| Name |
Ticker |
Asset Class |
Sector |
Industry |
Flags |
| Barclays Bank PLC |
DJP |
Commodities |
Finance and Insurance |
Commercial Banking |
|
| HMG Courtland Properties Inc. |
HMG |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| iStar Inc |
STAR-I |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Arbor Realty Trust Inc. |
ABR-A |
Real Estate |
Finance and Insurance |
Other Financial Vehicles |
|
| Nuveen Municipal High Income Opportunity Fund |
NMZ |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| ConnectOne Bancorp Inc. |
CNOBP |
|
Finance and Insurance |
Commercial Banking |
|
| Washington Prime Group Inc |
WPG-H |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Credit Suisse High Yield Bond Fund |
DHY |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| BNY Mellon High Yield Strategies Fund |
DHF |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Hallmark Financial Services, Inc |
HALL |
Small Cap Stock |
Finance and Insurance |
Other Direct Insurance (except Life, Health, and Medical) Carriers |
|
| WisdomTree Trust |
SFHY |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Assured Guaranty Municipal Holdings Inc |
AGO-F |
|
Finance and Insurance |
Other Direct Insurance (except Life, Health, and Medical) Carriers |
|
| Atlantic Union Bankshares Corp |
AUB |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| WisdomTree Trust |
UNIY |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Benessere Capital Acquisition Corp |
BENE |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Easterly Government Properties Inc |
DEA |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Bank of Hawaii Corp. |
BOH |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| WisdomTree Trust |
DNL |
Large Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Nuveen Churchill Direct Lending Corp |
NCDL |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Federal Agricultural Mortgage Corp. |
AGM-D |
|
Finance and Insurance |
Savings Institutions |
|
| Synchrony Financial |
SYF |
Large Cap Stock |
Finance and Insurance |
All Other Nondepository Credit Intermediation |
|
| Bank of Montreal |
BMO |
Large Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Dunxin Financial Holdings Limited. |
DXF |
|
Finance and Insurance |
Consumer Lending |
|
| Citizens Financial Services, Inc. |
CZFS |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Athene Holding Ltd |
ATH-A |
|
Finance and Insurance |
Direct Life Insurance Carriers |
|
| Huntington Bancshares, Inc. |
HBANP |
|
Finance and Insurance |
Commercial Banking |
|
| Top KingWin Ltd |
TCJH |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Third Coast Bancshares Inc |
TCBX |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| AtlasClear Holdings Inc |
ATCH |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| M & T Bank Corp |
MTB-H |
|
Finance and Insurance |
Commercial Banking |
|
| Texas Capital Bancshares, Inc. |
TCBIO |
|
Finance and Insurance |
Commercial Banking |
|
| Spirit Realty Capital Inc |
SRC-A |
|
Finance and Insurance |
Other Financial Vehicles |
|
| UMB Financial Corp. |
UMBF |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| China Life Insurance Co |
LFC |
Large Cap Stock |
Finance and Insurance |
Direct Life Insurance Carriers |
|
| Invesco Mortgage Capital Inc |
IVR-A |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Greenlight Capital Re Ltd |
GLRE |
Small Cap Stock |
Finance and Insurance |
Reinsurance Carriers |
|
| Great Elm Capital Corp |
GECCM |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Capital Southwest Corp. |
CSWC |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Bank of Montreal |
FNGU |
Large Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Templeton Global Income Fund Inc |
GIM |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Gabelli Convertible and Income Securities Fund Inc |
GCV |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Progressive Corp. |
PGR |
Large Cap Stock |
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| Webster Financial Corp. |
WBS |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Centerspace |
CSR |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Medley Management Inc |
MDLY |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Oxford Square Capital Corp |
OXSQG |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Chatham Lodging Trust |
CLDT-A |
|
Finance and Insurance |
Other Financial Vehicles |
|
| MDB Capital Holdings LLC |
MDBH |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| WisdomTree Trust |
EUSC |
Multi Cap |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Catalyst Bancorp Inc |
CLST |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| Tanger Inc. |
SKT |
Mid Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Calamos Global Total Return Fund |
CGO |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Affiliated Managers Group Inc. |
MGRB |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| FinWise Bancorp |
FINW |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Consumer Portfolio Service, Inc. |
CPSS |
Small Cap Stock |
Finance and Insurance |
All Other Nondepository Credit Intermediation |
|
| Nuveen Georgia Quality Municipal Income Fund |
NKG |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Affiliated Managers Group Inc. |
AMG |
Mid Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Community Healthcare Trust Inc |
CHCT |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Arbor Realty Trust Inc. |
ABR-C |
Real Estate |
Finance and Insurance |
Other Financial Vehicles |
|
| Arlington Asset Investment Corp |
AAIC |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Capital One Financial Corp. |
COF-K |
|
Finance and Insurance |
Credit Card Issuing |
|
| Barclays Bank PLC |
NIB |
