 2018 Target Term Fund |
JHA |
|
Financial Services |
Asset Management |
|
| Aberdeen Greater China Fund Inc. |
GCH |
|
Financial Services |
Asset Management |
|
| Melrose Bancorp Inc. |
MELR |
Small Cap Stock |
Financial Services |
Banks |
|
| Columbia India Small Cap ETF |
SCIN |
|
Financial Services |
Asset Management |
|
| Stewardship Financial Corp |
SSFN |
Small Cap Stock |
Financial Services |
Banks |
|
| Commerce Union Bancshares Inc. |
CUBN |
Small Cap Stock |
Financial Services |
Banks |
|
| United Financial Bancorp Inc. |
UBNK |
Small Cap Stock |
Financial Services |
Banks |
|
| MidSouth Bancorp |
MSL |
Small Cap Stock |
Financial Services |
Banks |
|
| Prudential Financial Inflation-Linked Retail Medium Linked Retail Medium-Term Notes due April 10 2018 |
PFK |
|
Financial Services |
Insurance - Life |
|
| Anchor Bancorp |
ANCB |
Small Cap Stock |
Financial Services |
Banks |
|
| China Lending Corporation |
CLDC |
Small Cap Stock |
Financial Services |
Credit Services |
|
| Access National Corporation |
ANCX |
Small Cap Stock |
Financial Services |
Banks |
|
| Asia Pacific Fund Inc. (The) |
APB |
|
Financial Services |
Asset Management |
|
| Eaton Vance Michigan Municipal Income Trust Shares of Beneficial Interest |
EMI |
|
Financial Services |
Asset Management |
|
| BBVA Banco Frances S.A. |
BFR |
Mid Cap Stock |
Financial Services |
Banks |
|
| Aberdeen Latin America Equity Fund Inc. |
LAQ |
|
Financial Services |
Asset Management |
|
| Financial Engines Inc. |
FNGN |
Small Cap Stock |
Financial Services |
Asset Management |
|
| CoBiz Financial Inc. |
COBZ |
Small Cap Stock |
Financial Services |
Banks |
|
| Nuveen Build America Bond Opportunity Fund of Beneficial Interest |
NBD |
|
Financial Services |
Asset Management |
|
| Bank of the Ozarks |
OZRK |
Mid Cap Stock |
Financial Services |
Banks |
|
| Deutsche High Income Opportunities Fund Inc |
DHG |
|
Financial Services |
Asset Management |
|
| ClearBridge American Energy MLP Fund Inc. |
CBA |
|
Financial Services |
Asset Management |
|
| FS Investment Corporation |
FSIC |
Small Cap Stock |
Financial Services |
Brokers & Exchanges |
|
| Aberdeen Singapore Fund Inc. |
SGF |
|
Financial Services |
Asset Management |
|
| BSB Bancorp Inc. |
BLMT |
Small Cap Stock |
Financial Services |
Banks |
|
| Managed Duration Investment Grade Municipal Fund |
MZF |
|
Financial Services |
Asset Management |
|
| Blackrock California Municipal 2018 Term Trust |
BJZ |
|
Financial Services |
Asset Management |
|
| Eaton Vance Municipal Bond Fund II of Beneficial Interest $.01 Par Value |
EIV |
|
Financial Services |
Asset Management |
|
| AEGON N.V. Perp. Cap. Securities (Netherlands) |
AED |
Small Cap Stock |
Financial Services |
Insurance |
|
| Torchmark Corporation |
TMK |
Large Cap Stock |
Financial Services |
Insurance - Life |
|
| MFS California Municipal Fund of Beneficial Interest |
CCA |
|
Financial Services |
Asset Management |
|
| China Commercial Credit Inc. |
CCCR |
Small Cap Stock |
