Name |
Ticker |
Asset Class |
Sector |
Industry |
Flags |
WisdomTree Trust |
CYB |
Currency |
Finance and Insurance |
Securities and Commodity Exchanges |
|
America First Multifamily Investors LP |
ATAX |
Unit |
Finance and Insurance |
Other Activities Related to Credit Intermediation |
|
NatWest Group Plc |
NWG |
|
Finance and Insurance |
Commercial Banking |
|
Condor Hospitality Trust Inc |
CDOR |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
Anworth Mortgage Asset Corp. |
ANH-B |
|
Finance and Insurance |
Other Financial Vehicles |
|
BlackRock Debt Strategies Fund, Inc. |
DSU |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
NI Holdings Inc |
NODK |
Small Cap Stock |
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
Kayne Anderson Energy Infrastructure Fund Inc |
KYN |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Medley Capital Corp |
MCC |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
EPR Properties |
EPR-C |
|
Finance and Insurance |
Other Financial Vehicles |
|
BancorpSouth Bank |
BXS |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Western Alliance Bancorp |
WALA |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Customers Bancorp Inc |
CUBI-C |
|
Finance and Insurance |
Commercial Banking |
|
Host Hotels & Resorts Inc |
HST |
Large Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
Skyward Specialty Insurance Group Inc |
SKWD |
Small Cap Stock |
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
Pimco California Municipal Income Fund II |
PCK |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Paramount Group Inc |
PGRE |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
Morgan Stanley |
MLPY |
Multi Cap |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
Bank of Montreal |
GNAF |
Multi Cap |
Finance and Insurance |
Commercial Banking |
|
Nuveen Select Tax-Free Income Portfolio |
NXP |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
PIMCO Dynamic Income Strategy Fund |
PDX |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
People`s United Financial Inc |
PBCT |
Mid Cap Stock |
Finance and Insurance |
Savings Institutions |
|
People`s United Financial Inc |
PBCTP |
|
Finance and Insurance |
Savings Institutions |
|
BlackRock Munivest Fund II Inc |
MVT |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Washington Prime Group Inc |
WPG |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
Camden National Corp. |
CAC |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
WisdomTree Trust |
DOO |
Large Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
BlackRock MuniHoldings Fund Inc |
MHD |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
BNY Mellon Municipal Bond Infrastructure Fund Inc |
DMB |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
WisdomTree Trust |
DLN |
Large Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
MFS Charter Income Trust |
MCR |
Small Cap Stock |
Finance and Insurance |
All Other Insurance Related Activities |
|
WisdomTree Trust |
XSOE |
Large Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
EPR Properties |
EPR-E |
|
Finance and Insurance |
Other Financial Vehicles |
|
Pebblebrook Hotel Trust |
PEB-F |
|
Finance and Insurance |
Other Financial Vehicles |
|
Boston Private Financial Holdings Inc |
BPFH |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Anworth Mortgage Asset Corp. |
ANH-A |
|
Finance and Insurance |
Other Financial Vehicles |
|
Capital One Financial Corp. |
COF-G |
|
Finance and Insurance |
Credit Card Issuing |
|
United Bancshares Inc. (OH) |
UBOH |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Investors Bancorp Inc |
ISBC |
Mid Cap Stock |
Finance and Insurance |
Savings Institutions |
|
Huntington Bancshares, Inc. |
HBANO |
Large Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Cedar Realty Trust Inc |
CDR-C |
Real Estate |
Finance and Insurance |
Other Financial Vehicles |
|
First Reserve Sustainable Growth Corp |
FRSG |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
Anworth Mortgage Asset Corp. |
ANH-C |
|
Finance and Insurance |
Other Financial Vehicles |
|
1347 Property Insurance Holdings Inc |
PIH |
Small Cap Stock |
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
Pinnacle Financial Partners Inc. |
PNFP |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
SLR Investment Corp |
SLRC |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Barclays Bank PLC |
BAL |
Commodities |
Finance and Insurance |
Commercial Banking |
|
Pinnacle Financial Partners Inc. |
PNFPP |
|
Finance and Insurance |
Commercial Banking |
|
Metalpha Technology Holding Ltd |
MATH |
Small Cap Stock |
Finance and Insurance |
Credit Card Issuing |
|
EPR Properties |
EPR-G |
|
Finance and Insurance |
Other Financial Vehicles |
|
WisdomTree Trust |
WGRO |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
ARMOUR Residential REIT Inc |
ARR-C |
|
Finance and Insurance |
Other Financial Vehicles |
|
Trico Bancshares |
TCBK |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
WisdomTree Trust |
DTN |
Multi Cap |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Broadmark Realty Capital Inc |
BRMK+ |
Warrant |
Finance and Insurance |
Other Financial Vehicles |
|
Texas Community Bancshares Inc |
TCBS |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
Customers Bancorp Inc |
CUBB |
|
Finance and Insurance |
Commercial Banking |
|
Northeast Bank |
NBN |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Nuveen Dow 30SM Dynamic Overwrite Fund |
DIAX |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
Equity Commonwealth |
EQC |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
Anworth Mortgage Asset Corp. |
ANH |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
BlackRock MuniYield Michigan Quality Fund Inc |