Commodities |
Finance and Insurance |
Commercial Banking |
|
| Abacus Life Inc |
ABLLW |
Warrant |
Finance and Insurance |
Insurance Agencies and Brokerages |
|
| Preferred Bank (Los Angeles, CA) |
PFBC |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Nuveen Real Asset Income and Growth Fund |
JRI |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Capital One Financial Corp. |
COF-I |
|
Finance and Insurance |
Credit Card Issuing |
|
| Principal Financial Group Inc |
PFG |
Large Cap Stock |
Finance and Insurance |
Direct Life Insurance Carriers |
|
| Focus Financial Partners Inc |
FOCS |
Mid Cap Stock |
Finance and Insurance |
Investment Advice |
|
| Bank of Montreal |
JETD |
|
Finance and Insurance |
Commercial Banking |
|
| Waterstone Financial Inc |
WSBF |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| First Bancshares Inc Miss |
FBMS |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Maiden Holdings Ltd |
MH-D |
|
Finance and Insurance |
Reinsurance Carriers |
|
| First Hawaiian INC |
FHB |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| WisdomTree Trust |
DOL |
Large Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| WisdomTree Trust |
WTMF |
Alternatives |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| American Assets Trust Inc |
AAT |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Eagle Bancorp Montana Inc |
EBMT |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| Invesco DB Multi-Sector Commodity Trust |
DGL |
Commodities |
Finance and Insurance |
Commodity Contracts Dealing |
|
| Blackstone Inc |
BX |
Large Cap Stock |
Finance and Insurance |
Portfolio Management |
|
| Hersha Hospitality Trust |
HT-E |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Shinhan Financial Group Co. Ltd. |
SHG |
Large Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| BlackRock Science and Technology Trust |
BST |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| First Horizon Corporation |
FHN-F |
|
Finance and Insurance |
Commercial Banking |
|
| Acadia Realty Trust |
AKR |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Walker & Dunlop Inc |
WD |
Mid Cap Stock |
Finance and Insurance |
Other Activities Related to Credit Intermediation |
|
| First Foundation Inc |
FFWM |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| AllianceBernstein Holding Lp |
AB |
Unit |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Corporate Office Properties Trust |
OFC |
Mid Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Barclays Bank PLC |
JJG |
Commodities |
Finance and Insurance |
Commercial Banking |
|
| Wintrust Financial Corp. |
WTFC |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Stifel Financial Corp. |
SF-C |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| General American Investors Co., Inc. |
GAM |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Zions Bancorporation N.A |
ZIONO |
|
Finance and Insurance |
Commercial Banking |
|
| Highland Opportunities and Income Fund |
HFRO-A |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Ellington Financial Inc |
EFC |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| BOK Financial Corp. |
BOKF |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| First Financial Bancorp |
FFBC |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| UP Fintech Holding Ltd |
TIGR |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| C & F Financial Corp |
CFFI |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| WisdomTree Inc |
WT |
Small Cap Stock |
Finance and Insurance |
Portfolio Management |
|
| Dynex Capital, Inc. |
DX-B |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Lument Finance Trust Inc |
LFT |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Credit Suisse Asset Management Income Fund Inc. |
CIK |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Lakeland Financial Corp. |
LKFN |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Urstadt Biddle Properties, Inc. |
UBA |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Hippo Holdings Inc |
HIPO+ |
Warrant |
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| SHF Holdings Inc |
SHFS |
Small Cap Stock |
Finance and Insurance |
International Trade Financing |
|
| First Trust Enhanced Equity Income Fund |
FFA |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| American Equity Investment Life Holding Co |
AEL-A |
|
Finance and Insurance |
Direct Life Insurance Carriers |
|
| Logan Ridge Finance Corporation |
CPTAL |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| National Holdings Corporation |
NHLDW |
Warrant |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Nuveen Corporate Income 2023 Target Term Fund |
JHAA |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Edoc Acquisition Corp |
ADOCR |
Right |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Valley National Bancorp |
VLY |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| AG Mortgage Investment Trust Inc |
MITT-C |
|
Finance and Insurance |
Other Financial Vehicles |
|
| B. Riley Financial Inc |
RILYI |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Angel Oak Dynamic Financial Strategies Income Term Trust |
DYFN |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Edoc Acquisition Corp |
ADOC |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Cowen Inc |
COWN |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Prologis Inc |
PLD |
Large Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| WisdomTree Trust |
NTSI |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Marquee Raine Acquisition Corp |
MRACU |
Unit |
Finance and Insurance |
Financial Transactions Processing, Reserve, and Clearinghouse Activities |
|
| LCNB Corp |
LCNB |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Fidus Investment Corp |