Financial Services |
Credit Services |
|
| General Electric Capital Corporation 4.876% Notes due January 29 2053 |
GEH |
Small Cap Stock |
Financial Services |
Credit Services |
|
| Citizens First Corporation |
CZFC |
Small Cap Stock |
Financial Services |
Banks |
|
| Argo Group International Holdings Ltd. 6.5% Senior Notes Due 2042 |
AGIIL |
Small Cap Stock |
Financial Services |
Insurance - Property & Casualty |
|
| Coastway Bancorp Inc. |
CWAY |
Small Cap Stock |
Financial Services |
Banks |
|
| HSBC Holdings plc. Perpetual Sub Cap Secs |
HSEA |
Small Cap Stock |
Financial Services |
Banks |
|
| JMP Group Inc 8.00% Senior Notes due 2023 |
JMPB |
Small Cap Stock |
Financial Services |
Brokers & Exchanges |
|
| Navient Corporation |
ISM |
Small Cap Stock |
Financial Services |
Credit Services |
|
| Corporate Capital Trust Inc. |
CCT |
|
Financial Services |
Asset Management |
|
| WMIH Corp. |
WMIH |
Small Cap Stock |
Financial Services |
Insurance - Specialty |
|
| Eaton Vance California Municipal Bond Fund II of Beneficial Interest $.01 par value |
EIA |
|
Financial Services |
Asset Management |
|
| Guaranty Bancorp |
GBNK |
Small Cap Stock |
Financial Services |
Banks |
|
| First Trust Strategic High Income Fund II of Beneficial Interest |
FHY |
|
Financial Services |
Asset Management |
|
| Equitable Financial Corp. |
EQFN |
Small Cap Stock |
Financial Services |
Banks |
|
| Sunshine Bancorp Inc. |
SBCP |
Small Cap Stock |
Financial Services |
Banks |
|
| American Capital Senior Floating Ltd. |
ACSF |
|
Financial Services |
Asset Management |
|
| EMC Insurance Group Inc. |
EMCI |
Small Cap Stock |
Financial Services |
Insurance - Property & Casualty |
|
| Nationstar Mortgage Holdings Inc. |
NSM |
Small Cap Stock |
Financial Services |
Banks |
|
| Green Bancorp Inc. |
GNBC |
Small Cap Stock |
Financial Services |
Banks |
|
| General Electric Company 4.875% Notes due October 15 2052 |
GEB |
Small Cap Stock |
Financial Services |
Credit Services |
|
| Eaton Vance Pennsylvania Municipal Income Trust Shares of Beneficial Interest |
EVP |
|
Financial Services |
Asset Management |
|
| AmTrust Financial Services Inc. |
AFSI |
Small Cap Stock |
Financial Services |
Insurance - Property & Casualty |
|
| General Electric Capital Corporation 4.70% Notes due May 16 2053 |
GEK |
Small Cap Stock |
Financial Services |
Credit Services |
|
| Beneficial Bancorp Inc. |
BNCL |
Small Cap Stock |
Financial Services |
Banks |
|
| Bay Bancorp Inc. |
BYBK |
Small Cap Stock |
Financial Services |
Banks |
|
| Aspen Insurance Holdings Limited |
AHL |
Mid Cap Stock |
Financial Services |
Insurance - Specialty |
|
| National Commerce Corporation |
NCOM |
Small Cap Stock |
Financial Services |
Banks |
|
| Xenith Bankshares Inc. |
XBKS |
Small Cap Stock |
Financial Services |
Banks |
|
| CM Finance Inc |
CMFN |
|
Financial Services |
Asset Management |
|
| Deutsche Strategic Income Trust Shares of Beneficial Interest |
KST |
|
Financial Services |
Asset Management |