MIY |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Gabelli Equity Trust Inc. |
GAB-G |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
Gores Holdings IV Inc |
GHIVU |
|
Finance and Insurance |
Other Activities Related to Credit Intermediation |
|
Virtus Convertible & Income Fund |
NCV-A |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
Cohen & Steers Quality Income Realty Fund, Inc. |
RQI |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Barclays Bank PLC |
LD |
Commodities |
Finance and Insurance |
Commercial Banking |
|
Capital One Financial Corp. |
COF-H |
|
Finance and Insurance |
Credit Card Issuing |
|
Capital One Financial Corp. |
COF-F |
|
Finance and Insurance |
Credit Card Issuing |
|
Barclays Bank PLC |
PGM |
Commodities |
Finance and Insurance |
Commercial Banking |
|
Diamond Hill Investment Group, Inc. |
DHIL |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Taubman Centers, Inc. |
TCO-K |
|
Finance and Insurance |
Other Financial Vehicles |
|
New Residential Investment Corp |
NRZ-A |
|
Finance and Insurance |
Other Financial Vehicles |
|
Commerce Bancshares, Inc. |
CBSH |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Nuveen NASDAQ 100 Dynamic Overwrite Fund |
QQQX |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
Public Storage |
PSA-C |
|
Finance and Insurance |
Other Financial Vehicles |
|
PGIM Global High Yield Fund Inc |
GHY |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
Signature Bank |
SBNYP |
|
Finance and Insurance |
Commercial Banking |
|
Bank Of South Carolina Corp. |
BKSC |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
NeueHealth Inc. |
NEUE |
Small Cap Stock |
Finance and Insurance |
Direct Life Insurance Carriers |
|
Enstar Group Limited |
ESGRP |
|
Finance and Insurance |
Reinsurance Carriers |
|
abrdn Global Dynamic Dividend Fund |
AGD |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
RLJ Lodging Trust |
RLJ-A |
|
Finance and Insurance |
Other Financial Vehicles |
|
DigitalBridge Group Inc |
DBRG-H |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
Rocket Companies Inc |
RKT |
Large Cap Stock |
Finance and Insurance |
Savings Institutions |
|
Akso Health Group |
HX |
Small Cap Stock |
Finance and Insurance |
All Other Nondepository Credit Intermediation |
|
Cincinnati Bancorp Inc |
CNNB |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
Prospect Capital Corp |
PBY |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
WisdomTree Trust |
HYIN |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
Prudential Bancorp Inc |
PBIP |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
Prospect Capital Corp |
PBB |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
NewtekOne Inc |
NEWT |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
First Savings Financial Group Inc |
FSFG |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
Gabelli Multimedia Trust Inc |
GGT-E |
|
Finance and Insurance |
International Trade Financing |
|
Goldman Sachs Group, Inc. |
GS-N |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
Oxbridge Re Holdings Ltd |
OXBRW |
Warrant |
Finance and Insurance |
Reinsurance Carriers |
|
ACRES Commercial Realty Corp |
ACR |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
Barclays Bank PLC |
WIL |
Large Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Boston Properties, Inc. |
BXP-B |
|
Finance and Insurance |
Other Financial Vehicles |
|
New Ireland Fund Inc |
IRL |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
City Holding Co. |
CHCO |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Partnerre Ltd. |
PRE-G |
|
Finance and Insurance |
Reinsurance Carriers |
|
Nuveen Select Maturities Municipal Fund |
NIM |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
Eaton Vance Floating-Rate 2022 Target Term Trust |
EFL |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
MFS Intermediate High Income Fund |
CIF |
Small Cap Stock |
Finance and Insurance |
All Other Insurance Related Activities |
|
Invesco DB US Dollar Index Trust |
UDN |
Currency |
Finance and Insurance |
Commodity Contracts Dealing |
|
Clover Health Investments Corp |
CLOVW |
Warrant |
Finance and Insurance |
Direct Health and Medical Insurance Carriers |
|
Metromile Inc |
MILEW |
Warrant |
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
American Financial Group Inc |
AFG |
Large Cap Stock |
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
OFS Capital Corp |
OFSSL |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
Dime Community Bancshares Inc |
DCOM |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
OFS Capital Corp |
OFSSI |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
TCF Financial Corp |
TCFCP |
|
Finance and Insurance |
Commercial Banking |
|
Texas Capital Bancshares, Inc. |
TCBIP |
|
Finance and Insurance |
Commercial Banking |
|
WisdomTree Trust |
WTV |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
Texas Capital Bancshares, Inc. |
TCBIL |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Oaktree Strategic Income Corp |
OCSI |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
LexinFintech Holdings Ltd |
LX |
Mid Cap Stock |
Finance and Insurance |
Sales Financing |
|
Cortland Bancorp |
CLDB |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
Janus Henderson Group plc |
JHG |
Mid Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Gladstone Capital Corp. |
GLADL |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
Triumph Bancorp Inc |
TBK |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
American River Bancshares |
AMRB |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Brookfield Dtla Fund Office Trust Investor Inc |
DTLA- |
|
Finance and Insurance |
Other Financial Vehicles |
|
Evercore Inc |
EVR |
Mid Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