FDUS |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Annaly Capital Management Inc |
NLY-G |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Citizens Financial Group Inc |
CFG-D |
|
Finance and Insurance |
Commercial Banking |
|
| PCB Bancorp. |
PCB |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| FirstCash Holdings Inc |
FCFS |
Mid Cap Stock |
Finance and Insurance |
Credit Card Issuing |
|
| Citizens Financial Group Inc |
CFG |
Large Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| iStar Inc |
STAR-D |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Washington Prime Group Inc |
WPG-I |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Franklin BSP Realty Trust Inc. |
FBRT |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Baiyu Holdings Inc |
BYU |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Cowen Inc |
COWNL |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Federal Agricultural Mortgage Corp. |
AGM-G |
|
Finance and Insurance |
Savings Institutions |
|
| City Office REIT Inc |
CIO-A |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Stellus Capital Investment Corp |
SCM |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Barclays Bank PLC |
XVZ |
Volatility Product |
Finance and Insurance |
Commercial Banking |
|
| SoFi Technologies Inc |
SOFI |
Mid Cap Stock |
Finance and Insurance |
Financial Transactions Processing, Reserve, and Clearinghouse Activities |
|
| Franklin Universal Trust |
FT |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| First Community Corp. |
FCCO |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| OFS Capital Corp |
OFSSG |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Investcorp Credit Management BDC Inc |
ICMB |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Chimera Investment Corp |
CIM-D |
|
Finance and Insurance |
Other Financial Vehicles |
|
| U.S. Bancorp. |
USB-P |
|
Finance and Insurance |
Commercial Banking |
|
| Altimar Acquisition Corp |
ATAC+ |
Warrant |
Finance and Insurance |
Investment Advice |
|
| South Plains Financial Inc |
SPFI |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| ClearBridge MLP and Midstream Fund Inc |
CEM |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Redwood Trust Inc. |
RWTN |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Crossfirst Bankshares Inc |
CFB |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| First Bancorp PR |
FBP |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Unum Group |
UNMA |
|
Finance and Insurance |
Direct Life Insurance Carriers |
|
| Brookfield Reinsurance Ltd |
BAMR |
Small Cap Stock |
Finance and Insurance |
Other Direct Insurance (except Life, Health, and Medical) Carriers |
|
| WisdomTree Trust |
USDU |
Currency |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Zions Bancorporation N.A |
ZIONP |
|
Finance and Insurance |
Commercial Banking |
|
| Home Point Capital Inc |
HMPT |
Small Cap Stock |
Finance and Insurance |
Real Estate Credit |
|
| International Bancshares Corp. |
IBOC |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Store Capital Corp |
STOR |
Mid Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Universal Health Realty Income Trust |
UHT |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| FS KKR Capital Corp II |
FSKR |
Mid Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Reliant Bancorp Inc |
RBNC |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Cadence Bank |
CADE |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Grupo Aval Acciones y Valores S.A. |
AVAL |
|
Finance and Insurance |
Commercial Banking |
|
| WisdomTree Trust |
GDE |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Service Properties Trust |
SVC |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| First Trust-abrdn Global Opportunity Income Fund |
FAM |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| National Storage Affiliates Trust |
NSA-B |
|
Finance and Insurance |
Other Financial Vehicles |
|
| CI Financial Corp |
CIXX |
Mid Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Lemonade Inc |
LMND |
Small Cap Stock |
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| Voya Asia Pacific High Dividend Equity Income Fund |
IAE |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| BlackRock Utility Infrastructure & Power Opportunities Trust |
BUI |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Western New England Bancorp Inc |
WNEB |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| FS Bancorp Inc |
FSBW |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| Great Western Bancorp Inc |
GWB |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Bank Of Nova Scotia |
BNS |
Large Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Qts Realty Trust Inc |
QTS-B |
Real Estate |
Finance and Insurance |
Other Financial Vehicles |
|
| Jackson Financial Inc |
JXN-A |
|
Finance and Insurance |
Direct Life Insurance Carriers |
|
| Nuveen Preferred and Income Term Fund |
JPI |
Small Cap Stock |
Finance and Insurance |
All Other Insurance Related Activities |
|
| Assured Guaranty Municipal Holdings Inc |
AGO-B |
|
Finance and Insurance |
Other Direct Insurance (except Life, Health, and Medical) Carriers |
|
| Citigroup Inc |
C-J |
|
Finance and Insurance |
Commercial Banking |
|
| CNB Financial Corp (PA) |
CCNEP |
|
Finance and Insurance |
Commercial Banking |
|
| Trupanion Inc |
TRUP |
Small Cap Stock |
Finance and Insurance |
Direct Life Insurance Carriers |
|
| Evercore Inc |
EVR |
Mid Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Travelers Companies Inc. |
TRV |
Large Cap Stock |
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| Open Lending Corp |
LPRO |
Small Cap Stock |
Finance and Insurance |
All Other Nondepository Credit Intermediation |
|
| Orrstown Financial Services, Inc. |