|
| First Connecticut Bancorp Inc. |
FBNK |
Small Cap Stock |
Financial Services |
Banks |
|
| Clifton Bancorp Inc. |
CSBK |
Small Cap Stock |
Financial Services |
Banks |
|
| KCAP Financial Inc. |
KCAP |
|
Financial Services |
Asset Management |
|
| The Navigators Group Inc. |
NAVG |
Small Cap Stock |
Financial Services |
Insurance - Property & Casualty |
|
| Altaba Inc. |
AABA |
|
Financial Services |
Asset Management |
|
| Porter Bancorp Inc. |
PBIB |
Small Cap Stock |
Financial Services |
Banks |
|
| Eaton Vance New Jersey Municipal Income Trust Shares of Beneficial Interest |
EVJ |
|
Financial Services |
Asset Management |
|
| OM Asset Management plc |
OMAM |
Small Cap Stock |
Financial Services |
Asset Management |
|
| MainSource Financial Group Inc. |
MSFG |
Small Cap Stock |
Financial Services |
Banks |
|
| Atlantic Acquisition Corp. Unit |
ATACU |
Small Cap Stock |
Financial Services |
Asset Management |
|
| Eaton Vance New Jersey Municipal Bond Fund Common Shres of Beneficial Interest $.01 par value |
EMJ |
|
Financial Services |
Asset Management |
|
| Mitsubishi UFJ Financial Group Inc. |
MTU |
Large Cap Stock |
Financial Services |
Banks |
|
| Paragon Commercial Corporation |
PBNC |
Small Cap Stock |
Financial Services |
Banks |
|
| State Bank Financial Corporation. |
STBZ |
Small Cap Stock |
Financial Services |
Banks |
|
| Sun Bancorp Inc. |
SNBC |
Small Cap Stock |
Financial Services |
Banks |
|
| Selective Insurance Group Inc. 5.875% Senior Notes due 2043 |
SGZA |
Small Cap Stock |
Financial Services |
Insurance - Property & Casualty |
|
| Argo Group International Holdings Ltd. |
AGII |
Small Cap Stock |
Financial Services |
Insurance - Property & Casualty |
|
| PHH Corp |
PHH |
Small Cap Stock |
Financial Services |
Banks |
|
| Hamilton Bancorp Inc. |
HBK |
Small Cap Stock |
Financial Services |
Banks |
|
| Latin American Discovery Fund Inc. (The) |
LDF |
|
Financial Services |
Asset Management |
|
| Aberdeen Emerging Markets Company Oppotunities Fund Inc. |
ABE |
|
Financial Services |
Asset Management |
|
| GSV Capital Corp |
GSVC |
|
Financial Services |
Asset Management |
|
| WCF Bancorp Inc. |
WCFB |
Small Cap Stock |
Financial Services |
Banks |
|
| XL Group Ltd. |
XL |
Mid Cap Stock |
Financial Services |
Insurance - Property & Casualty |
|
| WhiteHorse Finance Inc. 6.50% Senior Notes due 2020 |
WHFBL |
|
Financial Services |
Asset Management |
|
| Eaton Vance Michigan Municipal Bond Fund of Beneficial Interest $.01 par value |
MIW |
|
Financial Services |
Asset Management |
|
| The Carlyle Group L.P. |
TCGP |
|
Financial Services |
Asset Management |
|
| Atlantic Coast Financial Corporation |
ACFC |
Small Cap Stock |
Financial Services |
Banks |
|
| Triangle Capital Corporation 6.375% Senior Notes due 2022 |
TCCA |
Small Cap Stock |
Financial Services |
Credit Services |
|
| Triangle Capital Corporation |
TCAP |
Small Cap Stock |
Financial Services |
Credit Services |
|
| Hancock Holding Company |
HBHC |