Mack-Cali Realty Corp. |
CLI |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
Fidus Investment Corp |
FDUSZ |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
National Retail Properties Inc |
NNN-F |
|
Finance and Insurance |
Other Financial Vehicles |
|
Customers Bancorp Inc |
CUBI-F |
|
Finance and Insurance |
Commercial Banking |
|
California Bancorp |
CALB |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Assured Guaranty Municipal Holdings Inc |
AGO-F |
|
Finance and Insurance |
Other Direct Insurance (except Life, Health, and Medical) Carriers |
|
Qts Realty Trust Inc |
QTS-B |
Real Estate |
Finance and Insurance |
Other Financial Vehicles |
|
National Rural Utilities Coop Finance Corp |
NRUC |
|
Finance and Insurance |
International Trade Financing |
|
Huntington Bancshares, Inc. |
HBANL |
|
Finance and Insurance |
Commercial Banking |
|
State Auto Financial Corp. |
STFC |
Small Cap Stock |
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
Invesco Mortgage Capital Inc |
IVR-A |
|
Finance and Insurance |
Other Financial Vehicles |
|
First Trust-abrdn Global Opportunity Income Fund |
FAM |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Service Properties Trust |
SVC |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
Annaly Capital Management Inc |
NLY-D |
|
Finance and Insurance |
Other Financial Vehicles |
|
Reliant Bancorp Inc |
RBNC |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
New York Mortgage Trust Inc |
NYMTO |
|
Finance and Insurance |
Other Financial Vehicles |
|
FS KKR Capital Corp II |
FSKR |
Mid Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Brookfield Real Assets Income Fund Inc |
RA |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
Regions Financial Corp. |
RF |
Large Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Capital Southwest Corp. |
CSWCZ |
|
Finance and Insurance |
Other Financial Vehicles |
|
Summit Hotel Properties Inc |
INN-F |
|
Finance and Insurance |
Other Financial Vehicles |
|
Regency Centers Corporation |
REGCP |
|
Finance and Insurance |
Other Financial Vehicles |
|
Invesco Municipal Trust |
VKQ |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Two Harbors Investment Corp |
TWO-A |
|
Finance and Insurance |
Other Financial Vehicles |
|
South Plains Financial Inc |
SPFI |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Two Harbors Investment Corp |
TWO-B |
|
Finance and Insurance |
Other Financial Vehicles |
|
Barclays Bank PLC |
JJC |
Commodities |
Finance and Insurance |
Commercial Banking |
|
Chimera Investment Corp |
CIM-D |
|
Finance and Insurance |
Other Financial Vehicles |
|
Sony Corporation. |
SNE |
Large Cap Stock |
Finance and Insurance |
Consumer Lending |
|
First Bancshares Inc Miss |
FBMS |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Blackrock Inc. |
BLK |
Large Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
Bluerock Residential Growth REIT Inc |
BRG-C |
|
Finance and Insurance |
Other Financial Vehicles |
|
Golub Capital BDC Inc |
GBDC |
Mid Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Nuveen AMT-Free Municipal Credit Income Fund |
NVG |
Mid Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Barclays Bank PLC |
XVZ |
Volatility Product |
Finance and Insurance |
Commercial Banking |
|
American Express Co. |
AXP |
Large Cap Stock |
Finance and Insurance |
Other Activities Related to Credit Intermediation |
|
City Office REIT Inc |
CIO-A |
|
Finance and Insurance |
Other Financial Vehicles |
|
National Western Life Group Inc |
NWLI |
Small Cap Stock |
Finance and Insurance |
Direct Life Insurance Carriers |
|
Five Star Bancorp |
FSBC |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Gabelli Dividend & Income Trust |
GDV-H |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
Landmark Bancorp Inc |
LARK |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Franklin BSP Realty Trust Inc. |
FBRT |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
First Republic Bank |
FRC-K |
|
Finance and Insurance |
Commercial Banking |
|
State Street Corp. |
STT |
Large Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Finward Bancorp |
FNWD |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
iStar Inc |
STAR-D |
|
Finance and Insurance |
Other Financial Vehicles |
|
New York Community Bancorp Inc. |
NYCB |
Mid Cap Stock |
Finance and Insurance |
Savings Institutions |
|
VEREIT Inc |
VER-F |
|
Finance and Insurance |
Other Financial Vehicles |
|
FirstCash Holdings Inc |
FCFS |
Mid Cap Stock |
Finance and Insurance |
Credit Card Issuing |
|
First Reserve Sustainable Growth Corp |
FRSGW |
Warrant |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
OceanFirst Financial Corp. |
OCFC |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
Heartland Financial USA, Inc. |
HTLFP |
|
Finance and Insurance |
Commercial Banking |
|
Fidus Investment Corp |
FDUS |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Oppenheimer Holdings Inc |
OPY |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
Nuveen Corporate Income 2023 Target Term Fund |
JHAA |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
Howard Bancorp Inc |
HBMD |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Colony Capital Inc. |
CLNY-H |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
Athene Holding Ltd |
ATH |
Large Cap Stock |
Finance and Insurance |
Direct Life Insurance Carriers |
|
Select Bancorp Inc |
SLCT |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
B. Riley Financial Inc |
RILYI |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
U.S. Bancorp. |
USB-A |
|
Finance and Insurance |
Commercial Banking |
|
Community Trust Bancorp, Inc. |
CTBI |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
National General Holdings Corp |