ORRF |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Hersha Hospitality Trust |
HT |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Trustco Bank Corp. |
TRST |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| RiverNorth/DoubleLine Strategic opportunity fund Inc |
OPP-A |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| WisdomTree Trust |
DDLS |
Multi Cap |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Blue Ridge Bankshares Inc (VA) |
BRBS |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Ellington Financial Inc |
EFC-E |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| WisdomTree Trust |
DON |
Mid Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| NB Bancorp Inc. |
NBBK |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Cedar Realty Trust Inc |
CDR |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Saul Centers, Inc. |
BFS-D |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Royce Value Trust Inc |
RVT |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Banco Latinoamericano De Comercio Exterior SA |
BLX |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| WisdomTree Trust |
SFIG |
Short Term Bond |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Two Harbors Investment Corp |
TWO-D |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Stock Yards Bancorp Inc |
SYBT |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Guaranty Federal Bancshares Inc |
GFED |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| Hercules Capital Inc |
HCXY |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Ares Dynamic Credit Allocation Fund Inc |
ARDC |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Pacwest Bancorp |
PACW |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Barclays Bank PLC |
DFVL |
|
Finance and Insurance |
Commercial Banking |
|
| JPMorgan Chase & Co. |
JPM |
Large Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| United Community Banks Inc |
UCBI |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| RPT Realty |
RPT |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Cboe Global Markets Inc. |
CBOE |
Large Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Barclays Bank PLC |
WIL |
Large Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Bluerock Residential Growth REIT Inc |
BRG-D |
|
Finance and Insurance |
Other Financial Vehicles |
|
| BankUnited Inc |
BKU |
Mid Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| abrdn Global Infrastructure Income Fund |
ASGI |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| AlTi Global Inc |
ALTI |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Associated Banc-Corp. |
ASBA |
|
Finance and Insurance |
Commercial Banking |
|
| Oxford Lane Capital Corp |
OXLCM |
|
Finance and Insurance |
Other Financial Vehicles |
|
| U.S. Bancorp. |
USB-O |
|
Finance and Insurance |
Commercial Banking |
|
| Voya Global Equity Dividend and Premium Opportunity Fund |
IGD |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Bar Harbor Bankshares Inc |
BHB |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Virtus Convertible & Income Fund II |
NCZ |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Boston Properties, Inc. |
BXP |
Mid Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| WisdomTree Trust |
USFR |
Short Term Bond |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| First United Corporation |
FUNC |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Wells Fargo & Co. |
WFC-L |
|
Finance and Insurance |
Commercial Banking |
|
| Ready Capital Corp |
RCC |
|
Finance and Insurance |
Other Financial Vehicles |
|
| RLJ Lodging Trust |
RLJ |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Cornerstone Total Return Fund |
CRF |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| abrdn Global Dynamic Dividend Fund |
AGD |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Invesco DB Multi-Sector Commodity Trust |
DBP |
Commodities |
Finance and Insurance |
Commodity Contracts Dealing |
|
| Enstar Group Limited |
ESGRP |
|
Finance and Insurance |
Reinsurance Carriers |
|
| Triumph Financial Inc |
TFIN |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| First Industrial Realty Trust, Inc. |
FR |
Mid Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Nuveen Intermediate Duration Municipal Term Fund |
NID |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Virtus Convertible & Income 2024 Target Term Fund |
CBH |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Public Storage |
PSA-C |
|
Finance and Insurance |
Other Financial Vehicles |
|
| CME Group Inc |
CME |
Large Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Atlantic Capital Bancshares Inc |
ACBI |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Bancroft Fund Ltd |
BCV-A |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Neuberger Berman Energy Infrastructure and Income Fund Inc |
NML |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Invesco DB Multi-Sector Commodity Trust |
DBS |
Commodities |
Finance and Insurance |
Commodity Contracts Dealing |
|
| WisdomTree Trust |
DLS |
Multi Cap |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| New America High Income Fund Inc |
HYB |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| BayCom Corp |
BCML |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| QCR Holding, Inc. |
QCRH |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Templeton Dragon Fund Inc |
TDF |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| GoHealth Inc |
GOCO |
Small Cap Stock |
Finance and Insurance |
Insurance Agencies and Brokerages |
|
| Bancorp Inc. (The) |
TBBK |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Metaurus Equity Component Trust |
XDIV |
Multi-Asset |
Finance and Insurance |
Commodity Contracts Dealing |
|
| BCB Bancorp Inc (NJ) |