Mid Cap Stock |
Financial Services |
Banks |
|
| Bear State Financial Inc. |
BSF |
Small Cap Stock |
Financial Services |
Banks |
|
| Thai Fund Inc. (The) |
TTF |
|
Financial Services |
Asset Management |
|
| Blue Hills Bancorp Inc. |
BHBK |
Small Cap Stock |
Financial Services |
Banks |
|
| Blackhawk Network Holdings Inc. |
HAWK |
Small Cap Stock |
Financial Services |
Credit Services |
|
| Baldwin & Lyons Inc. Class B (nonvoting) Common Stock |
BWINB |
Small Cap Stock |
Financial Services |
Insurance - Property & Casualty |
|
| Baldwin & Lyons Inc. Class A (voting) Common Stock |
BWINA |
Small Cap Stock |
Financial Services |
Insurance - Property & Casualty |
|
| Poage Bankshares Inc. |
PBSK |
Small Cap Stock |
Financial Services |
Banks |
|
| Kayne Anderson Energy Development Company |
KED |
|
Financial Services |
Asset Management |
|
| Union Bankshares Corporation |
UBSH |
Small Cap Stock |
Financial Services |
Banks |
|
| Deutsche Multi-Market Income Trust Common Sshares of Beneficial Interest |
KMM |
|
Financial Services |
Asset Management |
|
| HopFed Bancorp Inc. |
HFBC |
Small Cap Stock |
Financial Services |
Banks |
|
| Aberdeen Chile Fund Inc. (The) |
CH |
|
Financial Services |
Asset Management |
|
| Chemical Financial Corporation |
CHFC |
Mid Cap Stock |
Financial Services |
Banks |
|
| Jacksonville Bancorp Inc. |
JXSB |
Small Cap Stock |
Financial Services |
Banks |
|
| TheStreet Inc. |
TST |
Small Cap Stock |
Financial Services |
Brokers & Exchanges |
|
| KCAP Financial Inc. 7.375% Senior Notes due 2019 |
KAP |
|
Financial Services |
Asset Management |
|
| HSBC Holdings plc PERP SUB CAP SECS EXCH PREF SHS SER 2 (United Kingdom) |
HSEB |
Small Cap Stock |
Financial Services |
Banks |
|
| BGC Partners Inc. 8.125% Senior Notes due 2042 |
BGCA |
Small Cap Stock |
Financial Services |
Brokers & Exchanges |
|
| Charter Financial Corp. |
CHFN |
Small Cap Stock |
Financial Services |
Banks |
|
| HomeTown Bankshares Corporation |
HMTA |
Small Cap Stock |
Financial Services |
Banks |
|
| Alliance California Municipal Income Fund Inc |
AKP |
|
Financial Services |
Asset Management |
|
| Morgan Stanley Emerging Markets Fund Inc. |
MSF |
|
Financial Services |
Asset Management |
|
| Eaton Vance Pennsylvania Municipal Bond Fund of Befeficial Interest $.01 par value |
EIP |
|
Financial Services |
Asset Management |
|
| WashingtonFirst Bankshares Inc |
WFBI |
Small Cap Stock |
Financial Services |
Banks |
|
| Blackrock New Jersey Municipal Bond Trust |
BLJ |
|
Financial Services |
Asset Management |
|
| Blackrock New York Municipal 2018 Term Trust |
BLH |
|
Financial Services |
Asset Management |
|
| Atlantic Acquisition Corp. |
ATAC |
Small Cap Stock |
Financial Services |
Asset Management |
|
| Advent/Claymore Enhanced Growth & Income Fund of Beneficial Interest |
LCM |
|
Financial Services |
Asset Management |
|
| Aberdeen Indonesia Fund Inc. (Common Stock |
IF |
|
Financial Services |
Asset Management |
|
| ZAIS Group Holdings Inc. |
ZAIS |