NGHCN |
|
Finance and Insurance |
Third Party Administration of Insurance and Pension Funds |
|
Calamos Long/Short Equity & Dynamic Income Trust |
CPZ |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
First Trust Enhanced Equity Income Fund |
FFA |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
National General Holdings Corp |
NGHC |
Mid Cap Stock |
Finance and Insurance |
Third Party Administration of Insurance and Pension Funds |
|
Northern Star Investment Corp II |
NSTB+ |
Warrant |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
Merchants Bancorp |
MBINN |
|
Finance and Insurance |
Savings Institutions |
|
First Financial Bancorp |
FFBC |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Colony Credit Real Estate Inc |
CLNC |
Small Cap Stock |
Finance and Insurance |
Trusts, Estates, and Agency Accounts |
|
WisdomTree Trust |
WFIG |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
PotlatchDeltic Corp |
PCH |
Mid Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
U.S. Bancorp. |
USB-O |
|
Finance and Insurance |
Commercial Banking |
|
PCM Fund Inc |
PCM |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
PIMCO Corporate & Income Strategy Fund |
PCN |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Investors Real Estate Trust |
IRET-C |
|
Finance and Insurance |
Other Financial Vehicles |
|
Medicus Sciences Acquisition Corp |
MSACW |
Warrant |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
Barclays Bank PLC |
CAPD |
|
Finance and Insurance |
Commercial Banking |
|
Arbor Realty Trust Inc. |
ABR |
Mid Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
First Foundation Inc |
FFWM |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Vinci Partners Investments Ltd |
VINP |
Small Cap Stock |
Finance and Insurance |
Investment Advice |
|
New York Mortgage Trust Inc |
NYMTP |
|
Finance and Insurance |
Other Financial Vehicles |
|
First Horizon Corporation |
FHN-F |
|
Finance and Insurance |
Commercial Banking |
|
Hersha Hospitality Trust |
HT-E |
|
Finance and Insurance |
Other Financial Vehicles |
|
WisdomTree Trust |
DXGE |
Large Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
WisdomTree Trust |
DOL |
Large Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Pebblebrook Hotel Trust |
PEB-H |
|
Finance and Insurance |
Other Financial Vehicles |
|
First Hawaiian INC |
FHB |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Silvergate Capital Corp |
SI-A |
|
Finance and Insurance |
Commercial Banking |
|
Peoples Bancorp, Inc. (Marietta, OH) |
PEBO |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Bank of Montreal |
KNAB |
Multi Cap |
Finance and Insurance |
Commercial Banking |
|
Hunt Companies Finance Trust Inc |
HCFT |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
Charles Schwab Corp. |
SCHW-C |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
WhiteHorse Finance Inc |
WHFBZ |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
Prudential Financial Inc. |
PFH |
|
Finance and Insurance |
Direct Life Insurance Carriers |
|
WisdomTree Trust |
DEM |
Large Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Village Bank & Trust Financial Corporation |
VBFC |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Columbia Banking System, Inc. |
COLB |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Flaherty & Crumrine Preferred and Income Fund Inc |
PFD |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
PIMCO Energy and Tactical Credit Opportunities Fund |
NRGX |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
New Mountain Finance Corp |
NMFC |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
First Trust Energy Infrastructure Fund |
FIF |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
BGC Partners Inc |
BGCP |
Small Cap Stock |
Finance and Insurance |
Securities Brokerage |
|
WisdomTree Trust |
DGRW |
Large Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Southern Missouri Bancorp, Inc. |
SMBC |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
Cohen & Company Inc |
COHN |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Capital One Financial Corp. |
COF |
Large Cap Stock |
Finance and Insurance |
Credit Card Issuing |
|
Invesco Municipal Income Opportunities Trust |
OIA |
Small Cap Stock |
Finance and Insurance |
International Trade Financing |
|
Reinsurance Group Of America, Inc. |
RZA |
Small Cap Stock |
Finance and Insurance |
Reinsurance Carriers |
|
Financial Institutions Inc. |
FISI |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Piper Sandler Co`s |
PIPR |
Mid Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
Harvest Capital Credit Corp |
HCAP |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Calamos Dynamic Convertible and Income Fund |
CCD |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Federal Agricultural Mortgage Corp. |
AGM-E |
|
Finance and Insurance |
Savings Institutions |
|
First Republic Bank |
FRC-J |
|
Finance and Insurance |
Commercial Banking |
|
Delaware Investments Dividend and Income Fund, Inc. |
DDF |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Capstead Mortgage Corp. |
CMO |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
First Republic Bank |
FRC-M |
|
Finance and Insurance |
Commercial Banking |
|
Metlife Inc |
MET-A |
|
Finance and Insurance |
Direct Life Insurance Carriers |
|
1st Constitution Bancorp |
FCCY |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
CBM Bancorp Inc. |
CBMB |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
Putnam Municipal Opportunities Trust |
PMO |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Pennymac Mortgage Investment Trust |
PMT-B |
|
Finance and Insurance |
Other Financial Vehicles |
|
Banc of California Inc |
BANC-D |
|
Finance and Insurance |
Commercial Banking |
|