BCBP |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| Amerant Bancorp Inc |
AMTB |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| BlackRock MuniYield Michigan Quality Fund Inc |
MIY |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Anworth Mortgage Asset Corp. |
ANH |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Western Alliance Bancorp |
WAL |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Equity Commonwealth |
EQC |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Beneficient |
BENF |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| OFG Bancorp |
OFG-D |
|
Finance and Insurance |
Commercial Banking |
|
| Mercantile Bank Corp. |
MBWM |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Merchants Bancorp |
MBINM |
|
Finance and Insurance |
Savings Institutions |
|
| Broadmark Realty Capital Inc |
BRMK+ |
Warrant |
Finance and Insurance |
Other Financial Vehicles |
|
| Heartland Financial USA, Inc. |
HTLF |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Amalgamated Financial Corp |
AMAL |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Generation Income Properties Inc |
GIPRU |
Unit |
Finance and Insurance |
Other Financial Vehicles |
|
| Synchrony Financial |
SYF-B |
|
Finance and Insurance |
All Other Nondepository Credit Intermediation |
|
| EPR Properties |
EPR-G |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Atlanticus Holdings Corp |
ATLCL |
|
Finance and Insurance |
Credit Card Issuing |
|
| Wheeler Real Estate Investment Trust Inc |
WHLRP |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Khosla Ventures Acquisition Co III |
KVSC |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| BrightSphere Investment Group Inc |
BSIG |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| 1347 Property Insurance Holdings Inc |
PIH |
Small Cap Stock |
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| Oxford Square Capital Corp |
OXSQL |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Banc of California Inc |
BANC |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Bank Of America Corp. |
BAC-B |
|
Finance and Insurance |
Commercial Banking |
|
| ICC Holdings Inc |
ICCH |
Small Cap Stock |
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| Limestone Bancorp Inc |
LMST |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Allstate Corp (The) |
ALL-H |
|
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| Eagle Point Income Company Inc |
EIC |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Highwoods Properties, Inc. |
HIW |
Mid Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Grupo Supervielle S.A. |
SUPV |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Sachem Capital Corp |
SCCB |
|
Finance and Insurance |
Savings Institutions |
|
| New Mountain Finance Corp |
NMFCL |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Twin Ridge Capital Acquisition Corp |
TRCA+ |
Warrant |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| MFA Financial Inc |
MFA-B |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Keycorp |
KEY-K |
|
Finance and Insurance |
Commercial Banking |
|
| AG Mortgage Investment Trust Inc |
MITT |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Bank of Montreal |
NRGZ |
Multi Cap |
Finance and Insurance |
Commercial Banking |
|
| HSBC Holdings plc |
HSBC |
Large Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| Prosight Global Inc |
PROS |
Small Cap Stock |
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| Banco Itau Chile. |
ITCL |
|
Finance and Insurance |
Commercial Banking |
|
| Logan Ridge Finance Corporation |
CPTAG |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Healthcare Realty Trust Inc |
HTA |
Mid Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Bank of Montreal |
FNGZ |
Multi Cap |
Finance and Insurance |
Commercial Banking |
|
| MMA Capital Holdings Inc |
MMAC |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| iStar Inc |
STAR |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Ares Management Corp |
ARES |
Large Cap Stock |
Finance and Insurance |
Investment Advice |
|
| Gladstone Investment Corporation |
GAINM |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Delaware Investments Dividend and Income Fund, Inc. |
DDF |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| MVC Capital Inc |
MVCD |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Eagle Point Credit Company Inc |
ECCF |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Hancock Whitney Corp. |
HWCPL |
|
Finance and Insurance |
Commercial Banking |
|
| Independence Holding Co. |
IHC |
Small Cap Stock |
Finance and Insurance |
Direct Life Insurance Carriers |
|
| Global Medical REIT Inc |
GMRE |
Small Cap Stock |
Finance and Insurance |
Trusts, Estates, and Agency Accounts |
|
| Summit Hotel Properties Inc |
INN-D |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Community West Bancshares |
CWBC |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Level One Bancorp Inc |
LEVLP |
|
Finance and Insurance |
Commercial Banking |
|
| AMBAC Financial Group Inc. |
AMBC+ |
Warrant |
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| National General Holdings Corp |
NGHCP |
|
Finance and Insurance |
Third Party Administration of Insurance and Pension Funds |
|
| National Holdings Corporation |
NHLD |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| New York Mortgage Trust Inc |
NYMTO |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Annaly Capital Management Inc |
NLY-D |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Gabelli Multimedia Trust Inc |
GGT-E |
|
Finance and Insurance |
International Trade Financing |
|
| Prospect Capital Corp |
PBB |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Prudential Bancorp Inc |
PBIP |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| Prospect Capital Corp |