Small Cap Stock |
Financial Services |
Asset Management |
|
| Farmers Capital Bank Corporation |
FFKT |
Small Cap Stock |
Financial Services |
Banks |
|
| Och-Ziff Capital Management Group LLC Class A Shares representing Class A limited liability company interests |
OZM |
Small Cap Stock |
Financial Services |
Asset Management |
|
| Apollo Investment Corporation 6.875% Senior Notes due 2043 |
AIY |
|
Financial Services |
Asset Management |
|
| MFC Bancorp Ltd. |
MFCB |
Small Cap Stock |
Financial Services |
Asset Management |
|
| Eaton Vance New York Municipal Bond Fund II of Beneficial Interest $.01 par value |
NYH |
|
Financial Services |
Asset Management |
|
| MS Income Securities Inc. |
ICB |
|
Financial Services |
Asset Management |
|
| FNB Bancorp |
FNBG |
Small Cap Stock |
Financial Services |
Banks |
|
| Oaktree Capital Group LLC Class A Units Representing Limited Liability Company Interests |
OAK |
Mid Cap Stock |
Financial Services |
Asset Management |
|
| Eaton Vance Ohio Municipal Bond Fundd of Befeficial Interest $.01 par value |
EIO |
|
Financial Services |
Asset Management |
|
| LegacyTexas Financial Group Inc. |
LTXB |
Mid Cap Stock |
Financial Services |
Banks |
|
| MB Financial Inc. |
MBFI |
Mid Cap Stock |
Financial Services |
Banks |
|
| Eaton Vance Massachusetts Municipal Bond Fund of Beneficial Interest $.01 par value |
MAB |
|
Financial Services |
Asset Management |
|
| First Acceptance Corporation |
FAC |
Small Cap Stock |
Financial Services |
Insurance - Specialty |
|
| BofI Holding Inc. |
BOFI |
Small Cap Stock |
Financial Services |
Banks |
|
| TICC Capital Corp. |
TICC |
|
Financial Services |
Asset Management |
|
| United Community Bancorp |
UCBA |
Small Cap Stock |
Financial Services |
Banks |
|
| Aegon NV 8.00% Non-Cumulative Subordinated Notes due 2042 |
AEK |
Small Cap Stock |
Financial Services |
Insurance |
|
| M B T Financial Corp |
MBTF |
Small Cap Stock |
Financial Services |
Banks |
|
| Investment Technology Group Inc. |
ITG |
Small Cap Stock |
Financial Services |
Brokers & Exchanges |
|
| ING Group N.V. Perp Hybrid Cap Secs (Netherlands) |
ISF |
Small Cap Stock |
Financial Services |
Banks |
|
| Bank Mutual Corporation |
BKMU |
Small Cap Stock |
Financial Services |
Banks |
|
| FCB Financial Holdings Inc. Class A |
FCB |
Mid Cap Stock |
Financial Services |
Banks |
|
| Kayne Anderson Total Energy Return Fund Inc. |
KYE |
|
Financial Services |
Asset Management |
|
| Morgan Stanley Asia-Pacific Fund Inc. |
APF |
|
Financial Services |
Asset Management |
|
| Aberdeen Israel Fund Inc. (The) |
ISL |
|
Financial Services |
Asset Management |
|
| Asia Tigers Fund Inc. (The) |
GRR |
|
Financial Services |
Asset Management |
|
| Walter Investment Management Corp. |
WAC |
Small Cap Stock |
Financial Services |
Banks |
|
| Blackrock Municipal 2018 Term Trust |
BPK |
|
Financial Services |
Asset Management |
|
| Infinity Property and Casualty Corporation |
IPCC |
Small Cap Stock |
Financial Services |