Saratoga Investment Corp |
SAY |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
SR Bancorp Inc |
SRBK |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
RENN Fund Inc |
RCG |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
Banco Bradesco S.A. |
BBDO |
Large Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Barclays Bank PLC |
JJG |
Commodities |
Finance and Insurance |
Commercial Banking |
|
WaFd Inc |
WAFD |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
Benessere Capital Acquisition Corp |
BENEW |
Warrant |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Centene Corp. |
CNC |
Large Cap Stock |
Finance and Insurance |
Direct Health and Medical Insurance Carriers |
|
abrdn Emerging Markets Equity Income Fund Inc |
AEF |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Great Elm Capital Corp |
GECCL |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
MFS High Yield Municipal Trust |
CMU |
Small Cap Stock |
Finance and Insurance |
All Other Insurance Related Activities |
|
Spirit Realty Capital Inc |
SRC-A |
|
Finance and Insurance |
Other Financial Vehicles |
|
Toronto Dominion Bank |
TD |
Large Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Summit Financial Group Inc |
SMMF |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Prudential Financial Inc. |
PRU |
Large Cap Stock |
Finance and Insurance |
Direct Life Insurance Carriers |
|
Mesabi Trust |
MSB |
Small Cap Stock |
Finance and Insurance |
Trusts, Estates, and Agency Accounts |
|
Postal Realty Trust Inc |
PSTL |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
Dunxin Financial Holdings Limited. |
DXF |
|
Finance and Insurance |
Consumer Lending |
|
Pintec Technology Holdings Ltd |
PT |
|
Finance and Insurance |
Credit Card Issuing |
|
Portman Ridge Finance Corp |
PTMN |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Unitedhealth Group Inc |
UNH |
Large Cap Stock |
Finance and Insurance |
Direct Health and Medical Insurance Carriers |
|
Customers Bancorp Inc |
CUBI-D |
|
Finance and Insurance |
Commercial Banking |
|
Regions Financial Corp. |
RF-A |
|
Finance and Insurance |
Commercial Banking |
|
Affinity Bancshares Inc |
AFBI |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
GraniteShares Gold Trust |
BAR |
Commodities |
Finance and Insurance |
Commodity Contracts Dealing |
|
Qifu Technology Inc. |
QFIN |
|
Finance and Insurance |
Credit Card Issuing |
|
Apollo Investment Corporation |
AINV |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
UBS AG |
WUCT |
|
Finance and Insurance |
Securities Brokerage |
|
Duff & Phelps Utility and Infrastructure Fund Inc |
DPG |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
SVB Financial Group |
SIVB |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Berkshire Hills Bancorp Inc. |
BHLB |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
Benessere Capital Acquisition Corp |
BENE |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Canadian Imperial Bank Of Commerce |
CM |
Large Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Linkbancorp Inc |
LNKB |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Logan Ridge Finance Corporation |
LRFC |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Timberland Bancorp, Inc. |
TSBK |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
iStar Inc |
STAR |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
Vornado Realty Trust |
VNO-K |
Real Estate |
Finance and Insurance |
Other Financial Vehicles |
|
Washington Prime Group Inc |
WPG-H |
|
Finance and Insurance |
Other Financial Vehicles |
|
Arbor Realty Trust Inc. |
ABR-A |
Real Estate |
Finance and Insurance |
Other Financial Vehicles |
|
iStar Inc |
STAR-I |
|
Finance and Insurance |
Other Financial Vehicles |
|
Barclays Bank PLC |
GAZ |
Commodities |
Finance and Insurance |
Commercial Banking |
|
Peoples Bancorp Of North Carolina Inc |
PEBK |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
HMG Courtland Properties Inc. |
HMG |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
MMA Capital Holdings Inc |
MMAC |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
Clover Health Investments Corp |
CLOV |
Small Cap Stock |
Finance and Insurance |
Direct Health and Medical Insurance Carriers |
|
Bank Of America Corp. |
BAC-B |
|
Finance and Insurance |
Commercial Banking |
|
Hercules Capital Inc |
HCXZ |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
Third Point Reinsurance Ltd |
TPRE |
Small Cap Stock |
Finance and Insurance |
Reinsurance Carriers |
|
First Midwest Bancorp, Inc. |
FMBI |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Weingarten Realty Investors |
WRI |
Mid Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
Puhui Wealth Investment Management Co Ltd |
PHCF |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Aurora Acquisition Corp |
AURCW |
Warrant |
Finance and Insurance |
Mortgage and Nonmortgage Loan Brokers |
|
Raymond James Financial, Inc. |
RJF-A |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
Khosla Ventures Acquisition Co III |
KVSC |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Synchrony Financial |
SYF-A |
|
Finance and Insurance |
All Other Nondepository Credit Intermediation |
|
New Germany Fund Inc |
GF |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Nuveen Global High Income Fund |
JGH |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
TriplePoint Venture Growth BDC Corp |
TPVY |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
PIMCO Corporate & Income Opportunity Fund |
PTY |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
HDFC Bank Ltd. |
HDB |
Large Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Nuveen Virginia Quality Municipal Income Fund |
NPV |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
Western Alliance Bancorp |