PBY |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Public Storage |
PSA-E |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Main Street Capital Corporation |
MAIN |
Mid Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| SLR Investment Corp |
SLRC |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| WisdomTree Trust |
XSOE |
Large Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| MFS Charter Income Trust |
MCR |
Small Cap Stock |
Finance and Insurance |
All Other Insurance Related Activities |
|
| Credicorp Ltd |
BAP |
Large Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| GAMCO Natural Resources, Gold & Income Trust |
GNT |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Bank First Corp |
BFC |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Blackstone Long-Short Credit Income Fund |
BGX |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| WisdomTree Trust |
HEDJ |
Large Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Metlife Inc |
MET |
Large Cap Stock |
Finance and Insurance |
Direct Life Insurance Carriers |
|
| Bank Of America Corp. |
MER-K |
|
Finance and Insurance |
Commercial Banking |
|
| BlackRock MuniYield Quality Fund III Inc |
MYI |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| BlackRock MuniYield Fund Inc |
MYD |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Mogo Inc |
MOGO |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Brookfield Reinsurance Ltd |
BNRE |
Small Cap Stock |
Finance and Insurance |
Other Direct Insurance (except Life, Health, and Medical) Carriers |
|
| WisdomTree Trust |
DHS |
Large Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| BlackRock MuniYield Pennsylvania Quality Fund |
MPA |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Hennessy Advisors Inc |
HNNA |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| CIT Group Inc |
CIT-B |
|
Finance and Insurance |
Commercial Banking |
|
| Morgan Stanley |
MS-I |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Morgan Stanley |
MS-L |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Host Hotels & Resorts Inc |
HST |
Large Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Nuveen New York Quality Municipal Income Fund |
NAN |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Meridian Bancorp Inc |
EBSB |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| Camden National Corp. |
CAC |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| WisdomTree Trust |
DOO |
Large Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Capital One Financial Corp. |
COF-G |
|
Finance and Insurance |
Credit Card Issuing |
|
| Investors Bancorp Inc |
ISBC |
Mid Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| Barclays Bank PLC |
BAL |
Commodities |
Finance and Insurance |
Commercial Banking |
|
| WisdomTree Trust |
WGRO |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| New Residential Investment Corp |
NRZ-A |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Commerce Bancshares, Inc. |
CBSH |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| NeueHealth Inc. |
NEUE |
Small Cap Stock |
Finance and Insurance |
Direct Life Insurance Carriers |
|
| NewtekOne Inc |
NEWTL |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| TFS Financial Corporation |
TFSL |
Mid Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| Velocity Financial Inc |
VEL |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| Maiden Holdings Ltd |
MH-C |
|
Finance and Insurance |
Reinsurance Carriers |
|
| NewtekOne Inc |
NEWTI |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Tian Ruixiang Holdings Ltd |
TIRX |
Small Cap Stock |
Finance and Insurance |
Insurance Agencies and Brokerages |
|
| Virtus AllianzGI Dividend Interest & Premium Strategy Fund |
NFJ |
Small Cap Stock |
Finance and Insurance |
Mortgage and Nonmortgage Loan Brokers |
|
| New Ireland Fund Inc |
IRL |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| City Holding Co. |
CHCO |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Nuveen Select Maturities Municipal Fund |
NIM |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Columbia Financial, Inc |
CLBK |
Small Cap Stock |
Finance and Insurance |
Investment Advice |
|
| Aurora Acquisition Corp |
AURCU |
Unit |
Finance and Insurance |
Mortgage and Nonmortgage Loan Brokers |
|
| Nuveen Minnesota Quality Municipal Income Fund |
NMS |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Tortoise Power and Energy Infrastructure Fund, Inc. |
TPZ |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Nuveen Missouri Quality Municipal Income Fund |
NOM |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Columbia Property Trust Inc |
CXP |
Mid Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| New Residential Investment Corp |
NRZ-C |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Barclays Bank PLC |
GBUG |
Commodities |
Finance and Insurance |
Commercial Banking |
|
| Tortoise Midstream Energy Fund Inc |
NTG |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| NBT Bancorp. Inc. |
NBTB |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Ohio Valley Banc Corp. |
OVBC |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| National Western Life Group Inc |
NWLI |
Small Cap Stock |
Finance and Insurance |
Direct Life Insurance Carriers |
|
| Gabelli Dividend & Income Trust |
GDV-H |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Landmark Bancorp Inc |
LARK |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| First Republic Bank |
FRC-K |
|
Finance and Insurance |
Commercial Banking |
|
| OceanFirst Financial Corp. |
OCFC |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| Heartland Financial USA, Inc. |
HTLFP |
|
Finance and Insurance |
Commercial Banking |
|
| RiverNorth/DoubleLine Strategic opportunity fund Inc |