Insurance - Property & Casualty |
|
| Express Scripts Holding Company |
ESRX |
Large Cap Stock |
Healthcare |
Health Care Plans |
|
| Novelion Therapeutics Inc. |
NVLN |
Small Cap Stock |
Healthcare |
Biotechnology |
|
| Envision Healthcare Corporation |
EVHC |
Mid Cap Stock |
Healthcare |
Health Care Providers |
|
| MGC Diagnostics Corporation |
MGCD |
Small Cap Stock |
Healthcare |
Medical Devices |
|
| Ophthotech Corporation |
OPHT |
Small Cap Stock |
Healthcare |
Biotechnology |
|
| Cesca Therapeutics Inc. |
KOOL |
Small Cap Stock |
Healthcare |
Medical Devices |
|
| Aralez Pharmaceuticals Inc. |
ARLZ |
Small Cap Stock |
Healthcare |
Drug Manufacturers |
|
| FC Global Realty Incorporated |
FCRE |
Small Cap Stock |
Healthcare |
Medical Devices |
|
| Bioverativ Inc. |
BIVV |
Mid Cap Stock |
Healthcare |
Biotechnology |
|
| TESARO Inc. |
TSRO |
Mid Cap Stock |
Healthcare |
Biotechnology |
|
| Pain Therapeutics Inc. |
PTIE |
Small Cap Stock |
Healthcare |
Biotechnology |
|
| Sucampo Pharmaceuticals Inc. |
SCMP |
Small Cap Stock |
Healthcare |
Drug Manufacturers |
|
| Anthera Pharmaceuticals Inc. |
ANTH |
Small Cap Stock |
Healthcare |
Biotechnology |
|
| Flex Pharma Inc. |
FLKS |
Small Cap Stock |
Healthcare |
Biotechnology |
|
| Pernix Therapeutics Holdings Inc. |
PTX |
Small Cap Stock |
Healthcare |
Drug Manufacturers |
|
| Bovie Medical Corporation |
BVX |
Small Cap Stock |
Healthcare |
Medical Instruments & Equipment |
|
| AmpliPhi Biosciences Corporation |
APHB |
Small Cap Stock |
Healthcare |
Biotechnology |
|
| Apricus Biosciences Inc. |
APRI |
Small Cap Stock |
Healthcare |
Drug Manufacturers |
|
| Intellipharmaceutics International Inc. |
IPCI |
Small Cap Stock |
Healthcare |
Biotechnology |
|
| Corindus Vascular Robotics Inc. (DE) |
CVRS |
Small Cap Stock |
Healthcare |
Medical Devices |
|
| Presbia PLC |
LENS |
Small Cap Stock |
Healthcare |
Medical Instruments & Equipment |
|
| Valeant Pharmaceuticals International Inc. |
VRX |
Mid Cap Stock |
Healthcare |
Drug Manufacturers |
|
| Almost Family Inc |
AFAM |
Small Cap Stock |
Healthcare |
Health Care Providers |
|
| NxStage Medical Inc. |
NXTM |
Small Cap Stock |
Healthcare |
Medical Instruments & Equipment |
|
| Depomed Inc. |
DEPO |
Small Cap Stock |
Healthcare |
Drug Manufacturers |
|
| AveXis Inc. |
AVXS |
Mid Cap Stock |
Healthcare |
Biotechnology |
|
| Ohr Pharmaceuticals Inc. |
OHRP |
Small Cap Stock |
Healthcare |
Biotechnology |
|
| K2M Group Holdings Inc. |
KTWO |
Small Cap Stock |
Healthcare |
Medical Devices |
|
| Orexigen Therapeutics Inc. |
OREX |
Small Cap Stock |
Healthcare |
Drug Manufacturers |
|
| GTx Inc. |
GTXI |
Small Cap Stock |
Healthcare |
Biotechnology |
|
| Skyline Medical Inc. |
SKLN |
Small Cap Stock |
Healthcare |
Medical Instruments & Equipment |
|
| Diversicare Healthcare Services Inc. |
DVCR |
Small Cap Stock |
Healthcare |
Health Care Providers |
|
| Achaogen Inc. |
AKAO |
Small Cap Stock |
Healthcare |
Biotechnology |
|
| National Research Corporation Common Stock |