WAL |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Associated Banc-Corp. |
ASB-D |
|
Finance and Insurance |
Commercial Banking |
|
Amerant Bancorp Inc |
AMTB |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
BCB Bancorp Inc (NJ) |
BCBP |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
Lion Group Holding Ltd |
LGHLW |
Warrant |
Finance and Insurance |
Securities Brokerage |
|
Invesco High Income Trust II |
VLT |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Presidio Property Trust Inc |
SQFTP |
|
Finance and Insurance |
Other Financial Vehicles |
|
Athene Holding Ltd |
ATH-C |
|
Finance and Insurance |
Direct Life Insurance Carriers |
|
GAMCO Global Gold Natural Resources & Income Trust |
GGN |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Lufax Holding Ltd |
LU |
|
Finance and Insurance |
Credit Card Issuing |
|
TH International Ltd. |
THCHW |
Warrant |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
Zions Bancorporation N.A |
ZIONN |
|
Finance and Insurance |
Commercial Banking |
|
Interactive Brokers Group Inc |
IBKR |
Large Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
Fusion Acquisition Corp II |
FSNB= |
Unit |
Finance and Insurance |
International Trade Financing |
|
Bank of Montreal |
BNKZ |
Multi Cap |
Finance and Insurance |
Commercial Banking |
|
SVB Financial Group |
SIVBP |
|
Finance and Insurance |
Commercial Banking |
|
Taiwan Fund Inc |
TWN |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Bancroft Fund Ltd |
BCV-A |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
Greystone Housing Impact Investors LP |
GHI |
Unit |
Finance and Insurance |
Other Activities Related to Credit Intermediation |
|
Rexford Industrial Realty Inc |
REXR-A |
|
Finance and Insurance |
Other Financial Vehicles |
|
Partnerre Ltd. |
PRE-I |
|
Finance and Insurance |
Reinsurance Carriers |
|
JMP Group Inc |
JMPNL |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
Colony Capital Inc. |
CLNY-G |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
Triumph Financial Inc |
TFIN |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Social Capital Hedosophia Holdings Corp V |
IPOE+ |
Warrant |
Finance and Insurance |
Financial Transactions Processing, Reserve, and Clearinghouse Activities |
|
OFS Credit Company Inc |
OCCIO |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
China Fund Inc |
CHN |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Republic Bancorp, Inc. (KY) |
RBCAA |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Hanover Insurance Group Inc |
THG |
Mid Cap Stock |
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
Generation Income Properties Inc |
GIPRW |
Warrant |
Finance and Insurance |
Other Financial Vehicles |
|
abrdn Income Credit Strategies Fund |
ACP-A |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
Bar Harbor Bankshares Inc |
BHB |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Barclays Bank PLC |
RODI |
Large Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Gladstone Capital Corp. |
GLAD |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
WisdomTree Trust |
DFJ |
Mid Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Orix Corporation |
IX |
Large Cap Stock |
Finance and Insurance |
Sales Financing |
|
Randolph Bancorp Inc |
RNDB |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
Medley Management Inc |
MDLY |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Associated Banc-Corp. |
ASBA |
|
Finance and Insurance |
Commercial Banking |
|
abrdn Global Infrastructure Income Fund |
ASGI |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Arbor Realty Trust Inc. |
ABR-C |
Real Estate |
Finance and Insurance |
Other Financial Vehicles |
|
BankUnited Inc |
BKU |
Mid Cap Stock |
Finance and Insurance |
Savings Institutions |
|
Everest Re Group Ltd |
RE |
Large Cap Stock |
Finance and Insurance |
Reinsurance Carriers |
|
American Assets Trust Inc |
AAT |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
AllianceBernstein Holding Lp |
AB |
Unit |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Citigroup Inc |
C-S |
|
Finance and Insurance |
Commercial Banking |
|
First Choice Bancorp |
FCBP |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Taubman Centers, Inc. |
TCO-J |
|
Finance and Insurance |
Other Financial Vehicles |
|
Urstadt Biddle Properties, Inc. |
UBA |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
National Holdings Corporation |
NHLDW |
Warrant |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
Mill City Ventures III Ltd |
MCVT |
Small Cap Stock |
Finance and Insurance |
International Trade Financing |
|
American Coastal Insurance Corp |
UIHC |
Small Cap Stock |
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
Altimar Acquisition Corp |
ATAC+ |
Warrant |
Finance and Insurance |
Investment Advice |
|
Invesco Ltd |
IVZ |
Mid Cap Stock |
Finance and Insurance |
Portfolio Management |
|
Taubman Centers, Inc. |
TCO |
Mid Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
Banco Latinoamericano De Comercio Exterior SA |
BLX |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Cedar Realty Trust Inc |
CDR |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
Ares Dynamic Credit Allocation Fund Inc |
ARDC |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
NB Bancorp Inc. |
NBBK |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Invesco Mortgage Capital Inc |
IVR-C |
|
Finance and Insurance |
Other Financial Vehicles |
|
Princeton Bancorp Inc |
BPRN |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Blue Ridge Bankshares Inc (VA) |
BRBS |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Eagle Bancorp Inc (MD) |
EGBN |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
RiverNorth/DoubleLine Strategic opportunity fund Inc |