OPP-B |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Howard Bancorp Inc |
HBMD |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Athene Holding Ltd |
ATH |
Large Cap Stock |
Finance and Insurance |
Direct Life Insurance Carriers |
|
| U.S. Bancorp. |
USB-A |
|
Finance and Insurance |
Commercial Banking |
|
| Blue Owl Capital Inc |
OWL |
Mid Cap Stock |
Finance and Insurance |
Investment Advice |
|
| LPL Financial Holdings Inc |
LPLA |
Large Cap Stock |
Finance and Insurance |
Investment Advice |
|
| Pioneer Bancorp Inc |
PBFS |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| Pathfinder Bancorp, Inc. |
PBHC |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| Kayne Anderson NextGen Energy & Infrastructure Inc |
KMF |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Drive Shack Inc |
DS-B |
|
Finance and Insurance |
Other Financial Vehicles |
|
| VersaBank. |
VBNK |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Central Valley Community Bancorp |
CVCY |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| PIMCO Corporate & Income Strategy Fund |
PCN |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Barclays Bank PLC |
CAPD |
|
Finance and Insurance |
Commercial Banking |
|
| WisdomTree Trust |
WCLD |
Multi Cap |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Pebblebrook Hotel Trust |
PEB |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Metaurus Equity Component Trust |
IDIV |
Multi-Asset |
Finance and Insurance |
Commodity Contracts Dealing |
|
| Triple-S Management Corp |
GTS |
Small Cap Stock |
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| Adams Natural Resources Fund Inc |
PEO |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Barclays Bank PLC |
JJT |
Commodities |
Finance and Insurance |
Commercial Banking |
|
| Middlefield Banc Corp. |
MBCN |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| PennantPark Floating Rate Capital Ltd |
PFLT |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Maxeon Solar Technologies Ltd |
MAXN |
Small Cap Stock |
Finance and Insurance |
Investment Advice |
|
| PIMCO Energy and Tactical Credit Opportunities Fund |
NRGX |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| New Mountain Finance Corp |
NMFC |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Diversified Healthcare Trust |
DHC |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| WisdomTree Trust |
WTRE |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| First Republic Bank |
FRC-H |
|
Finance and Insurance |
Commercial Banking |
|
| First Republic Bank |
FRC-J |
|
Finance and Insurance |
Commercial Banking |
|
| First Republic Bank |
FRC-M |
|
Finance and Insurance |
Commercial Banking |
|
| Metlife Inc |
MET-A |
|
Finance and Insurance |
Direct Life Insurance Carriers |
|
| Putnam Municipal Opportunities Trust |
PMO |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Pennymac Mortgage Investment Trust |
PMT-B |
|
Finance and Insurance |
Other Financial Vehicles |
|
| WaFd Inc |
WAFD |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| Arlington Asset Investment Corp |
AAIC-B |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Allegiance Bancshares Inc |
ABTX |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Prudential Financial Inc. |
PRU |
Large Cap Stock |
Finance and Insurance |
Direct Life Insurance Carriers |
|
| Mesabi Trust |
MSB |
Small Cap Stock |
Finance and Insurance |
Trusts, Estates, and Agency Accounts |
|
| Postal Realty Trust Inc |
PSTL |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Pintec Technology Holdings Ltd |
PT |
|
Finance and Insurance |
Credit Card Issuing |
|
| Portman Ridge Finance Corp |
PTMN |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Unitedhealth Group Inc |
UNH |
Large Cap Stock |
Finance and Insurance |
Direct Health and Medical Insurance Carriers |
|
| PayPal Holdings Inc |
PYPL |
Large Cap Stock |
Finance and Insurance |
Financial Transactions Processing, Reserve, and Clearinghouse Activities |
|
| Pimco California Municipal Income Fund III |
PZC |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Berkshire Hills Bancorp Inc. |
BHLB |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| Logan Ridge Finance Corporation |
LRFC |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| First Eagle Alternative Capital BDC Inc |
FCRD |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| WisdomTree Trust |
DRW |
Real Estate |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Regions Financial Corp. |
RF-B |
|
Finance and Insurance |
Commercial Banking |
|
| Regions Financial Corp. |
RF-E |
|
Finance and Insurance |
Commercial Banking |
|
| B. Riley Financial Inc |
RILYG |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| CatchMark Timber Trust Inc |
CTT |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Nomura Holdings Inc. |
NMR |
Large Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Rithm Capital Corporation |
RITM-A |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Northrim Bancorp, Inc. |
NRIM |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| First Bank (NJ) |
FRBA |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Rithm Capital Corporation |
RITM-C |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Esquire Financial Holdings Inc |
ESQ |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Rithm Capital Corporation |
RITM-B |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Arbor Realty Trust Inc. |
ABR-D |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Swiss Helvetia Fund Inc |
SWZ |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Royce Micro-Cap Trust Inc |
RMT |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| CorEnergy Infrastructure Trust Inc |
CORR |
Small Cap Stock |
Finance and Insurance |
Miscellaneous Financial Investment Activities |