NRCIB |
Small Cap Stock |
Healthcare |
Medical Diagnostics & Research |
|
| PhaseRx Inc. |
PZRX |
Small Cap Stock |
Healthcare |
Biotechnology |
|
| Insys Therapeutics Inc. |
INSY |
Small Cap Stock |
Healthcare |
Biotechnology |
|
| Immune Design Corp. |
IMDZ |
Small Cap Stock |
Healthcare |
Biotechnology |
|
| CytRx Corporation |
CYTR |
Small Cap Stock |
Healthcare |
Biotechnology |
|
| MabVax Therapeutics Holdings Inc. |
MBVX |
Small Cap Stock |
Healthcare |
Biotechnology |
|
| Inotek Pharmaceuticals Corporation |
ITEK |
Small Cap Stock |
Healthcare |
Biotechnology |
|
| Cascadian Therapeutics Inc. |
CASC |
Small Cap Stock |
Healthcare |
Biotechnology |
|
| Versartis Inc. |
VSAR |
Small Cap Stock |
Healthcare |
Biotechnology |
|
| Galena Biopharma Inc. |
GALE |
Small Cap Stock |
Healthcare |
Biotechnology |
|
| Synergy Pharmaceuticals Inc. |
SGYP |
Small Cap Stock |
Healthcare |
Drug Manufacturers |
|
| Edge Therapeutics Inc. |
EDGE |
Small Cap Stock |
Healthcare |
Biotechnology |
|
| Community Health Systems Inc. Series A Contingent Value Rights |
CYHHZ |
Small Cap Stock |
Healthcare |
Health Care Providers |
|
| RXi Pharmaceuticals Corporation |
RXII |
Small Cap Stock |
Healthcare |
Biotechnology |
|
| Oasmia Pharmaceutical AB |
OASM |
Small Cap Stock |
Healthcare |
Drug Manufacturers |
|
| Concordia International Corp. |
CXRX |
Small Cap Stock |
Healthcare |
Biotechnology |
|
| Histogenics Corporation |
HSGX |
Small Cap Stock |
Healthcare |
Biotechnology |
|
| Aquinox Pharmaceuticals Inc. |
AQXP |
Small Cap Stock |
Healthcare |
Drug Manufacturers |
|
| Impax Laboratories Inc. |
IPXL |
Small Cap Stock |
Healthcare |
Drug Manufacturers |
|
| Asterias Biotherapeutics Inc. Common Series A |
AST |
Small Cap Stock |
Healthcare |
Biotechnology |
|
| Eli Lilly and Company |
LLY |
Large Cap Stock |
Healthcare |
Drug Manufacturers |
|
| Corium International Inc. |
CORI |
Small Cap Stock |
Healthcare |
Biotechnology |
|
| CAS Medical Systems Inc. |
CASM |
Small Cap Stock |
Healthcare |
Medical Instruments & Equipment |
|
| Neothetics Inc. |
NEOT |
Small Cap Stock |
Healthcare |
Biotechnology |
|
| Alliqua BioMedical Inc. |
ALQA |
Small Cap Stock |
Healthcare |
Medical Instruments & Equipment |
|
| pSivida Corp. |
PSDV |
Small Cap Stock |
Healthcare |
Drug Manufacturers |
|
| SteadyMed Ltd. |
STDY |
Small Cap Stock |
Healthcare |
Drug Manufacturers |
|
| Restoration Robotics Inc. |
HAIR |
Small Cap Stock |
Healthcare |
Medical Devices |
|
| Prana Biotechnology Ltd |
PRAN |
Small Cap Stock |
Healthcare |
Biotechnology |
|
| TapImmune Inc. |
TPIV |
Small Cap Stock |
Healthcare |
Biotechnology |
|
| C.R. Bard Inc. |
BCR |
Large Cap Stock |
Healthcare |
Medical Instruments & Equipment |
|
| Aetna Inc. |
AET |
Large Cap Stock |
Healthcare |
Health Care Plans |
|
| Advanced Accelerator Applications S.A. |
AAAP |
Mid Cap Stock |
Healthcare |
Biotechnology |
|
| Loxo Oncology Inc. |
LOXO |
Mid Cap Stock |
Healthcare |
Biotechnology |
|