OPP-A |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
PCSB Financial Corp |
PCSB |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
Trustco Bank Corp. |
TRST |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
Brown & Brown, Inc. |
BRO |
Large Cap Stock |
Finance and Insurance |
Insurance Agencies and Brokerages |
|
American Homes 4 Rent |
AMH-E |
|
Finance and Insurance |
Other Financial Vehicles |
|
TCW Strategic Income Fund Inc |
TSI |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Invesco Mortgage Capital Inc |
IVR-B |
|
Finance and Insurance |
Other Financial Vehicles |
|
Artisan Partners Asset Management Inc |
APAM |
Mid Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Southern National Bancorp of Virginia Inc. |
SONA |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Bank Of New York Mellon Corp |
BK-C |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
Glen Burnie Bancorp |
GLBZ |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Nuveen Preferred and Income Term Fund |
JPI |
Small Cap Stock |
Finance and Insurance |
All Other Insurance Related Activities |
|
Digital Realty Trust Inc |
DLR-C |
Real Estate |
Finance and Insurance |
Other Financial Vehicles |
|
European Equity Fund Inc |
EEA |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Huntington Bancshares, Inc. |
HBANN |
|
Finance and Insurance |
Commercial Banking |
|
MGM Growth Properties LLC |
MGP |
Mid Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
Jackson Financial Inc |
JXN-A |
|
Finance and Insurance |
Direct Life Insurance Carriers |
|
BlackRock Utility Infrastructure & Power Opportunities Trust |
BUI |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
Voya Asia Pacific High Dividend Equity Income Fund |
IAE |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Tristate Capital Holdings Inc |
TSCAP |
|
Finance and Insurance |
Commercial Banking |
|
BancorpSouth Bank |
BXS-A |
|
Finance and Insurance |
Commercial Banking |
|
WisdomTree Trust |
GDE |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
Axos Financial Inc. |
AXO |
|
Finance and Insurance |
Savings Institutions |
|
Triumph Bancorp Inc |
TBKCP |
|
Finance and Insurance |
Commercial Banking |
|
Cadence Bank |
CADE |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Farmland Partners Inc |
FPI-B |
|
Finance and Insurance |
Other Financial Vehicles |
|
Universal Health Realty Income Trust |
UHT |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
Home Point Capital Inc |
HMPT |
Small Cap Stock |
Finance and Insurance |
Real Estate Credit |
|
PS Business Parks, Inc. |
PSB-Y |
|
Finance and Insurance |
Other Financial Vehicles |
|
Zions Bancorporation N.A |
ZIONP |
|
Finance and Insurance |
Commercial Banking |
|
WisdomTree Trust |
USDU |
Currency |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Brandywine Realty Trust |
BDN |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
Cambridge Bancorp |
CATC |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Kemper Corporation |
KMPB |
|
Finance and Insurance |
Third Party Administration of Insurance and Pension Funds |
|
U.S. Bancorp. |
USB-P |
|
Finance and Insurance |
Commercial Banking |
|
Investcorp Credit Management BDC Inc |
ICMB |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Pzena Investment Management Inc |
PZN |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Global Net Lease Inc |
GNL-A |
|
Finance and Insurance |
Other Financial Vehicles |
|
abrdn Japan Equity Fund Inc |
JEQ |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
Stellus Capital Investment Corp |
SCM |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Cowen Inc |
COWNL |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
Severn Bancorp Inc |
SVBI |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
Boulder Growth & Income Fund Inc |
BIF |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
National General Holdings Corp |
NGHCO |
Small Cap Stock |
Finance and Insurance |
Third Party Administration of Insurance and Pension Funds |
|
Marquee Raine Acquisition Corp |
MRACW |
Warrant |
Finance and Insurance |
Financial Transactions Processing, Reserve, and Clearinghouse Activities |
|
Silver Spike Investment Corp |
SSIC |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Arthur J. Gallagher & Co. |
AJG |
Large Cap Stock |
Finance and Insurance |
Insurance Agencies and Brokerages |
|
Forge Global Holdings Inc |
FRGE+ |
Warrant |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Barclays Bank PLC |
TAPR |
|
Finance and Insurance |
Commercial Banking |
|
Citizens Financial Group Inc |
CFG |
Large Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Assurant Inc |
AIZN |
|
Finance and Insurance |
Other Direct Insurance (except Life, Health, and Medical) Carriers |
|
GAMCO Natural Resources, Gold & Income Trust |
GNT-A |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
Carlyle Secured Lending Inc |
CGBDL |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
Kaspi.kz JSC |
KSPI |
|
Finance and Insurance |
Credit Card Issuing |
|
Old Point Financial Corp. |
OPOF |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Angel Oak Dynamic Financial Strategies Income Term Trust |
DYFN |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Guggenheim Strategic Opportunities Fund |
GOF |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
Affirm Holdings Inc |
AFRM |
Mid Cap Stock |
Finance and Insurance |
Consumer Lending |
|
U.S. Bancorp. |
USB-M |
|
Finance and Insurance |
Commercial Banking |
|
First Republic Bank |
FRC-G |
|
Finance and Insurance |
Commercial Banking |
|
WisdomTree Trust |
NTSI |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
Prologis Inc |
PLD |
Large Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
Cowen Inc |