|
| RenaissanceRe Holdings Ltd |
RNR |
Large Cap Stock |
Finance and Insurance |
Reinsurance Carriers |
|
| New Residential Investment Corp |
NRZ-B |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Ares Commercial Real Estate Corp |
ACRE |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| FFBW Inc. |
FFBW |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| American Equity Investment Life Holding Co |
AEL-B |
|
Finance and Insurance |
Direct Life Insurance Carriers |
|
| CBTX Inc |
CBTX |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Reinsurance Group Of America, Inc. |
RZC |
|
Finance and Insurance |
Reinsurance Carriers |
|
| Sachem Capital Corp |
SACH-A |
|
Finance and Insurance |
Savings Institutions |
|
| AGNC Investment Corp |
AGNCP |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Sachem Capital Corp |
SACC |
|
Finance and Insurance |
Savings Institutions |
|
| Ashford Hospitality Trust Inc |
AHT-F |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Ashford Hospitality Trust Inc |
AHT-H |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Silvercrest Asset Management Group Inc |
SAMG |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| TH International Ltd. |
THCH |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Herzfeld Caribbean Basin Fund Inc |
CUBA |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| First Mid Bancshares Inc. |
FMBH |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Charles Schwab Corp. |
SCHW-J |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Elevate Credit Inc |
ELVT |
Small Cap Stock |
Finance and Insurance |
All Other Nondepository Credit Intermediation |
|
| Atlantic Union Bankshares Corp |
AUBAP |
|
Finance and Insurance |
Commercial Banking |
|
| Allspring Global Dividend Opportunity Fund |
EOD |
Small Cap Stock |
Finance and Insurance |
International Trade Financing |
|
| Bank OZK |
OZK |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| BlackRock MuniYield New Jersey Fund Inc |
MYJ |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| AMBAC Financial Group Inc. |
AMBC |
Small Cap Stock |
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| 180 Degree Capital Corp |
TURN |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| PhenixFIN Corp |
PFX |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Sprott Inc |
SII |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Macquarie Global Infrastructure Total Return Fund Inc |
MGU |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Trean Insurance Group Inc |
TIG |
Small Cap Stock |
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| Gladstone Capital Corp. |
GLADZ |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Security National Financial Corp. |
SNFCA |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| Citigroup Inc |
C |
Large Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Mitsubishi UFJ Financial Group, Inc. |
MUFG |
|
Finance and Insurance |
Commercial Banking |
|
| Peoples Financial Services Corp |
PFIS |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Sotherly Hotels Inc |
SOHOO |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Nicolet Bankshares Inc. |
NCBS |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Arrow Financial Corp. |
AROW |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| ARMOUR Residential REIT Inc |
ARR |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Presidio Property Trust Inc |
SQFT |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| SuRo Capital Corp |
SSSS |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Nuveen Enhanced Municipal Value Fund |
NEV |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Reaves Utility Income Fund |
UTG |
Mid Cap Stock |
Finance and Insurance |
All Other Insurance Related Activities |
|
| Starwood Property Trust Inc |
STWD |
Mid Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Western Asset Mortgage Capital Corp |
WMC |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| abrdn Global Premier Properties Fund |
AWP |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Central Plains Bancshares Inc |
CPBI |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| WisdomTree Trust |
DIM |
Multi Cap |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| First Midwest Bancorp, Inc. |
FMBI |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Aurora Acquisition Corp |
AURCW |
Warrant |
Finance and Insurance |
Mortgage and Nonmortgage Loan Brokers |
|
| Synchrony Financial |
SYF-A |
|
Finance and Insurance |
All Other Nondepository Credit Intermediation |
|
| PIMCO Corporate & Income Opportunity Fund |
PTY |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Nuveen Virginia Quality Municipal Income Fund |
NPV |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Pimco New York Municipal Income Fund III |
PYN |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Avalonbay Communities Inc. |
AVB |
Large Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Lion Group Holding Ltd |
LGHLW |
Warrant |
Finance and Insurance |
Securities Brokerage |
|
| Invesco High Income Trust II |
VLT |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Presidio Property Trust Inc |
SQFTP |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Interactive Brokers Group Inc |
IBKR |
Large Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Taiwan Fund Inc |
TWN |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Truist Financial Corporation |
TFC-R |
|
Finance and Insurance |
Commercial Banking |
|
| RiverNorth Opportunities Fund Inc |
RIV |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Republic Bancorp, Inc. (KY) |
RBCAA |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Burke & Herbert Financial Services Corp. |
BHRB |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|