COWN |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
LCNB Corp |
LCNB |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Republic First Bancorp, Inc. |
FRBK |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
WisdomTree Trust |
EZM |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Reinsurance Group Of America, Inc. |
RZB |
Small Cap Stock |
Finance and Insurance |
Reinsurance Carriers |
|
Santander Consumer USA Holdings Inc |
SC |
Mid Cap Stock |
Finance and Insurance |
Credit Card Issuing |
|
Flaherty & Crumrine Preferred and Income Securities Fund Inc |
FFC |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Bridge Bancorp, Inc. |
BDGE |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
SLM Corp. |
SLM |
Mid Cap Stock |
Finance and Insurance |
Credit Card Issuing |
|
Virtus Investment Partners Inc |
VRTS |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Lakeland Financial Corp. |
LKFN |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Lemonade Inc |
LMND |
Small Cap Stock |
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
Credit Suisse Asset Management Income Fund Inc. |
CIK |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Lument Finance Trust Inc |
LFT |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
Bank Of Nova Scotia |
BNS |
Large Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Open Lending Corp |
LPRO |
Small Cap Stock |
Finance and Insurance |
All Other Nondepository Credit Intermediation |
|
Tristate Capital Holdings Inc |
TSC |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Hersha Hospitality Trust |
HT |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
UP Fintech Holding Ltd |
TIGR |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
Cowen Inc |
COWNZ |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
AGNC Investment Corp |
AGNCL |
|
Finance and Insurance |
Other Financial Vehicles |
|
Barclays Bank PLC |
VXZ |
Volatility Product |
Finance and Insurance |
Commercial Banking |
|
Assured Guaranty Ltd |
AGO |
Mid Cap Stock |
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
Power REIT |
PW-A |
|
Finance and Insurance |
Other Financial Vehicles |
|
JPMorgan Chase & Co. |
JPM |
Large Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Zions Bancorporation N.A |
ZIONO |
|
Finance and Insurance |
Commercial Banking |
|
Bluerock Residential Growth REIT Inc |
BRG-D |
|
Finance and Insurance |
Other Financial Vehicles |
|
Comerica, Inc. |
CMA |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Puyi Inc |
PUYI |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
Creative Media & Community Trust |
CMCT |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
Virtus Artificial Intelligence & Technology Opportunities Fund |
AIO |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Conifer Holdings Inc |
CNFR |
Small Cap Stock |
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
WisdomTree Trust |
AIVI |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
Acadia Realty Trust |
AKR |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
Assurant Inc |
AIZP |
|
Finance and Insurance |
Third Party Administration of Insurance and Pension Funds |
|
BlackRock Science and Technology Trust |
BST |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
GoHealth Inc |
GOCO |
Small Cap Stock |
Finance and Insurance |
Insurance Agencies and Brokerages |
|
CNO Financial Group Inc |
CNO |
Mid Cap Stock |
Finance and Insurance |
Direct Life Insurance Carriers |
|
First Bancorp Inc (ME) |
FNLC |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Weidai Ltd |
WEI |
|
Finance and Insurance |
Credit Card Issuing |
|
Old Second Bancorporation Inc. |
OSBC |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Bank of Montreal |
BULZ |
|
Finance and Insurance |
Commercial Banking |
|
Wells Fargo & Co. |
WFC-A |
|
Finance and Insurance |
Commercial Banking |
|
Ashford Hospitality Trust Inc |
AHT |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
Wheeler Real Estate Investment Trust Inc |
WHLRP |
|
Finance and Insurance |
Other Financial Vehicles |
|
Community Bankers Trust Corp |
ESXB |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Saratoga Investment Corp |
SAZ |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
Fifth Third Bancorp |
FITBO |
|
Finance and Insurance |
Commercial Banking |
|
Fifth Third Bancorp |
FITB |
Large Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Maiden Holdings Ltd |
MH-D |
|
Finance and Insurance |
Reinsurance Carriers |
|
FBL Financial Group, Inc. |
FFG |
Small Cap Stock |
Finance and Insurance |
Direct Life Insurance Carriers |
|
Oxford Lane Capital Corp |
OXLCO |
|
Finance and Insurance |
Other Financial Vehicles |
|
Oxford Square Capital Corp |
OXSQ |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Pathward Financial Inc |
CASH |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
Eagle Capital Growth Fund Inc |
GRF |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
Capital One Financial Corp. |
COF-I |
|
Finance and Insurance |
Credit Card Issuing |
|
Drive Shack Inc |
DS |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
Virtus Stone Harbor Emerging Markets Total Income Fund |
EDI |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
American National Bankshares Inc. |
AMNB |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
Conifer Holdings Inc |
CNFRZ |
|
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
Wintrust Financial Corp. |
WTFCM |
|
Finance and Insurance |
Commercial Banking |
|
U.S. Global Investors, Inc. |
GROW |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
Garden Stage Ltd |
GSIW |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
Apollo Senior Floating Rate Fund Inc |
AFT |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|